LPL FINANCIAL HOLDINGS INC.

PublicCIK: 1397911

LPLANASDAQ

Location

SAN DIEGO, CA

JAMBUSARIA ANERI

144

→LPL FINANCIAL HOLDINGS INC.

Jun 17, 2026·3d ago

GATES GREG

→LPL FINANCIAL HOLDINGS INC.

Jun 15, 2026·5d ago

1 txn

COHEN MARC ELIOT

→LPL FINANCIAL HOLDINGS INC.

Jun 15, 2026·5d ago

2 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

12 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

2 txn

EBERHART PAULETT

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→INVESCO LTD.

May 19, 2026·May 19, 2026

1 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

13 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

MULCAHY ANNE M

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

KO ALBERT J

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

KHANNA SOMESH

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

EBERHART PAULETT

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

THOMAS COREY E.

→RAPID7, INC.

May 18, 2026·May 18, 2026

3 txn

EBERHART PAULETT

→VALERO ENERGY CORP/TX

May 11, 2026·May 11, 2026

1 txn

EBERHART PAULETT

→FLUOR CORP

May 8, 2026·May 8, 2026

1 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 8, 2026·May 8, 2026

1 txn

Page 1 of 30 · 732 total

Filer	Form	Target	Filed	Activity
JAMBUSARIA ANERICIK · 1966430	144 Sale	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 17, 2026 3d ago	—
GATES GREGCIK · 1877100	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 15, 2026 5d ago	1txn
COHEN MARC ELIOTCIK · 2050551	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 15, 2026 5d ago	2txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	12txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	2txn
EBERHART PAULETTCIK · 1179702	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	INVESCO LTD.CIK · 914208	May 19, 2026 May 19, 2026	1txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	13txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
MULCAHY ANNE MCIK · 1201725	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
KO ALBERT JCIK · 1960503	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
KHANNA SOMESHCIK · 2050456	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
EBERHART PAULETTCIK · 1179702	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
THOMAS COREY E.CIK · 1647486	4 Trade	RAPID7, INC.CIK · 1560327	May 18, 2026 May 18, 2026	3txn
EBERHART PAULETTCIK · 1179702	4 Trade	VALERO ENERGY CORP/TXCIK · 1035002	May 11, 2026 May 11, 2026	1txn
EBERHART PAULETTCIK · 1179702	4 Trade	FLUOR CORPCIK · 1124198	May 8, 2026 May 8, 2026	1txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 8, 2026 May 8, 2026	1txn

Page 1 of 30 · 732 total