TANK BRADLEY

PrivateCIK: 1254645
Location

CHICAGO, IL

TANK BRADLEY (CIO of Adviser of Issuer) sold 79.4% of their position (578.00 shares) of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. on the open market

Open‑market sale worth $8.1K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales
Officer· CIO of Adviser of Issuer
Since Dec 2017
-578.00
Net shares
Net seller
$8.1K
Total sold
6
Open market trades
0B · 6S
6
Total transactions
578.00 disposed
Non-Derivative Transactions6

Common Stock

Indirect
S · Sale

Shares

175.00

Price / share

$14.00

Trade value

$2.45K

% of position

42.5%
11/1/2021
412.00237.00

Common Stock

Indirect
S · Sale

Shares

125.00

Price / share

$14.00

Trade value

$1.75K

% of position

41.7%
11/1/2021
300.00175.00

Common Stock

Indirect
S · Sale

Shares

100.00

Price / share

$14.00

Trade value

$1.40K

% of position

33.3%
11/1/2021
300.00200.00

Common Stock

Indirect
S · Sale

Shares

78.00

Price / share

$14.00

Trade value

$1.09K

% of position

32.9%
11/2/2021
237.00159.00

Common Stock

Indirect
S · Sale

Shares

50.00

Price / share

$14.00

Trade value

$700.00

% of position

28.6%
11/2/2021
175.00125.00

Common Stock

Indirect
S · Sale

Shares

50.00

Price / share

$14.00

Trade value

$700.00

% of position

25.0%
11/2/2021
200.00150.00
Total

Net shares

578.00

Net value

-$8.09K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned3.60K

Common Stock

Direct
Shares owned16K
Total
16K direct·3.60K indirect19.60K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
TANK BRADLEY — Insider Transaction (Form 4) Filed Nov 3, 2021 | Finecho