ZEGA FINANCIAL, LLC

PrivateCIK: 1610186
Location

PALM BEACH GARDENS, FL

108
Positions
$660.01M
Total AUM (reported)
5.11M
Total Shares

Allocation by class

TOTAL AUM$660.01M108 positions
TR UNIT$375.46M56.9%
COM$159.49M24.2%
BLACKSTONE SENR$22.84M3.5%
BLOOMBERG SHT TE$22.00M3.3%
ZEGA BUY AND HED$15.82M2.4%
SPDR BLACKSTONE$8.51M1.3%
UNIT SER 1$7.08M1.1%

Portfolio Concentration

Top 369.5%4–1013.8%11–258.8%Rest7.9%TOP 1083.3%0%100%
Top 3$458.94M69.5%
4–10$91.16M13.8%
11–25$58.07M8.8%
Rest$51.84M7.9%

Top 3 weight

69.5%

Top 10 weight

83.3%

Voting Authority Distribution

Total shares with voting rights: 5.11M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.11M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole0
Shared0
Other108
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings108
Rows:

SPDR S&P 500 ETF TR

DFND
TR UNIT
Shares654.38K
TypeSH
Market value$375.46M
56.89%
Sole
0.00
Shared
0.00
None
654.38K

APPLE INC

DFND
COM
Shares260.28K
TypeSH
Market value$60.65M
9.19%
Sole
0.00
Shared
0.00
None
260.28K

SSGA ACTIVE ETF TR

DFND
BLACKSTONE SENR
Shares546.98K
TypeSH
Market value$22.84M
3.46%
Sole
0.00
Shared
0.00
None
546.98K

SPDR SER TR

DFND
BLOOMBERG SHT TE
Shares854.41K
TypeSH
Market value$22.00M
3.33%
Sole
0.00
Shared
0.00
None
854.41K

TIDAL ETF TR

DFND
ZEGA BUY AND HED
Shares771.63K
TypeSH
Market value$15.82M
2.40%
Sole
0.00
Shared
0.00
None
771.63K

MICROSOFT CORP

DFND
COM
Shares34.59K
TypeSH
Market value$14.88M
2.25%
Sole
0.00
Shared
0.00
None
34.59K

AMAZON COM INC

DFND
COM
Shares63.65K
TypeSH
Market value$11.86M
1.80%
Sole
0.00
Shared
0.00
None
63.65K

EXXON MOBIL CORP

DFND
COM
Shares79.33K
TypeSH
Market value$9.30M
1.41%
Sole
0.00
Shared
0.00
None
79.33K

NVIDIA CORPORATION

DFND
COM
Shares72.35K
TypeSH
Market value$8.79M
1.33%
Sole
0.00
Shared
0.00
None
72.35K

SSGA ACTIVE TR

DFND
SPDR BLACKSTONE
Shares296.58K
TypeSH
Market value$8.51M
1.29%
Sole
0.00
Shared
0.00
None
296.58K

DIAMONDBACK ENERGY INC

DFND
COM
Shares45.25K
TypeSH
Market value$7.80M
1.18%
Sole
0.00
Shared
0.00
None
45.25K

AFLAC INC

DFND
COM
Shares64K
TypeSH
Market value$7.16M
1.08%
Sole
0.00
Shared
0.00
None
64K

INVESCO QQQ TR

DFND
UNIT SER 1
Shares14.51K
TypeSH
Market value$7.08M
1.07%
Sole
0.00
Shared
0.00
None
14.51K

UNITEDHEALTH GROUP INC

DFND
COM
Shares10.05K
TypeSH
Market value$5.88M
0.89%
Sole
0.00
Shared
0.00
None
10.05K

ISHARES TR

DFND
CORE S&P500 ETF
Shares7.59K
TypeSH
Market value$4.38M
0.66%
Sole
0.00
Shared
0.00
None
7.59K

COSTCO WHSL CORP NEW

DFND
COM
Shares4.67K
TypeSH
Market value$4.14M
0.63%
Sole
0.00
Shared
0.00
None
4.67K

ALPHABET INC

DFND
CAP STK CL A
Shares20.68K
TypeSH
Market value$3.43M
0.52%
Sole
0.00
Shared
0.00
None
20.68K

TIDAL TR II

DFND
YIELDMAX UNIVERS
Shares191.20K
TypeSH
Market value$3.41M
0.52%
Sole
0.00
Shared
0.00
None
191.20K

TIDAL TR II

DFND
DEFIANCE S&P 500
Shares137.35K
TypeSH
Market value$2.76M
0.42%
Sole
0.00
Shared
0.00
None
137.35K

TIDAL ETF TR

DFND
SOFI ENHANCED YL
Shares140.12K
TypeSH
Market value$2.65M
0.40%
Sole
0.00
Shared
0.00
None
140.12K

TESLA INC

DFND
COM
Shares8.31K
TypeSH
Market value$2.17M
0.33%
Sole
0.00
Shared
0.00
None
8.31K

PALO ALTO NETWORKS INC

DFND
COM
Shares6K
TypeSH
Market value$2.05M
0.31%
Sole
0.00
Shared
0.00
None
6K

J P MORGAN EXCHANGE TRADED F

DFND
EQUITY PREMIUM
Shares32.28K
TypeSH
Market value$1.92M
0.29%
Sole
0.00
Shared
0.00
None
32.28K

ARISTA NETWORKS INC

DFND
COM
Shares4.42K
TypeSH
Market value$1.70M
0.26%
Sole
0.00
Shared
0.00
None
4.42K

ELI LILLY & CO

DFND
COM
Shares1.75K
TypeSH
Market value$1.55M
0.23%
Sole
0.00
Shared
0.00
None
1.75K
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