CHICAGO, IL
GUGGENHEIM ACTIVE ALLOCATION FUNDGUG— Latest position per institution from SEC 13F filings
15
Institutional holders
12.41M
Total shares held
178.08M
Estimated value
620.47K
Avg. position size
MORGAN STANLEY
CIK 895421
Shares
2.87M
Value
45.80M
Filed
Jun 30, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
960.15K
Value
15.34M
Filed
Jun 30, 2026
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
950K
Value
15.18M
Filed
Jun 30, 2026
COHEN & STEERS, INC.
CIK 1284812
Shares
863.15K
Value
13.79K
Filed
Jun 30, 2026
ATLAS WEALTH LLC
CIK 1964106
Shares
848.50K
Value
13.56M
Filed
Jun 30, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
801.54K
Value
12.81M
Filed
Jun 30, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
781.05K
Value
12.48M
Filed
Jun 30, 2026
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
676.91K
Value
10.82M
Filed
Jun 30, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
665.64K
Value
10.64M
Filed
Jun 30, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
498.06K
Value
7.96M
Filed
Jun 30, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
487.59K
Value
6.96M
Filed
Jun 30, 2023
PATHSTONE HOLDINGS, LLC
CIK 2011612
Shares
371.09K
Value
5.93M
Filed
Jun 30, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
320.81K
Value
4.77K
Filed
Dec 31, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
249.82K
Value
4.13M
Filed
Sep 30, 2024
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
239.44K
Value
3.44M
Filed
Mar 31, 2024
CORRADO ADVISORS, LLC
CIK 1482611
Shares
180.34K
Value
2.76M
Filed
Dec 31, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
CIK 1462284
Shares
178.88K
Value
2.96M
Filed
Sep 30, 2024
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CIK 1723397
Shares
174.92K
Value
2.80M
Filed
Jun 30, 2026
NORTHCOAST ASSET MANAGEMENT LLC
CIK 1665198
Shares
160.26K
Value
2.50M
Filed
Sep 30, 2025
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
135.27K
Value
1.99M
Filed
Mar 31, 2024
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 895421 | 2.87M | 45.80M | Jun 30, 2026 |
| 2 | BANK OF AMERICA CORP /DE/ | 70858 | 960.15K | 15.34M | Jun 30, 2026 |
| 3 | GUGGENHEIM CAPITAL LLC | 1283072 | 950K | 15.18M | Jun 30, 2026 |
| 4 | COHEN & STEERS, INC. | 1284812 | 863.15K | 13.79K | Jun 30, 2026 |
| 5 | ATLAS WEALTH LLC | 1964106 | 848.50K | 13.56M | Jun 30, 2026 |
| 6 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 801.54K | 12.81M | Jun 30, 2026 |
| 7 | RAYMOND JAMES FINANCIAL INC | 720005 | 781.05K | 12.48M | Jun 30, 2026 |
| 8 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 676.91K | 10.82M | Jun 30, 2026 |
| 9 | WELLS FARGO & COMPANY/MN | 72971 | 665.64K | 10.64M | Jun 30, 2026 |
| 10 | ROYAL BANK OF CANADA | 1000275 | 498.06K | 7.96M | Jun 30, 2026 |
| 11 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 487.59K | 6.96M | Jun 30, 2023 |
| 12 | PATHSTONE HOLDINGS, LLC | 2011612 | 371.09K | 5.93M | Jun 30, 2026 |
| 13 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 320.81K | 4.77K | Dec 31, 2024 |
| 14 | RAYMOND JAMES & ASSOCIATES | 1084208 | 249.82K | 4.13M | Sep 30, 2024 |
| 15 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 239.44K | 3.44M | Mar 31, 2024 |
| 16 | CORRADO ADVISORS, LLC | 1482611 | 180.34K | 2.76M | Dec 31, 2025 |
| 17 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 1462284 | 178.88K | 2.96M | Sep 30, 2024 |
| 18 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1723397 | 174.92K | 2.80M | Jun 30, 2026 |
| 19 | NORTHCOAST ASSET MANAGEMENT LLC | 1665198 | 160.26K | 2.50M | Sep 30, 2025 |
| 20 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 135.27K | 1.99M | Mar 31, 2024 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.