SWANSON DAVID

PrivateCIK: 1298613

Location

CHICAGO, IL

RAIO JERRY

→RIVERNORTH OPPORTUNITIES FUND, INC.

Oct 14, 2025·Oct 14, 2025

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH OPPORTUNITIES FUND, INC.

Oct 14, 2025·Oct 14, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

→RIVERNORTH CAPITAL & INCOME FUND, INC.

Sep 18, 2025·Sep 18, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

→RIVERNORTH OPPORTUNITIES FUND, INC.

Sep 18, 2025·Sep 18, 2025

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH CAPITAL & INCOME FUND, INC.

Jul 16, 2025·Jul 16, 2025

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH CAPITAL & INCOME FUND, INC.

May 29, 2025·May 29, 2025

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH CAPITAL & INCOME FUND, INC.

May 16, 2025·May 16, 2025

1 txn

SWANSON DAVID

→RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.

Dec 31, 2024·Dec 31, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH OPPORTUNITIES FUND, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

RIVERNORTH STRATEGIC HOLDINGS, LLC

→RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC.

Nov 29, 2024·Nov 29, 2024

1 txn

SPRAUER SCOTT

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 5, 2024·Nov 5, 2024

1 txn

SPRAUER SCOTT

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

May 13, 2024·May 13, 2024

1 txn

RAIO JERRY

→RIVERNORTH OPPORTUNITIES FUND, INC.

Oct 27, 2023·Oct 27, 2023

1 txn

SPRAUER SCOTT

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

Aug 30, 2023·Aug 30, 2023

1 txn

SPRAUER SCOTT

→RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC.

Aug 30, 2023·Aug 30, 2023

1 txn

RAIO JERRY

→RIVERNORTH OPPORTUNITIES FUND, INC.

Apr 11, 2023·Apr 11, 2023

1 txn

STANTON JANAE

→RIVERNORTH CAPITAL & INCOME FUND, INC.

Jan 31, 2023·Jan 31, 2023

1 txn

STANTON JANAE

→RIVERNORTH CAPITAL & INCOME FUND, INC.

Jan 31, 2023·Jan 31, 2023

1 txn

STANTON JANAE

→RIVERNORTH CAPITAL & INCOME FUND, INC.

Jan 31, 2023·Jan 31, 2023

1 txn

SPRAUER SCOTT

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

May 12, 2022·May 12, 2022

1 txn

SPRAUER SCOTT

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

Apr 13, 2022·Apr 13, 2022

1 txn

Page 1 of 3 · 74 total

Filer	Form	Target	Filed	Activity
RAIO JERRYCIK · 1753342	4 Trade	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Oct 14, 2025 Oct 14, 2025	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	4 Trade	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Oct 14, 2025 Oct 14, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	3 Initial	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	Sep 18, 2025 Sep 18, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	3 Initial	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Sep 18, 2025 Sep 18, 2025	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	4 Trade	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	Jul 16, 2025 Jul 16, 2025	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	4 Trade	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	May 29, 2025 May 29, 2025	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	May 16, 2025 May 16, 2025	1txn
SWANSON DAVIDCIK · 1298613	4 Trade	RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.CIK · 1678130	Dec 31, 2024 Dec 31, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	Nov 29, 2024 Nov 29, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Nov 29, 2024 Nov 29, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 29, 2024 Nov 29, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 29, 2024 Nov 29, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND, INC.CIK · 1771226	Nov 29, 2024 Nov 29, 2024	1txn
RIVERNORTH STRATEGIC HOLDINGS, LLCCIK · 2045087	3 Initial	RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC.CIK · 1870833	Nov 29, 2024 Nov 29, 2024	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 5, 2024 Nov 5, 2024	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	May 13, 2024 May 13, 2024	1txn
RAIO JERRYCIK · 1753342	4 Trade	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Oct 27, 2023 Oct 27, 2023	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	Aug 30, 2023 Aug 30, 2023	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC.CIK · 1870833	Aug 30, 2023 Aug 30, 2023	1txn
RAIO JERRYCIK · 1753342	4 Trade	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Apr 11, 2023 Apr 11, 2023	1txn
STANTON JANAECIK · 1963670	4 Trade	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	Jan 31, 2023 Jan 31, 2023	1txn
STANTON JANAECIK · 1963670	4 Trade	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	Jan 31, 2023 Jan 31, 2023	1txn
STANTON JANAECIK · 1963670	3 Initial	RIVERNORTH CAPITAL & INCOME FUND, INC.CIK · 1644771	Jan 31, 2023 Jan 31, 2023	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	May 12, 2022 May 12, 2022	1txn
SPRAUER SCOTTCIK · 1552966	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	Apr 13, 2022 Apr 13, 2022	1txn

Page 1 of 3 · 74 total