STERNBERG DAVID A sold 20.5% of their position (1.94K shares) of FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND on the open market
Open‑market sale worth $53.5K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 1/4/2022ACC: 0001771877-22-000001
Other
Since May 2017
-1.86K
Net shares
Net seller
$53.5K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
73.62 acquired · 1.94K disposed
Non-Derivative Transactions5
CLASS I COMMON SHARES
Indirect
Shares
+16.00
Price / share
$27.89
Trade value
$446.24
% of position
0.2%
12/1/2021
9.36K→9.37K
CLASS A COMMON SHARES
Indirect
Shares
+0.15
Price / share
$27.91
Trade value
$4.19
% of position
0.4%
12/1/2021
37.10→37.25
CLASS I COMMON SHARES
Indirect
Shares
+57.00
Price / share
$27.48
Trade value
$1.57K
% of position
0.6%
12/10/2021
9.37K→9.43K
CLASS A COMMON SHARES
Indirect
Shares
+0.47
Price / share
$27.58
Trade value
$12.96
% of position
1.3%
12/10/2021
37.25→37.72
CLASS I COMMON SHARES
Indirect
Shares
−1.94K
Price / share
$27.64
Trade value
$53.48K
% of position
20.5%
12/31/2021
9.43K→7.49K
Total
Net shares
−1.86K
Net value
-$51.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS I COMMON SHARES Indirect | 12/1/2021 | J · J | +16.00 | $27.89 | $446.24 | 0.2% | 9.36K | 9.37K |
| CLASS A COMMON SHARES Indirect | 12/1/2021 | J · J | +0.15 | $27.91 | $4.19 | 0.4% | 37.10 | 37.25 |
| CLASS I COMMON SHARES Indirect | 12/10/2021 | J · J | +57.00 | $27.48 | $1.57K | 0.6% | 9.37K | 9.43K |
| CLASS A COMMON SHARES Indirect | 12/10/2021 | J · J | +0.47 | $27.58 | $12.96 | 1.3% | 37.25 | 37.72 |
| CLASS I COMMON SHARES Indirect | 12/31/2021 | S · Sale | −1.94K | $27.64 | $53.48K | 20.5% | 9.43K | 7.49K |
| Total | −1.86K | -$51.45K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
CLASS I COMMON SHARES
DirectShares owned4.50K
Total
4.50K direct4.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| CLASS I COMMON SHARES | 4.50K | Direct |
| Total | 4.50K | 4.50K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported