TANK BRADLEY (CIO of Adviser of Issuer) sold 70.9% of their position (3.30K shares) of NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. on the open market
Open‑market sale worth $42.6K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 10/19/2021ACC: 0000898432-21-000676
Officer· CIO of Adviser of Issuer
Since Dec 2017
-3.30K
Net shares
Net seller
$42.6K
Total sold
3
Open market trades
0B · 3S
3
Total transactions
3.30K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
−1.60K
Price / share
$12.92
Trade value
$20.64K
% of position
39.9%
10/15/2021
4K→2.40K
Common Stock
Indirect
Shares
−850.00
Price / share
$12.92
Trade value
$10.99K
% of position
40.5%
10/15/2021
2.10K→1.25K
Common Stock
Indirect
Shares
−850.00
Price / share
$12.92
Trade value
$10.99K
% of position
38.6%
10/15/2021
2.20K→1.35K
Total
Net shares
−3.30K
Net value
-$42.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/15/2021 | S · Sale | −1.60K | $12.92 | $20.64K | 39.9% | 4K | 2.40K |
| Common Stock Indirect | 10/15/2021 | S · Sale | −850.00 | $12.92 | $10.99K | 40.5% | 2.10K | 1.25K |
| Common Stock Indirect | 10/15/2021 | S · Sale | −850.00 | $12.92 | $10.99K | 38.6% | 2.20K | 1.35K |
| Total | −3.30K | -$42.61K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned4.10K
Common Stock
DirectShares owned20.17K
Total
20.17K direct·4.10K indirect24.27K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.10K | Indirect |
| Common Stock | 20.17K | Direct |
| Total | 24.27K | 20.17K direct·4.10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported