STERNBERG DAVID A

PrivateCIK: 1771877
Location

CHICAGO, IL

STERNBERG DAVID A purchased 190.3% of their position (9.08K shares) of FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND on the open market

Open‑market purchase worth $253.4K — a major conviction buy. The strongest form of insider conviction signal.

P · 2 purchases
Other
Since May 2017
+9.14K
Net shares
Net buyer
$255.1K
Total acquired
2
Open market trades
2B · 0S
9
Total transactions
9.14K acquired
Non-Derivative Transactions9

CLASS I COMMON SHARES

Indirect
J · J

Shares

+15.00

Price / share

$27.19

Trade value

$407.85

% of position

0.3%
8/4/2021
4.71K4.72K

CLASS I COMMON SHARES

Indirect
J · J

Shares

+16.00

Price / share

$27.49

Trade value

$439.84

% of position

0.3%
9/1/2021
4.72K4.74K

CLASS A COMMON SHARES

Indirect
J · J

Shares

+0.15

Price / share

$27.57

Trade value

$4.14

% of position

0.4%
9/1/2021
36.6436.79

CLASS I COMMON SHARES

Indirect
J · J

Shares

+16.00

Price / share

$27.78

Trade value

$444.48

% of position

0.3%
10/6/2021
4.74K4.75K

CLASS A COMMON SHARES

Indirect
J · J

Shares

+0.15

Price / share

$27.95

Trade value

$4.19

% of position

0.4%
10/6/2021
36.7936.94

CLASS I COMMON SHARES

Indirect
J · J

Shares

+16.00

Price / share

$27.86

Trade value

$445.76

% of position

0.3%
11/3/2021
4.75K4.77K

CLASS A COMMON SHARES

Indirect
J · J

Shares

+0.16

Price / share

$28.01

Trade value

$4.48

% of position

0.4%
11/3/2021
36.9437.10

CLASS I COMMON SHARES

Indirect
P · Purchase

Shares

+4.58K

Price / share

$27.90

Trade value

$127.89K

% of position

96.1%
11/10/2021
4.77K9.36K

CLASS I COMMON SHARES

Direct
P · Purchase

Shares

+4.50K

Price / share

$27.90

Trade value

$125.47K

% of position

48.1%
11/10/2021
9.36K13.85K
Total

Net shares

+9.14K

Net value

$255.11K

Derivative Transactions0
No derivative transactions reported
STERNBERG DAVID A — Insider Transaction (Form 4) Filed Nov 12, 2021 | Finecho