GOLDEN RANDAL L

PrivateCIK: 1743099

Location

CHICAGO, IL

PHILLIPS JONATHAN R

→FIRST TRUST PRIVATE ASSETS FUND

May 7, 2024·May 7, 2024

1 txn

STERNBERG DAVID A

→FIRST TRUST PRIVATE ASSETS FUND

Apr 6, 2023·Apr 6, 2023

2 txn

VFT HOLDINGS LP

→FIRST TRUST PRIVATE ASSETS FUND

Apr 6, 2023·Apr 6, 2023

1 txn

GOLDEN RANDAL L

→FIRST TRUST PRIVATE ASSETS FUND

Apr 6, 2023·Apr 6, 2023

2 txn

SHUGRUE GARY

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

SEYFERTH ROBERT

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

LEE DAVID G.

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

GALLAGHER TERRANCE P

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

MAURER ANN

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

MURPHY BERNADETTE

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

1 txn

PECK MICHAEL D

→FIRST TRUST PRIVATE ASSETS FUND

Jan 9, 2023·Jan 9, 2023

2 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jan 4, 2022·Jan 4, 2022

6 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Nov 12, 2021·Nov 12, 2021

9 txn

SHUGRUE GARY

→INFINITY CORE ALTERNATIVE FUND

Oct 1, 2021·Oct 1, 2021

1 txn

SHUGRUE GARY

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Oct 1, 2021·Oct 1, 2021

1 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Aug 4, 2021·Aug 4, 2021

3 txn

GOLDEN RANDAL L

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Aug 4, 2021·Aug 4, 2021

1 txn

VFT HOLDINGS LP

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Aug 4, 2021·Aug 4, 2021

1 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

May 24, 2021·May 24, 2021

2 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jan 5, 2021·Jan 5, 2021

6 txn

GOLDEN RANDAL L

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jan 5, 2021·Jan 5, 2021

4 txn

VFT HOLDINGS LP

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jan 5, 2021·Jan 5, 2021

4 txn

STERNBERG DAVID A

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Oct 28, 2020·Oct 28, 2020

3 txn

GOLDEN RANDAL L

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jul 10, 2020·Jul 10, 2020

1 txn

VFT HOLDINGS LP

→FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND

Jul 9, 2020·Jul 9, 2020

1 txn

Page 1 of 2 · 39 total

Filer	Form	Target	Filed	Activity
PHILLIPS JONATHAN RCIK · 1326105	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	May 7, 2024 May 7, 2024	1txn
STERNBERG DAVID ACIK · 1771877	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Apr 6, 2023 Apr 6, 2023	2txn
VFT HOLDINGS LPCIK · 1697019	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Apr 6, 2023 Apr 6, 2023	1txn
GOLDEN RANDAL LCIK · 1743099	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Apr 6, 2023 Apr 6, 2023	2txn
SHUGRUE GARYCIK · 1732767	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
SEYFERTH ROBERTCIK · 1525108	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
LEE DAVID G.CIK · 1525877	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
GALLAGHER TERRANCE PCIK · 1732847	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
MAURER ANNCIK · 1753053	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
MURPHY BERNADETTECIK · 1861883	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	1txn
PECK MICHAEL DCIK · 1732966	3 Initial	FIRST TRUST PRIVATE ASSETS FUNDCIK · 1912938	Jan 9, 2023 Jan 9, 2023	2txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jan 4, 2022 Jan 4, 2022	6txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Nov 12, 2021 Nov 12, 2021	9txn
SHUGRUE GARYCIK · 1732767	3 Initial	INFINITY CORE ALTERNATIVE FUNDCIK · 1588474	Oct 1, 2021 Oct 1, 2021	1txn
SHUGRUE GARYCIK · 1732767	3 Initial	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Oct 1, 2021 Oct 1, 2021	1txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Aug 4, 2021 Aug 4, 2021	3txn
GOLDEN RANDAL LCIK · 1743099	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Aug 4, 2021 Aug 4, 2021	1txn
VFT HOLDINGS LPCIK · 1697019	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Aug 4, 2021 Aug 4, 2021	1txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	May 24, 2021 May 24, 2021	2txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jan 5, 2021 Jan 5, 2021	6txn
GOLDEN RANDAL LCIK · 1743099	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jan 5, 2021 Jan 5, 2021	4txn
VFT HOLDINGS LPCIK · 1697019	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jan 5, 2021 Jan 5, 2021	4txn
STERNBERG DAVID ACIK · 1771877	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Oct 28, 2020 Oct 28, 2020	3txn
GOLDEN RANDAL LCIK · 1743099	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jul 10, 2020 Jul 10, 2020	1txn
VFT HOLDINGS LPCIK · 1697019	4 Trade	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUNDCIK · 1681717	Jul 9, 2020 Jul 9, 2020	1txn

Page 1 of 2 · 39 total