GOLDSTEIN PHILLIP exercised options at TOTAL RETURN SECURITIES FUND
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/12/2025ACC: 0001398344-25-022409
Director
Since Jul 2018
+80.98K
Net shares
Net buyer
$491.5K
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
80.98K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+80.98K
Price / share
$6.07
Trade value
$491.52K
% of position
661.1%
12/11/2025
12.25K→93.22K
Total
Net shares
+80.98K
Net value
$491.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2025 | M · Option Exercise | +80.98K | $6.07 | $491.52K | 661.1% | 12.25K | 93.22K |
| Total | +80.98K | $491.52K | ||||||
Derivative Transactions0
No derivative transactions reported