GATES GREG (Managing Director) sold 14.9% of their position (4.12K shares) of LPL FINANCIAL HOLDINGS INC. on the open market
Open‑market sale worth $1.46M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/21/2026ACC: 0001628280-26-058423
Officer· Managing Director
Since Jul 2021
-4.12K
Net shares
Net seller
$1.46M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
7.19K acquired · 11.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+7.19K
Price / share
$77.53
Trade value
$557.36K
% of position
35.0%
8/20/2026
20.53K→27.72K
Common Stock
Direct
Shares
−4.12K
Price / share
$355.38
Trade value
$1.46M
% of position
14.9%
8/20/2026
27.72K→23.60K
Total
Net shares
+3.07K
Net value
-$906.45K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/20/2026 | M · Option Exercise | +7.19K | $77.53 | $557.36K | 35.0% | 20.53K | 27.72K |
| Common Stock Direct | 8/20/2026 | S · Sale | −4.12K | $355.38 | $1.46M | 14.9% | 27.72K | 23.60K |
| Total | +3.07K | -$906.45K | ||||||
Derivative Transactions1
Option to purchase Common Stock
Direct
Converts to
Common Stock
7.19K shares
Shares
−7.19K
Strike price
77.53
Held after
0.00
Exercisable
—
8/20/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock Direct | Common Stock7.19K shares | 8/20/2026 | M · Option Exercise | −7.19K | 77.53 | — | 0.00 |