ROYCE CHARLES M reported 2 transactions at OXFORD SQUARE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 7/7/2023ACC: 0001213900-23-055412
Director
Since Jun 2023
0.00
Net shares
Net seller
$1.58M
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
595.28K acquired · 595.28K disposed
Non-Derivative Transactions2
Common Stock, par value $0.01 per share
Indirect
Shares
+497.21K
Price / share
$2.66
Trade value
$1.32M
% of position
40.4%
6/14/2023
1.23M→1.73M
Common Stock, par value $0.01 per share
Indirect
Shares
+98.07K
Price / share
$2.66
Trade value
$260.87K
% of position
33.3%
6/14/2023
294.21K→392.29K
Total
Net shares
+595.28K
Net value
$1.58M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Indirect | 6/14/2023 | X · X | +497.21K | $2.66 | $1.32M | 40.4% | 1.23M | 1.73M |
| Common Stock, par value $0.01 per share Indirect | 6/14/2023 | X · X | +98.07K | $2.66 | $260.87K | 33.3% | 294.21K | 392.29K |
| Total | +595.28K | $1.58M | ||||||
Derivative Transactions2
Transferable Subscription Rights (right to buy)
Indirect
Converts to
Common stock
497.21K shares
Shares
−497.21K
Strike price
2.66
Held after
0.00
Exercisable
—
6/14/2023
Transferable Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
98.07K shares
Shares
−98.07K
Strike price
2.66
Held after
0.00
Exercisable
—
6/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Transferable Subscription Rights (right to buy) Indirect | Common stock497.21K shares | 6/14/2023 | X · X | −497.21K | 2.66 | — | 0.00 |
| Transferable Subscription Rights (right to buy) Indirect | Common Stock98.07K shares | 6/14/2023 | X · X | −98.07K | 2.66 | — | 0.00 |