BROMBACH THEODORE J (President & CEO) purchased 17.6% of their position (300K shares) of OCTAGON XAI CLO INCOME FUND on the open market
Open‑market purchases signal personal conviction — classified as a significant purchase.
P · 2 purchases
Filed: 6/11/2026ACC: 0001718218-26-000001
OfficerOther· President & CEO
Since Feb 2024
+300K
Net shares
Net buyer
$0.00
Total acquired
2
Open market trades
2B · 0S
2
Total transactions
300K acquired
Non-Derivative Transactions2
5.75% Series 2027 Term Preferred Shares
Direct
Shares
+100K
Price / share
—
Trade value
—
% of position
11.1%
6/1/2026
900K→1M
5.75% Series 2027 Term Preferred Shares
Indirect
Shares
+200K
Price / share
—
Trade value
—
% of position
11.1%
6/1/2026
1.80M→2M
Total
Net shares
+300K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 5.75% Series 2027 Term Preferred Shares Direct | 6/1/2026 | P · Purchase | +100K | — | — | 11.1% | 900K | 1M |
| 5.75% Series 2027 Term Preferred Shares Indirect | 6/1/2026 | P · Purchase | +200K | — | — | 11.1% | 1.80M | 2M |
| Total | +300K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Class I Shares
IndirectShares owned4K
Total
4K indirect4K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class I Shares | 4K | Indirect |
| Total | 4K | 4K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported