NEW YORK, NY
| Filer | Form | Target | Filed | Activity | |
|---|---|---|---|---|---|
BROMBACH THEODORE JCIK · 1718218 | 4 Trade | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Jun 11, 2026 Jun 11, 2026 | 3txn | |
SPENCE JOHN YOGICIK · 1718133 | 4 Trade | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Jun 11, 2026 Jun 11, 2026 | 4txn | |
SPENCE JOHN YOGICIK · 1718133 | 4 Trade | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Jan 3, 2025 Jan 3, 2025 | 2txn | |
GLEASON SEAN MICHAELCIK · 1809656 | 4 Trade | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Jan 3, 2025 Jan 3, 2025 | 1txn | |
GLEASON SEAN MICHAELCIK · 1809656 | 4 Trade | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Dec 4, 2024 Dec 4, 2024 | 1txn | |
XA INVESTMENTS LLCCIK · 1718264 | 3 Initial | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Feb 26, 2024 Feb 26, 2024 | 1txn | |
SPENCE JOHN YOGICIK · 1718133 | 3 Initial | XAI CLO & INCOME OPPORTUNITIES FUNDCIK · 2000645 | Feb 26, 2024 Feb 26, 2024 | 1txn | |
GLEASON SEAN MICHAELCIK · 1809656 | 3 Initial | XAI FLOATING RATE & ALTERNATIVE INCOME TRUSTCIK · 1703079 | Apr 16, 2020 Apr 16, 2020 | 1txn | |
MULLINS DEREK JASONCIK · 1317507 | 3 Initial | XAI FLOATING RATE & ALTERNATIVE INCOME TRUSTCIK · 1703079 | Mar 9, 2020 Mar 9, 2020 | 1txn |