SMITH FRANKLYN E.

PrivateCIK: 1983839
Location

NEW YORK, NY

BANK OF AMERICA CORP /DE/

4
→NEUBERGER MUNICIPAL FUND INC.
May 22, 2026·May 22, 2026
3 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Nov 18, 2025·Nov 18, 2025
2 txn

SABA CAPITAL MANAGEMENT, L.P.

3
→NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
Oct 16, 2023·Oct 16, 2023
1 txn

SABA CAPITAL MANAGEMENT, L.P.

3
→NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Oct 12, 2023·Oct 12, 2023
1 txn

TANK BRADLEY

4
→NEUBERGER HIGH YIELD STRATEGIES FUND INC.
Jul 5, 2023·Jul 5, 2023
6 txn

TANK BRADLEY

4
→NEUBERGER HIGH YIELD STRATEGIES FUND INC.
Jun 23, 2023·Jun 23, 2023
6 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
May 9, 2023·May 9, 2023
2 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
May 2, 2023·May 2, 2023
2 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Dec 14, 2022·Dec 14, 2022
3 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Dec 2, 2022·Dec 2, 2022
3 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Nov 21, 2022·Nov 21, 2022
2 txn

TANK BRADLEY

4
→NEUBERGER HIGH YIELD STRATEGIES FUND INC.
May 19, 2022·May 19, 2022
6 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Dec 28, 2021·Dec 28, 2021
2 txn

RAMANAN HARI

4
→NEUBERGER NEXT GENERATION CONNECTIVITY FUND INC.
Dec 15, 2021·Dec 15, 2021
3 txn

TANK BRADLEY

4
→NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
Nov 9, 2021·Nov 9, 2021
8 txn

TANK BRADLEY

4
→NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Nov 9, 2021·Nov 9, 2021
5 txn

TANK BRADLEY

4
→NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Nov 3, 2021·Nov 3, 2021
8 txn

TANK BRADLEY

4
→NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
Oct 26, 2021·Oct 26, 2021
5 txn

TANK BRADLEY

4
→NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Oct 21, 2021·Oct 21, 2021
8 txn

TANK BRADLEY

4
→NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
Oct 19, 2021·Oct 19, 2021
5 txn

TANK BRADLEY

4
→NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
Oct 18, 2021·Oct 18, 2021
9 txn

RACHLIN DOUGLAS A.

4
→NEUBERGER ENERGY INFRASTRUCTURE & INCOME FUND INC.
Jul 16, 2021·Jul 16, 2021
3 txn

STAVRIDIS JAMES G.

3
→NEUBERGER NEXT GENERATION CONNECTIVITY FUND INC.
May 26, 2021·May 26, 2021
1 txn

RAMANAN HARI

3
→NEUBERGER NEXT GENERATION CONNECTIVITY FUND INC.
May 26, 2021·May 26, 2021
1 txn

SEIP TOM D

3
→NEUBERGER NEXT GENERATION CONNECTIVITY FUND INC.
May 26, 2021·May 26, 2021
1 txn
Page 1 of 4 · 90 total
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