RIVERNORTH FINANCIAL HOLDINGS, LLC

PrivateCIK: 2085200

Location

WEST PALM BEACH, FL

SWANSON DAVID

4

→RIVERNORTH OPPORTUNITIES FUND, INC.

Oct 5, 2026·Oct 5, 2026

1 txn

THRIVENT FINANCIAL FOR LUTHERANS

3

→RIVERNORTH OPPORTUNITIES FUND, INC.

Sep 21, 2026·Sep 21, 2026

1 txn

SWANSON DAVID

4

→RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.

Jun 23, 2026·Jun 23, 2026

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Dec 23, 2025·Dec 23, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Dec 22, 2025·Dec 22, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

Dec 4, 2025·Dec 4, 2025

2 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.

Dec 3, 2025·Dec 3, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 28, 2025·Nov 28, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 26, 2025·Nov 26, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 25, 2025·Nov 25, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 25, 2025·Nov 25, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 18, 2025·Nov 18, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 17, 2025·Nov 17, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 17, 2025·Nov 17, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 14, 2025·Nov 14, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 12, 2025·Nov 12, 2025

2 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 12, 2025·Nov 12, 2025

2 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 10, 2025·Nov 10, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 10, 2025·Nov 10, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 6, 2025·Nov 6, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 6, 2025·Nov 6, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Nov 5, 2025·Nov 5, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 5, 2025·Nov 5, 2025

1 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.

Nov 3, 2025·Nov 3, 2025

2 txn

RIVERNORTH FINANCIAL HOLDINGS, LLC

4

→RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.

Oct 31, 2025·Oct 31, 2025

1 txn

Page 1 of 5 · 119 total

1

Filer	Form	Target	Filed	Activity
SWANSON DAVIDCIK · 1298613	4 Trade	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Oct 5, 2026 Oct 5, 2026	1txn
THRIVENT FINANCIAL FOR LUTHERANSCIK · 314984	3 Initial	RIVERNORTH OPPORTUNITIES FUND, INC.CIK · 1501072	Sep 21, 2026 Sep 21, 2026	1txn
SWANSON DAVIDCIK · 1298613	4 Trade	RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.CIK · 1678130	Jun 23, 2026 Jun 23, 2026	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Dec 23, 2025 Dec 23, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Dec 22, 2025 Dec 22, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	Dec 4, 2025 Dec 4, 2025	2txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.CIK · 1817159	Dec 3, 2025 Dec 3, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 28, 2025 Nov 28, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 26, 2025 Nov 26, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 25, 2025 Nov 25, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 25, 2025 Nov 25, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 18, 2025 Nov 18, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 17, 2025 Nov 17, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 17, 2025 Nov 17, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 14, 2025 Nov 14, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 12, 2025 Nov 12, 2025	2txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 12, 2025 Nov 12, 2025	2txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 10, 2025 Nov 10, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 10, 2025 Nov 10, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 6, 2025 Nov 6, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 6, 2025 Nov 6, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Nov 5, 2025 Nov 5, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 5, 2025 Nov 5, 2025	1txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC.CIK · 1746967	Nov 3, 2025 Nov 3, 2025	2txn
RIVERNORTH FINANCIAL HOLDINGS, LLCCIK · 2085200	4 Trade	RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC.CIK · 1790177	Oct 31, 2025 Oct 31, 2025	1txn

Page 1 of 5 · 119 total

1