GUGGENHEIM ACTIVE ALLOCATION FUND

PublicCIK: 1864208
GUGNYSE
Location

CHICAGO, IL

Total Insiders

26

Active leadership & owners

Board Directors

6

Governing body

Corporate Officers

12

Executive management

10%+ Owners

0

Major shareholders

Active Insiders

26

Currently serving

Former Insiders

0

Past roles

BARNES RANDALL C
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
BROCK-KYLE ANGELA
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
LYDON THOMAS F JR
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
NYBERG RONALD
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
SPONEM SANDRA G
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
TOUPIN RONALD E JR
DirectorOther
Position—
TenureSince Nov 2021
Holdings—
BINDER BRIAN E.
Officer
PositionPresident and CEO
TenureSince Nov 2021
Holdings—
CATALUCCI JOANNA M.
Officer
PositionInterim CCO
TenureSince Nov 2021
Holdings—
HOWLEY JAMES
Officer
PositionAssistant Treasurer
TenureSince Nov 2021
Holdings—
MATHIASEN MARK
Officer
PositionSecretary
TenureSince Nov 2021
Holdings—
Page 1 of 3