ROSENTHAL SAUL B (President and COO) reported 1 transaction at OXFORD SQUARE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 7/6/2023ACC: 0001213900-23-055128
Officer· President and COO
Since Nov 2019
0.00
Net shares
Net seller
$1.37M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
514.19K acquired · 514.19K disposed
Non-Derivative Transactions1
Common Stock, par value $0.01 per share
Direct
Shares
+514.19K
Price / share
$2.66
Trade value
$1.37M
% of position
33.3%
6/14/2023
1.54M→2.06M
Total
Net shares
+514.19K
Net value
$1.37M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Direct | 6/14/2023 | X · X | +514.19K | $2.66 | $1.37M | 33.3% | 1.54M | 2.06M |
| Total | +514.19K | $1.37M | ||||||
Derivative Transactions1
Transferable Subscription Rights (right to buy)
Direct
Converts to
Common stock
514.19K shares
Shares
−514.19K
Strike price
2.66
Held after
0.00
Exercisable
—
6/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Transferable Subscription Rights (right to buy) Direct | Common stock514.19K shares | 6/14/2023 | X · X | −514.19K | 2.66 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.01 per share
IndirectShares owned1.10K
Total
1.10K indirect1.10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 1.10K | Indirect |
| Total | 1.10K | 1.10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported