STERNBERG DAVID A sold 3.23K shares of FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND on the open market
Open‑market sale worth $82.4K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 1/5/2021ACC: 0001771877-21-000001
Other
Since May 2017
-3.12K
Net shares
Net seller
$82.4K
Total sold
1
Open market trades
0B · 1S
6
Total transactions
111.00 acquired · 3.23K disposed
Non-Derivative Transactions6
COMMON SHARES
Indirect
Shares
+14.00
Price / share
$24.79
Trade value
$347.06
% of position
0.4%
10/7/2020
3.21K→3.23K
COMMON SHARES
Indirect
Shares
+17.00
Price / share
$24.79
Trade value
$421.43
% of position
0.4%
10/7/2020
4.04K→4.05K
COMMON SHARES
Indirect
Shares
+17.00
Price / share
$24.83
Trade value
$422.11
% of position
0.4%
11/4/2020
4.05K→4.07K
COMMON SHARES
Indirect
Shares
+13.00
Price / share
$25.28
Trade value
$328.64
% of position
0.3%
12/2/2020
4.07K→4.08K
COMMON SHARES
Indirect
Shares
+50.00
Price / share
$25.10
Trade value
$1.25K
% of position
1.2%
12/11/2020
4.08K→4.13K
COMMON SHARES
Indirect
Shares
−3.23K
Price / share
$25.55
Trade value
$82.42K
% of position
New position
12/31/2020
3.23K→0.00
Total
Net shares
−3.12K
Net value
-$79.65K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON SHARES Indirect | 10/7/2020 | J · J | +14.00 | $24.79 | $347.06 | 0.4% | 3.21K | 3.23K |
| COMMON SHARES Indirect | 10/7/2020 | J · J | +17.00 | $24.79 | $421.43 | 0.4% | 4.04K | 4.05K |
| COMMON SHARES Indirect | 11/4/2020 | J · J | +17.00 | $24.83 | $422.11 | 0.4% | 4.05K | 4.07K |
| COMMON SHARES Indirect | 12/2/2020 | J · J | +13.00 | $25.28 | $328.64 | 0.3% | 4.07K | 4.08K |
| COMMON SHARES Indirect | 12/11/2020 | J · J | +50.00 | $25.10 | $1.25K | 1.2% | 4.08K | 4.13K |
| COMMON SHARES Indirect | 12/31/2020 | S · Sale | −3.23K | $25.55 | $82.42K | New position | 3.23K | 0.00 |
| Total | −3.12K | -$79.65K | ||||||
Derivative Transactions0
No derivative transactions reported