CHICAGO, IL
| Filer | Form | Target | Filed | Activity | |
|---|---|---|---|---|---|
BROMBACH THEODORE JCIK · 1718218 | 4 Trade | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Jun 11, 2026 Jun 11, 2026 | 3txn | |
SPENCE JOHN YOGICIK · 1718133 | 4 Trade | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Jun 11, 2026 Jun 11, 2026 | 4txn | |
BANK OF AMERICA CORP /DE/CIK · 70858 | 4 Trade | NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDCIK · 1774342 | May 20, 2026 May 20, 2026 | 2txn | |
TOTH TERENCE JCIK · 1277392 | 4 Trade | NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDCIK · 1774342 | Dec 15, 2025 Dec 15, 2025 | 2txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Jan 8, 2025 Jan 8, 2025 | 1txn | |
SPENCE JOHN YOGICIK · 1718133 | 4 Trade | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Jan 3, 2025 Jan 3, 2025 | 2txn | |
XA INVESTMENTS LLCCIK · 1718264 | 3 Initial | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Feb 26, 2024 Feb 26, 2024 | 1txn | |
SPENCE JOHN YOGICIK · 1718133 | 3 Initial | OCTAGON XAI CLO INCOME FUNDCIK · 2000645 | Feb 26, 2024 Feb 26, 2024 | 1txn | |
MEYERS WILLIAM T.CIK · 1732395 | 3 Initial | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUSTCIK · 1703079 | Jan 3, 2024 Jan 3, 2024 | 2txn | |
TOTH TERENCE JCIK · 1277392 | 4 Trade | NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDCIK · 1774342 | Nov 17, 2023 Nov 17, 2023 | 1txn | |
TOTH TERENCE JCIK · 1277392 | 4 Trade | NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUNDCIK · 1774342 | Oct 25, 2023 Oct 25, 2023 | 1txn | |
TORONTO DOMINION INVESTMENTS, INC.CIK · 1344146 | 3 Initial | NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUNDCIK · 1793129 | Jun 17, 2022 Jun 17, 2022 | 1txn | |
ZIMMERMAN GIFFORD RCIK · 1189654 | 4 Trade | NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUNDCIK · 1557915 | Aug 19, 2021 Aug 19, 2021 | 1txn | |
NUVEEN FUND ADVISORS, LLCCIK · 1311016 | 4 Trade | NUVEEN CREDIT OPPORTUNITIES 2022 TARGET TERM FUNDCIK · 1686142 | Jan 13, 2021 Jan 13, 2021 | 1txn | |
NUVEEN FUND ADVISORS, LLCCIK · 1311016 | 3 Initial | NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUNDCIK · 1793129 | Aug 27, 2020 Aug 27, 2020 | 1txn | |
MULLINS DEREK JASONCIK · 1317507 | 3 Initial | XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUSTCIK · 1703079 | Mar 9, 2020 Mar 9, 2020 | 1txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUNDCIK · 1557915 | Mar 6, 2020 Mar 6, 2020 | 1txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | NUVEEN PREFERRED SECURITIES & INCOME OPPORTUNITIES FUNDCIK · 1547994 | Mar 5, 2020 Mar 5, 2020 | 1txn | |
ZIMMERMAN GIFFORD RCIK · 1189654 | 4 Trade | NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUNDCIK · 1557915 | Feb 13, 2020 Feb 13, 2020 | 1txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUNDCIK · 1666735 | Mar 28, 2019 Mar 28, 2019 | 1txn | |
PALMER TIMOTHY ACIK · 1247006 | 4 Trade | NUVEEN CORPORATE INCOME 2023 TARGET TERM FUNDCIK · 1753217 | Mar 14, 2019 Mar 14, 2019 | 3txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | NUVEEN CORPORATE INCOME 2023 TARGET TERM FUNDCIK · 1753217 | Jan 8, 2019 Jan 8, 2019 | 1txn | |
MEYERS WILLIAM T.CIK · 1732395 | 4 Trade | NUVEEN CREDIT OPPORTUNITIES 2022 TARGET TERM FUNDCIK · 1686142 | Oct 16, 2018 Oct 16, 2018 | 1txn | |
STRUTHERS RICHARD ECIK · 1435309 | 4 Trade | XAI MADISON EQUITY PREMIUM INCOME FUNDCIK · 1289868 | Oct 15, 2018 Oct 15, 2018 | 1txn |