ROYCE CHARLES M

PrivateCIK: 1009121

Location

NEW YORK, NY

COHEN JONATHAN H

→OXFORD PARK INCOME FUND, INC.

May 4, 2026·May 4, 2026

1 txn

ROSENTHAL SAUL B

→OXFORD PARK INCOME FUND, INC.

May 4, 2026·May 4, 2026

1 txn

ROYCE CHARLES M

→ROYCE GLOBAL TRUST, INC.

Nov 12, 2025·Nov 12, 2025

4 txn

ROYCE CHARLES M

→ROYCE GLOBAL TRUST, INC.

Nov 7, 2025·Nov 7, 2025

3 txn

ROYCE CHARLES M

→ROYCE GLOBAL TRUST, INC.

Nov 6, 2025·Nov 6, 2025

2 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

Nov 6, 2025·Nov 6, 2025

3 txn

ROYCE CHARLES M

→ROYCE GLOBAL TRUST, INC.

Jun 27, 2025·Jun 27, 2025

3 txn

ROYCE CHARLES M

→ROYCE SMALL-CAP TRUST, INC.

Jun 27, 2025·Jun 27, 2025

3 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

May 6, 2025·May 6, 2025

4 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

May 5, 2025·May 5, 2025

3 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

Apr 17, 2025·Apr 17, 2025

4 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

Feb 19, 2025·Feb 19, 2025

4 txn

ROYCE CHARLES M

→ROYCE MICRO-CAP TRUST, INC.

Feb 3, 2025·Feb 3, 2025

6 txn

ROSENTHAL SAUL B

→OXFORD PARK INCOME FUND, INC.

Sep 24, 2024·Sep 24, 2024

2 txn

ROYCE CHARLES M

→OXFORD SQUARE CAPITAL CORP.

Jul 7, 2023·Jul 7, 2023

4 txn

RUBIN BRUCE L.

→OXFORD SQUARE CAPITAL CORP.

Jul 6, 2023·Jul 6, 2023

2 txn

ROSENTHAL SAUL B

→OXFORD SQUARE CAPITAL CORP.

Jul 6, 2023·Jul 6, 2023

3 txn

ROYCE CHARLES M

→OXFORD PARK INCOME FUND, INC.

Apr 3, 2023·Apr 3, 2023

1 txn

SHIN DAVID S.

→OXFORD PARK INCOME FUND, INC.

Apr 3, 2023·Apr 3, 2023

1 txn

RUBIN BRUCE L.

→OXFORD PARK INCOME FUND, INC.

Apr 3, 2023·Apr 3, 2023

1 txn

REARDON JOHN STUART

→OXFORD PARK INCOME FUND, INC.

Apr 3, 2023·Apr 3, 2023

1 txn

ROSENTHAL SAUL B

→OXFORD PARK INCOME FUND, INC.

Apr 3, 2023·Apr 3, 2023

1 txn

ROSENTHAL SAUL B

→OXFORD SQUARE CAPITAL CORP.

May 31, 2022·May 31, 2022

2 txn

ROSENTHAL SAUL B

→OXFORD SQUARE CAPITAL CORP.

May 26, 2022·May 26, 2022

3 txn

ROSENTHAL SAUL B

→OXFORD SQUARE CAPITAL CORP.

May 23, 2022·May 23, 2022

3 txn

Page 1 of 3 · 70 total

Filer	Form	Target	Filed	Activity
COHEN JONATHAN HCIK · 1268530	4 Trade	OXFORD PARK INCOME FUND, INC.CIK · 1959353	May 4, 2026 May 4, 2026	1txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD PARK INCOME FUND, INC.CIK · 1959353	May 4, 2026 May 4, 2026	1txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE GLOBAL TRUST, INC.CIK · 1514490	Nov 12, 2025 Nov 12, 2025	4txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE GLOBAL TRUST, INC.CIK · 1514490	Nov 7, 2025 Nov 7, 2025	3txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE GLOBAL TRUST, INC.CIK · 1514490	Nov 6, 2025 Nov 6, 2025	2txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	Nov 6, 2025 Nov 6, 2025	3txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE GLOBAL TRUST, INC.CIK · 1514490	Jun 27, 2025 Jun 27, 2025	3txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE SMALL-CAP TRUST, INC.CIK · 804116	Jun 27, 2025 Jun 27, 2025	3txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	May 6, 2025 May 6, 2025	4txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	May 5, 2025 May 5, 2025	3txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	Apr 17, 2025 Apr 17, 2025	4txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	Feb 19, 2025 Feb 19, 2025	4txn
ROYCE CHARLES MCIK · 1009121	4 Trade	ROYCE MICRO-CAP TRUST, INC.CIK · 912147	Feb 3, 2025 Feb 3, 2025	6txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Sep 24, 2024 Sep 24, 2024	2txn
ROYCE CHARLES MCIK · 1009121	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	Jul 7, 2023 Jul 7, 2023	4txn
RUBIN BRUCE L.CIK · 1457589	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	Jul 6, 2023 Jul 6, 2023	2txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	Jul 6, 2023 Jul 6, 2023	3txn
ROYCE CHARLES MCIK · 1009121	3 Initial	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Apr 3, 2023 Apr 3, 2023	1txn
SHIN DAVID S.CIK · 1507975	3 Initial	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Apr 3, 2023 Apr 3, 2023	1txn
RUBIN BRUCE L.CIK · 1457589	3 Initial	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Apr 3, 2023 Apr 3, 2023	1txn
REARDON JOHN STUARTCIK · 1507712	3 Initial	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Apr 3, 2023 Apr 3, 2023	1txn
ROSENTHAL SAUL BCIK · 1268529	3 Initial	OXFORD PARK INCOME FUND, INC.CIK · 1959353	Apr 3, 2023 Apr 3, 2023	1txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	May 31, 2022 May 31, 2022	2txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	May 26, 2022 May 26, 2022	3txn
ROSENTHAL SAUL BCIK · 1268529	4 Trade	OXFORD SQUARE CAPITAL CORP.CIK · 1259429	May 23, 2022 May 23, 2022	3txn

Page 1 of 3 · 70 total