MVC CAPITAL, INC.

PrivateCIK: 1099941

Location

PURCHASE, NY

GOLDSTEIN PHILLIP

→HIGH INCOME SECURITIES FUND

Apr 9, 2026·Apr 9, 2026

2 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Mar 19, 2026·Mar 19, 2026

1 txn

GOLDSTEIN PHILLIP

→HIGH INCOME SECURITIES FUND

Mar 19, 2026·Mar 19, 2026

1 txn

KNAPP ROBERT C

→OKEANIS ECO TANKERS CORP.

Mar 18, 2026·Mar 18, 2026

2 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Mar 9, 2026·Mar 9, 2026

1 txn

GOLDSTEIN PHILLIP

→SPECIAL OPPORTUNITIES FUND, INC.

Mar 9, 2026·Mar 9, 2026

4 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Mar 5, 2026·Mar 5, 2026

3 txn

GOLDSTEIN PHILLIP

→SPECIAL OPPORTUNITIES FUND, INC.

Mar 2, 2026·Mar 2, 2026

3 txn

GOLDSTEIN PHILLIP

→SPECIAL OPPORTUNITIES FUND, INC.

Feb 25, 2026·Feb 25, 2026

3 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Feb 25, 2026·Feb 25, 2026

1 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Feb 10, 2026·Feb 10, 2026

1 txn

GOLDSTEIN PHILLIP

→HIGH INCOME SECURITIES FUND

Feb 4, 2026·Feb 4, 2026

2 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Feb 3, 2026·Feb 3, 2026

1 txn

HELLERMAN GERALD

→TOTAL RETURN SECURITIES FUND

Jan 27, 2026·Jan 27, 2026

1 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Jan 27, 2026·Jan 27, 2026

1 txn

GOLDSTEIN PHILLIP

→HIGH INCOME SECURITIES FUND

Dec 18, 2025·Dec 18, 2025

3 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Dec 12, 2025·Dec 12, 2025

1 txn

HARDY JOHN A.

→EQUUS TOTAL RETURN, INC.

Sep 17, 2025·Sep 17, 2025

1 txn

GOLDSTEIN PHILLIP

→SPECIAL OPPORTUNITIES FUND, INC.

Aug 25, 2025·Aug 25, 2025

2 txn

GOLDSTEIN PHILLIP

→SPECIAL OPPORTUNITIES FUND, INC.

Apr 8, 2025·Apr 8, 2025

1 txn

HELLERMAN GERALD

→TOTAL RETURN SECURITIES FUND

Apr 3, 2025·Apr 3, 2025

1 txn

GOLDSTEIN PHILLIP

→LOGAN RIDGE FINANCE CORP.

Apr 3, 2025·Apr 3, 2025

1 txn

GOLDSTEIN PHILLIP

→HIGH INCOME SECURITIES FUND

Feb 26, 2025·Feb 26, 2025

3 txn

GOLDSTEIN PHILLIP

→TOTAL RETURN SECURITIES FUND

Jan 21, 2025·Jan 21, 2025

1 txn

HELLERMAN GERALD

→HIGH INCOME SECURITIES FUND

Dec 30, 2024·Dec 30, 2024

1 txn

Page 1 of 8 · 194 total

Filer	Form	Target	Filed	Activity
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Apr 9, 2026 Apr 9, 2026	2txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Mar 19, 2026 Mar 19, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Mar 19, 2026 Mar 19, 2026	1txn
KNAPP ROBERT CCIK · 1223003	3 Initial	OKEANIS ECO TANKERS CORP.CIK · 1964954	Mar 18, 2026 Mar 18, 2026	2txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Mar 9, 2026 Mar 9, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802	Mar 9, 2026 Mar 9, 2026	4txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Mar 5, 2026 Mar 5, 2026	3txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802	Mar 2, 2026 Mar 2, 2026	3txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802	Feb 25, 2026 Feb 25, 2026	3txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Feb 25, 2026 Feb 25, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Feb 10, 2026 Feb 10, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Feb 4, 2026 Feb 4, 2026	2txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Feb 3, 2026 Feb 3, 2026	1txn
HELLERMAN GERALDCIK · 1222911	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Jan 27, 2026 Jan 27, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Jan 27, 2026 Jan 27, 2026	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Dec 18, 2025 Dec 18, 2025	3txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Dec 12, 2025 Dec 12, 2025	1txn
HARDY JOHN A.CIK · 1493030	4 Trade	EQUUS TOTAL RETURN, INC.CIK · 878932	Sep 17, 2025 Sep 17, 2025	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802	Aug 25, 2025 Aug 25, 2025	2txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	SPECIAL OPPORTUNITIES FUND, INC.CIK · 897802	Apr 8, 2025 Apr 8, 2025	1txn
HELLERMAN GERALDCIK · 1222911	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Apr 3, 2025 Apr 3, 2025	1txn
GOLDSTEIN PHILLIPCIK · 1067621	3 Initial	LOGAN RIDGE FINANCE CORP.CIK · 1571329	Apr 3, 2025 Apr 3, 2025	1txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Feb 26, 2025 Feb 26, 2025	3txn
GOLDSTEIN PHILLIPCIK · 1067621	4 Trade	TOTAL RETURN SECURITIES FUNDCIK · 813623	Jan 21, 2025 Jan 21, 2025	1txn
HELLERMAN GERALDCIK · 1222911	4 Trade	HIGH INCOME SECURITIES FUNDCIK · 810943	Dec 30, 2024 Dec 30, 2024	1txn

Page 1 of 8 · 194 total