TANK BRADLEY (CIO of Adviser of Issuer) sold 4.59K shares of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. on the open market
Open‑market sale worth $58.8K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 6 sales
Filed: 11/9/2021ACC: 0000898432-21-000719
Officer· CIO of Adviser of Issuer
Since Dec 2017
-4.59K
Net shares
Net seller
$58.8K
Total sold
6
Open market trades
0B · 6S
6
Total transactions
4.59K disposed
Non-Derivative Transactions6
Common Stock
Indirect
Shares
−890.00
Price / share
$12.80
Trade value
$11.39K
% of position
40.6%
11/5/2021
2.19K→1.30K
Common Stock
Indirect
Shares
−425.00
Price / share
$12.80
Trade value
$5.44K
% of position
37.0%
11/5/2021
1.15K→725.00
Common Stock
Indirect
Shares
−500.00
Price / share
$12.80
Trade value
$6.40K
% of position
40.0%
11/5/2021
1.25K→750.00
Common Stock
Indirect
Shares
−1.30K
Price / share
$12.80
Trade value
$16.65K
% of position
New position
11/8/2021
1.30K→0.00
Common Stock
Indirect
Shares
−725.00
Price / share
$12.80
Trade value
$9.28K
% of position
New position
11/8/2021
725.00→0.00
Common Stock
Indirect
Shares
−750.00
Price / share
$12.80
Trade value
$9.60K
% of position
New position
11/8/2021
750.00→0.00
Total
Net shares
−4.59K
Net value
-$58.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 11/5/2021 | S · Sale | −890.00 | $12.80 | $11.39K | 40.6% | 2.19K | 1.30K |
| Common Stock Indirect | 11/5/2021 | S · Sale | −425.00 | $12.80 | $5.44K | 37.0% | 1.15K | 725.00 |
| Common Stock Indirect | 11/5/2021 | S · Sale | −500.00 | $12.80 | $6.40K | 40.0% | 1.25K | 750.00 |
| Common Stock Indirect | 11/8/2021 | S · Sale | −1.30K | $12.80 | $16.65K | New position | 1.30K | 0.00 |
| Common Stock Indirect | 11/8/2021 | S · Sale | −725.00 | $12.80 | $9.28K | New position | 725.00 | 0.00 |
| Common Stock Indirect | 11/8/2021 | S · Sale | −750.00 | $12.80 | $9.60K | New position | 750.00 | 0.00 |
| Total | −4.59K | -$58.76K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned4.10K
Common Stock
DirectShares owned20.17K
Total
20.17K direct·4.10K indirect24.27K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.10K | Indirect |
| Common Stock | 20.17K | Direct |
| Total | 24.27K | 20.17K direct·4.10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported