Filed: 5/9/2024ACC: 0001172661-24-002103
📋 What this filing means
ZEGA FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $292.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
98
Positions
$292.22M
Total AUM (reported)
4.74M
Total Shares
Allocation by class
COM$97.87M33.5%
TR UNIT$82.08M28.1%
BLACKSTONE SENR$22.41M7.7%
BLOOMBERG SHT TE$18.31M6.3%
ZEGA BUY AND HED$17.84M6.1%
SPDR BLACKSTONE$7.32M2.5%
YIELDMAX UNIVERS$5.02M1.7%
Portfolio Concentration
Top 3$140.20M48.0%
4–10$74.71M25.6%
11–25$38.13M13.0%
Rest$39.19M13.4%
Top 3 weight
48.0%
Top 10 weight
73.5%
Voting Authority Distribution
Total shares with voting rights: 4.74M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.74M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole98
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings98
Rows:
SPDR S&P 500 ETF TR
SOLEShares577.39K
TypeSH
Market value$82.08M
28.09%
Sole
0.00
Shared
0.00
None
577.39K
APPLE INC
SOLEShares271.97K
TypeSH
Market value$35.72M
12.22%
Sole
0.00
Shared
0.00
None
271.97K
SSGA ACTIVE ETF TR
SOLEShares532.08K
TypeSH
Market value$22.41M
7.67%
Sole
0.00
Shared
0.00
None
532.08K
SPDR SER TR
SOLEShares725.87K
TypeSH
Market value$18.31M
6.26%
Sole
0.00
Shared
0.00
None
725.87K
TIDAL ETF TR
SOLEShares945.66K
TypeSH
Market value$17.84M
6.10%
Sole
0.00
Shared
0.00
None
945.66K
MICROSOFT CORP
SOLEShares22.96K
TypeSH
Market value$9.66M
3.31%
Sole
0.00
Shared
0.00
None
22.96K
DIAMONDBACK ENERGY INC
SOLEShares40.69K
TypeSH
Market value$8.06M
2.76%
Sole
0.00
Shared
0.00
None
40.69K
AMAZON COM INC
SOLEShares42.59K
TypeSH
Market value$7.68M
2.63%
Sole
0.00
Shared
0.00
None
42.59K
SSGA ACTIVE TR
SOLEShares257.87K
TypeSH
Market value$7.32M
2.50%
Sole
0.00
Shared
0.00
None
257.87K
AFLAC INC
SOLEShares68.03K
TypeSH
Market value$5.84M
2.00%
Sole
0.00
Shared
0.00
None
68.03K
TIDAL TR II
SOLEShares231.56K
TypeSH
Market value$5.02M
1.72%
Sole
0.00
Shared
0.00
None
231.56K
UNITEDHEALTH GROUP INC
SOLEShares7.89K
TypeSH
Market value$3.90M
1.34%
Sole
0.00
Shared
0.00
None
7.89K
NVIDIA CORPORATION
SOLEShares4.19K
TypeSH
Market value$3.78M
1.29%
Sole
0.00
Shared
0.00
None
4.19K
ALPHABET INC
SOLEShares22.79K
TypeSH
Market value$3.44M
1.18%
Sole
0.00
Shared
0.00
None
22.79K
TIDAL ETF TR
SOLEShares147.93K
TypeSH
Market value$2.98M
1.02%
Sole
0.00
Shared
0.00
None
147.93K
ISHARES TR
SOLEShares5.60K
TypeSH
Market value$2.94M
1.01%
Sole
0.00
Shared
0.00
None
5.60K
INVESCO QQQ TR
SOLEShares15.23K
TypeSH
Market value$2.74M
0.94%
Sole
0.00
Shared
0.00
None
15.23K
SPDR SER TR
SOLEShares25.54K
TypeSH
Market value$2.34M
0.80%
Sole
0.00
Shared
0.00
None
25.54K
PALO ALTO NETWORKS INC
SOLEShares7.24K
TypeSH
Market value$2.06M
0.70%
Sole
0.00
Shared
0.00
None
7.24K
PACER FDS TR
SOLEShares41.01K
TypeSH
Market value$2.02M
0.69%
Sole
0.00
Shared
0.00
None
41.01K
META PLATFORMS INC
SOLEShares3.07K
TypeSH
Market value$1.49M
0.51%
Sole
0.00
Shared
0.00
None
3.07K
ADVANCED MICRO DEVICES INC
SOLEShares8.16K
TypeSH
Market value$1.47M
0.50%
Sole
0.00
Shared
0.00
None
8.16K
VISA INC
SOLEShares5.27K
TypeSH
Market value$1.47M
0.50%
Sole
0.00
Shared
0.00
None
5.27K
TIDAL TR II
SOLEShares75.16K
TypeSH
Market value$1.32M
0.45%
Sole
0.00
Shared
0.00
None
75.16K
ARISTA NETWORKS INC
SOLEShares3.93K
TypeSH
Market value$1.14M
0.39%
Sole
0.00
Shared
0.00
None
3.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 577.39K | SH | $82.08M 28.09% | 0.00 | 0.00 | 577.39K |
APPLE INCSOLE | COM | 271.97K | SH | $35.72M 12.22% | 0.00 | 0.00 | 271.97K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 532.08K | SH | $22.41M 7.67% | 0.00 | 0.00 | 532.08K |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 725.87K | SH | $18.31M 6.26% | 0.00 | 0.00 | 725.87K |
TIDAL ETF TRSOLE | ZEGA BUY AND HED | 945.66K | SH | $17.84M 6.10% | 0.00 | 0.00 | 945.66K |
MICROSOFT CORPSOLE | COM | 22.96K | SH | $9.66M 3.31% | 0.00 | 0.00 | 22.96K |
DIAMONDBACK ENERGY INCSOLE | COM | 40.69K | SH | $8.06M 2.76% | 0.00 | 0.00 | 40.69K |
AMAZON COM INCSOLE | COM | 42.59K | SH | $7.68M 2.63% | 0.00 | 0.00 | 42.59K |
SSGA ACTIVE TRSOLE | SPDR BLACKSTONE | 257.87K | SH | $7.32M 2.50% | 0.00 | 0.00 | 257.87K |
AFLAC INCSOLE | COM | 68.03K | SH | $5.84M 2.00% | 0.00 | 0.00 | 68.03K |
TIDAL TR IISOLE | YIELDMAX UNIVERS | 231.56K | SH | $5.02M 1.72% | 0.00 | 0.00 | 231.56K |
UNITEDHEALTH GROUP INCSOLE | COM | 7.89K | SH | $3.90M 1.34% | 0.00 | 0.00 | 7.89K |
NVIDIA CORPORATIONSOLE | COM | 4.19K | SH | $3.78M 1.29% | 0.00 | 0.00 | 4.19K |
ALPHABET INCSOLE | CAP STK CL A | 22.79K | SH | $3.44M 1.18% | 0.00 | 0.00 | 22.79K |
TIDAL ETF TRSOLE | SOFI ENHANCED YL | 147.93K | SH | $2.98M 1.02% | 0.00 | 0.00 | 147.93K |
ISHARES TRSOLE | CORE S&P500 ETF | 5.60K | SH | $2.94M 1.01% | 0.00 | 0.00 | 5.60K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.23K | SH | $2.74M 0.94% | 0.00 | 0.00 | 15.23K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 25.54K | SH | $2.34M 0.80% | 0.00 | 0.00 | 25.54K |
PALO ALTO NETWORKS INCSOLE | COM | 7.24K | SH | $2.06M 0.70% | 0.00 | 0.00 | 7.24K |
PACER FDS TRSOLE | PACER US SMALL | 41.01K | SH | $2.02M 0.69% | 0.00 | 0.00 | 41.01K |
META PLATFORMS INCSOLE | CL A | 3.07K | SH | $1.49M 0.51% | 0.00 | 0.00 | 3.07K |
ADVANCED MICRO DEVICES INCSOLE | COM | 8.16K | SH | $1.47M 0.50% | 0.00 | 0.00 | 8.16K |
VISA INCSOLE | COM CL A | 5.27K | SH | $1.47M 0.50% | 0.00 | 0.00 | 5.27K |
TIDAL TR IISOLE | DEFIANCE S&P 500 | 75.16K | SH | $1.32M 0.45% | 0.00 | 0.00 | 75.16K |
ARISTA NETWORKS INCSOLE | COM | 3.93K | SH | $1.14M 0.39% | 0.00 | 0.00 | 3.93K |
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