RIVERNORTH FINANCIAL HOLDINGS, LLC

PrivateCIK: 2085200
Location

WEST PALM BEACH, FL

RIVERNORTH FINANCIAL HOLDINGS, LLC reports zero initial holdings at RIVERNORTH CAPITAL & INCOME FUND, INC.

Required by law even when the insider holds no shares. Future Form 4 filings will record any subsequent purchases.

Direct
Other
Since Sep 2025
0.00
Baseline shares
0.00
Direct ownership
1 position
0.00
Derivative underlying
0 instruments
1
Security positions
All direct
Non-Derivative Holdings1

Common Shares of Beneficial Interest

Direct
Shares owned0.00
Total
0.00
Derivative Holdings0
No derivative holdings reported
RIVERNORTH FINANCIAL HOLDINGS, LLC — Initial Ownership Disclosure (Form 3) Filed Sep 18, 2025 | Finecho