TANK BRADLEY (CIO of Adviser of Issuer) sold 434.00 shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. on the open market
Open‑market sale worth $6.1K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 11/9/2021ACC: 0000898432-21-000718
Officer· CIO of Adviser of Issuer
Since Dec 2017
-434.00
Net shares
Net seller
$6.1K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
434.00 disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−159.00
Price / share
$14.00
Trade value
$2.23K
% of position
New position
11/5/2021
159.00→0.00
Common Stock
Indirect
Shares
−125.00
Price / share
$14.00
Trade value
$1.75K
% of position
New position
11/5/2021
125.00→0.00
Common Stock
Indirect
Shares
−150.00
Price / share
$14.00
Trade value
$2.10K
% of position
New position
11/5/2021
150.00→0.00
Total
Net shares
−434.00
Net value
-$6.08K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 11/5/2021 | S · Sale | −159.00 | $14.00 | $2.23K | New position | 159.00 | 0.00 |
| Common Stock Indirect | 11/5/2021 | S · Sale | −125.00 | $14.00 | $1.75K | New position | 125.00 | 0.00 |
| Common Stock Indirect | 11/5/2021 | S · Sale | −150.00 | $14.00 | $2.10K | New position | 150.00 | 0.00 |
| Total | −434.00 | -$6.08K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned3.60K
Common Stock
DirectShares owned16K
Total
16K direct·3.60K indirect19.60K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.60K | Indirect |
| Common Stock | 16K | Direct |
| Total | 19.60K | 16K direct·3.60K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported