Filed: 2/14/2024ACC: 0001172661-24-001055
📋 What this filing means
ZEGA FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 103 equity positions with a total reported market value of $311.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
103
Positions
$311.74M
Total AUM (reported)
5.35M
Total Shares
Allocation by class
COM$110.18M35.3%
TR UNIT$86.19M27.6%
BLACKSTONE SENR$24.54M7.9%
ZEGA BUY AND HED$22.26M7.1%
BLOOMBERG SHT TE$21.35M6.8%
SPDR BLACKSTONE$7.35M2.4%
UNIT SER 1$5.37M1.7%
Portfolio Concentration
Top 3$158.56M50.9%
4–10$79.25M25.4%
11–25$38.51M12.4%
Rest$35.42M11.4%
Top 3 weight
50.9%
Top 10 weight
76.3%
Voting Authority Distribution
Total shares with voting rights: 5.35M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.35M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole103
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings103
Rows:
SPDR S&P 500 ETF TR
SOLEShares784.49K
TypeSH
Market value$86.11M
27.62%
Sole
0.00
Shared
0.00
None
784.49K
APPLE INC
SOLEShares275.96K
TypeSH
Market value$47.91M
15.37%
Sole
0.00
Shared
0.00
None
275.96K
SSGA ACTIVE ETF TR
SOLEShares585.23K
TypeSH
Market value$24.54M
7.87%
Sole
0.00
Shared
0.00
None
585.23K
TIDAL ETF TR
SOLEShares1.26M
TypeSH
Market value$22.26M
7.14%
Sole
0.00
Shared
0.00
None
1.26M
SPDR SER TR
SOLEShares849.12K
TypeSH
Market value$21.35M
6.85%
Sole
0.00
Shared
0.00
None
849.12K
MICROSOFT CORP
SOLEShares24.80K
TypeSH
Market value$9.33M
2.99%
Sole
0.00
Shared
0.00
None
24.80K
DIAMONDBACK ENERGY INC
SOLEShares51.73K
TypeSH
Market value$8.02M
2.57%
Sole
0.00
Shared
0.00
None
51.73K
SSGA ACTIVE TR
SOLEShares261.43K
TypeSH
Market value$7.35M
2.36%
Sole
0.00
Shared
0.00
None
261.43K
AFLAC INC
SOLEShares67.53K
TypeSH
Market value$5.57M
1.79%
Sole
0.00
Shared
0.00
None
67.53K
INVESCO QQQ TR
SOLEShares23.46K
TypeSH
Market value$5.37M
1.72%
Sole
0.00
Shared
0.00
None
23.46K
AMAZON COM INC
SOLEShares31.84K
TypeSH
Market value$4.84M
1.55%
Sole
0.00
Shared
0.00
None
31.84K
UNITEDHEALTH GROUP INC
SOLEShares7.90K
TypeSH
Market value$4.16M
1.33%
Sole
0.00
Shared
0.00
None
7.90K
SPDR SER TR
SOLEShares38.08K
TypeSH
Market value$3.48M
1.12%
Sole
0.00
Shared
0.00
None
38.08K
PROCTER AND GAMBLE CO
SOLEShares21.38K
TypeSH
Market value$3.13M
1.01%
Sole
0.00
Shared
0.00
None
21.38K
ALPHABET INC
SOLEShares21.98K
TypeSH
Market value$3.07M
0.99%
Sole
0.00
Shared
0.00
None
21.98K
ISHARES TR
SOLEShares6.20K
TypeSH
Market value$2.96M
0.95%
Sole
0.00
Shared
0.00
None
6.20K
TIDAL ETF TR
SOLEShares131.05K
TypeSH
Market value$2.64M
0.85%
Sole
0.00
Shared
0.00
None
131.05K
NVIDIA CORPORATION
SOLEShares5.04K
TypeSH
Market value$2.49M
0.80%
Sole
0.00
Shared
0.00
None
5.04K
TESLA INC
SOLEShares9.37K
TypeSH
Market value$2.33M
0.75%
Sole
0.00
Shared
0.00
None
9.37K
EXXON MOBIL CORP
SOLEShares18.46K
TypeSH
Market value$1.85M
0.59%
Sole
0.00
Shared
0.00
None
18.46K
ABBOTT LABS
SOLEShares16.57K
TypeSH
Market value$1.82M
0.59%
Sole
0.00
Shared
0.00
None
16.57K
PALO ALTO NETWORKS INC
SOLEShares5.36K
TypeSH
Market value$1.58M
0.51%
Sole
0.00
Shared
0.00
None
5.36K
VISA INC
SOLEShares5.44K
TypeSH
Market value$1.42M
0.45%
Sole
0.00
Shared
0.00
None
5.44K
META PLATFORMS INC
SOLEShares3.91K
TypeSH
Market value$1.39M
0.44%
Sole
0.00
Shared
0.00
None
3.91K
J P MORGAN EXCHANGE TRADED F
SOLEShares24.75K
TypeSH
Market value$1.36M
0.44%
Sole
0.00
Shared
0.00
None
24.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 784.49K | SH | $86.11M 27.62% | 0.00 | 0.00 | 784.49K |
APPLE INCSOLE | COM | 275.96K | SH | $47.91M 15.37% | 0.00 | 0.00 | 275.96K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 585.23K | SH | $24.54M 7.87% | 0.00 | 0.00 | 585.23K |
TIDAL ETF TRSOLE | ZEGA BUY AND HED | 1.26M | SH | $22.26M 7.14% | 0.00 | 0.00 | 1.26M |
SPDR SER TRSOLE | BLOOMBERG SHT TE | 849.12K | SH | $21.35M 6.85% | 0.00 | 0.00 | 849.12K |
MICROSOFT CORPSOLE | COM | 24.80K | SH | $9.33M 2.99% | 0.00 | 0.00 | 24.80K |
DIAMONDBACK ENERGY INCSOLE | COM | 51.73K | SH | $8.02M 2.57% | 0.00 | 0.00 | 51.73K |
SSGA ACTIVE TRSOLE | SPDR BLACKSTONE | 261.43K | SH | $7.35M 2.36% | 0.00 | 0.00 | 261.43K |
AFLAC INCSOLE | COM | 67.53K | SH | $5.57M 1.79% | 0.00 | 0.00 | 67.53K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 23.46K | SH | $5.37M 1.72% | 0.00 | 0.00 | 23.46K |
AMAZON COM INCSOLE | COM | 31.84K | SH | $4.84M 1.55% | 0.00 | 0.00 | 31.84K |
UNITEDHEALTH GROUP INCSOLE | COM | 7.90K | SH | $4.16M 1.33% | 0.00 | 0.00 | 7.90K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 38.08K | SH | $3.48M 1.12% | 0.00 | 0.00 | 38.08K |
PROCTER AND GAMBLE COSOLE | COM | 21.38K | SH | $3.13M 1.01% | 0.00 | 0.00 | 21.38K |
ALPHABET INCSOLE | CAP STK CL A | 21.98K | SH | $3.07M 0.99% | 0.00 | 0.00 | 21.98K |
ISHARES TRSOLE | CORE S&P500 ETF | 6.20K | SH | $2.96M 0.95% | 0.00 | 0.00 | 6.20K |
TIDAL ETF TRSOLE | SOFI ENHANCED YL | 131.05K | SH | $2.64M 0.85% | 0.00 | 0.00 | 131.05K |
NVIDIA CORPORATIONSOLE | COM | 5.04K | SH | $2.49M 0.80% | 0.00 | 0.00 | 5.04K |
TESLA INCSOLE | COM | 9.37K | SH | $2.33M 0.75% | 0.00 | 0.00 | 9.37K |
EXXON MOBIL CORPSOLE | COM | 18.46K | SH | $1.85M 0.59% | 0.00 | 0.00 | 18.46K |
ABBOTT LABSSOLE | COM | 16.57K | SH | $1.82M 0.59% | 0.00 | 0.00 | 16.57K |
PALO ALTO NETWORKS INCSOLE | COM | 5.36K | SH | $1.58M 0.51% | 0.00 | 0.00 | 5.36K |
VISA INCSOLE | COM CL A | 5.44K | SH | $1.42M 0.45% | 0.00 | 0.00 | 5.44K |
META PLATFORMS INCSOLE | CL A | 3.91K | SH | $1.39M 0.44% | 0.00 | 0.00 | 3.91K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 24.75K | SH | $1.36M 0.44% | 0.00 | 0.00 | 24.75K |
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