TANK BRADLEY

PrivateCIK: 1254645
Location

CHICAGO, IL

TANK BRADLEY (CIO of Adviser of Issuer) sold 70.8% of their position (727.00 shares) of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. on the open market

Open‑market sale worth $10.2K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 6 sales
Officer· CIO of Adviser of Issuer
Since Dec 2017
-727.00
Net shares
Net seller
$10.2K
Total sold
6
Open market trades
0B · 6S
6
Total transactions
727.00 disposed
Non-Derivative Transactions6

Common Stock

Indirect
S · Sale

Shares

131.00

Price / share

$14.00

Trade value

$1.83K

% of position

17.7%
10/19/2021
739.00608.00

Common Stock

Indirect
S · Sale

Shares

50.00

Price / share

$14.00

Trade value

$700.00

% of position

11.1%
10/19/2021
450.00400.00

Common Stock

Indirect
S · Sale

Shares

100.00

Price / share

$14.00

Trade value

$1.40K

% of position

18.2%
10/19/2021
550.00450.00

Common Stock

Indirect
S · Sale

Shares

196.00

Price / share

$14.00

Trade value

$2.74K

% of position

32.2%
10/20/2021
608.00412.00

Common Stock

Indirect
S · Sale

Shares

100.00

Price / share

$14.00

Trade value

$1.40K

% of position

25.0%
10/20/2021
400.00300.00

Common Stock

Indirect
S · Sale

Shares

150.00

Price / share

$14.00

Trade value

$2.10K

% of position

33.3%
10/20/2021
450.00300.00
Total

Net shares

727.00

Net value

-$10.18K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect
Shares owned3.60K

Common Stock

Direct
Shares owned16K
Total
16K direct·3.60K indirect19.60K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
TANK BRADLEY — Insider Transaction (Form 4) Filed Oct 21, 2021 | Finecho