CHICAGO, IL
GUGGENHEIM ACTIVE ALLOCATION FUNDGUG— Latest position per institution from SEC 13F filings
15
Institutional holders
11.87M
Total shares held
162.86M
Estimated value
593.74K
Avg. position size
MORGAN STANLEY
CIK 895421
Shares
2.84M
Value
43.21M
Filed
Mar 31, 2026
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
950K
Value
14.46M
Filed
Mar 31, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
914.96K
Value
13.93M
Filed
Mar 31, 2026
PATHSTONE HOLDINGS, LLC
CIK 2011612
Shares
888.87K
Value
13.53M
Filed
Mar 31, 2026
COHEN & STEERS, INC.
CIK 1284812
Shares
848.15K
Value
12.91K
Filed
Mar 31, 2026
ADVISORS ASSET MANAGEMENT, INC.
CIK 1297376
Shares
804.35K
Value
12.24M
Filed
Mar 31, 2026
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
730.30K
Value
11.12M
Filed
Mar 31, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
708.95K
Value
10.79M
Filed
Mar 31, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
500.01K
Value
7.61M
Filed
Mar 31, 2026
RIVERNORTH CAPITAL MANAGEMENT, LLC
CIK 1447578
Shares
487.59K
Value
6.96M
Filed
Jun 30, 2023
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
320.81K
Value
4.77K
Filed
Dec 31, 2024
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
296.59K
Value
4.51M
Filed
Mar 31, 2026
ATLAS WEALTH LLC
CIK 1964106
Shares
291.28K
Value
4.41M
Filed
Jun 30, 2024
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
249.82K
Value
4.13M
Filed
Sep 30, 2024
RELATIVE VALUE PARTNERS GROUP, LLC
CIK 1649910
Shares
239.44K
Value
3.44M
Filed
Mar 31, 2024
CORRADO ADVISORS, LLC
CIK 1482611
Shares
180.34K
Value
2.76M
Filed
Dec 31, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
CIK 1462284
Shares
178.88K
Value
2.96M
Filed
Sep 30, 2024
NORTHCOAST ASSET MANAGEMENT LLC
CIK 1665198
Shares
160.26K
Value
2.50M
Filed
Sep 30, 2025
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CIK 1723397
Shares
150.12K
Value
2.28M
Filed
Mar 31, 2026
SABA CAPITAL MANAGEMENT, L.P.
CIK 1510281
Shares
135.27K
Value
1.99M
Filed
Mar 31, 2024
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 895421 | 2.84M | 43.21M | Mar 31, 2026 |
| 2 | GUGGENHEIM CAPITAL LLC | 1283072 | 950K | 14.46M | Mar 31, 2026 |
| 3 | BANK OF AMERICA CORP /DE/ | 70858 | 914.96K | 13.93M | Mar 31, 2026 |
| 4 | PATHSTONE HOLDINGS, LLC | 2011612 | 888.87K | 13.53M | Mar 31, 2026 |
| 5 | COHEN & STEERS, INC. | 1284812 | 848.15K | 12.91K | Mar 31, 2026 |
| 6 | ADVISORS ASSET MANAGEMENT, INC. | 1297376 | 804.35K | 12.24M | Mar 31, 2026 |
| 7 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 730.30K | 11.12M | Mar 31, 2026 |
| 8 | RAYMOND JAMES FINANCIAL INC | 720005 | 708.95K | 10.79M | Mar 31, 2026 |
| 9 | ROYAL BANK OF CANADA | 1000275 | 500.01K | 7.61M | Mar 31, 2026 |
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | 487.59K | 6.96M | Jun 30, 2023 |
| 11 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 320.81K | 4.77K | Dec 31, 2024 |
| 12 | WELLS FARGO & COMPANY/MN | 72971 | 296.59K | 4.51M | Mar 31, 2026 |
| 13 | ATLAS WEALTH LLC | 1964106 | 291.28K | 4.41M | Jun 30, 2024 |
| 14 | RAYMOND JAMES & ASSOCIATES | 1084208 | 249.82K | 4.13M | Sep 30, 2024 |
| 15 | RELATIVE VALUE PARTNERS GROUP, LLC | 1649910 | 239.44K | 3.44M | Mar 31, 2024 |
| 16 | CORRADO ADVISORS, LLC | 1482611 | 180.34K | 2.76M | Dec 31, 2025 |
| 17 | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. | 1462284 | 178.88K | 2.96M | Sep 30, 2024 |
| 18 | NORTHCOAST ASSET MANAGEMENT LLC | 1665198 | 160.26K | 2.50M | Sep 30, 2025 |
| 19 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 1723397 | 150.12K | 2.28M | Mar 31, 2026 |
| 20 | SABA CAPITAL MANAGEMENT, L.P. | 1510281 | 135.27K | 1.99M | Mar 31, 2024 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.