ZAZOVE ASSOCIATES LLC

PrivateCIK: 1009012
Location

INCLINE VILLAGE, NV

160
Positions
$1.16B
Total AUM (reported)
1B
Total Shares

Allocation by class

TOTAL AUM$1.16B160 positions
NOTE 3/1$67.68M5.8%
NOTE 4.125% 4/1$63.03M5.4%
DBCV 2.250% 8/1$61.79M5.3%
NOTE 0.250% 3/1$61.77M5.3%
NOTE 2.625% 3/0$61.19M5.3%
NOTE 3.750% 6/0$59.85M5.2%
NOTE 1.250% 6/0$52.72M4.5%

Portfolio Concentration

Top 316.1%4–1029.7%11–2530.6%Rest23.7%TOP 1045.8%0%100%
Top 3$186.59M16.1%
4–10$344.71M29.7%
11–25$354.82M30.6%
Rest$275.15M23.7%

Top 3 weight

16.1%

Top 10 weight

45.8%

Voting Authority Distribution

Total shares with voting rights: 24.56M

Sole

Full voting authority

24.56M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole160
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings160
Rows:

DUKE ENERGY CORP NEW

SOLE
NOTE 4.125% 4/1
Shares61.11M
TypePRN
Market value$63.03M
5.43%
Sole
0.00
Shared
0.00
None
0.00

TETRA TECH INC NEW

SOLE
DBCV 2.250% 8/1
Shares56.88M
TypePRN
Market value$61.79M
5.32%
Sole
0.00
Shared
0.00
None
0.00

TYLER TEX INDPT SCH DIST

SOLE
NOTE 0.250% 3/1
Shares60.95M
TypePRN
Market value$61.77M
5.32%
Sole
0.00
Shared
0.00
None
0.00

PARSONS CORP DEL

SOLE
NOTE 2.625% 3/0
Shares59.24M
TypePRN
Market value$61.19M
5.27%
Sole
0.00
Shared
0.00
None
0.00

VENTAS RLTY LTD PARTNERSHIP

SOLE
NOTE 3.750% 6/0
Shares42.17M
TypePRN
Market value$59.85M
5.15%
Sole
0.00
Shared
0.00
None
0.00

SPOTIFY USA INC

SOLE
NOTE 3/1
Shares49.28M
TypePRN
Market value$56.10M
4.83%
Sole
0.00
Shared
0.00
None
0.00

MKS INC.

SOLE
NOTE 1.250% 6/0
Shares41.18M
TypePRN
Market value$52.72M
4.54%
Sole
0.00
Shared
0.00
None
0.00

FLUOR CORP

SOLE
NOTE 1.125% 8/1
Shares39.93M
TypePRN
Market value$45.65M
3.93%
Sole
0.00
Shared
0.00
None
0.00

NUTANIX INC

SOLE
NOTE 0.250%10/0
Shares30.98M
TypePRN
Market value$34.87M
3.00%
Sole
0.00
Shared
0.00
None
0.00

ITRON INC

SOLE
NOTE 1.375% 7/1
Shares33.87M
TypePRN
Market value$34.33M
2.96%
Sole
0.00
Shared
0.00
None
0.00

JAZZ INVESTMENTS I LTD

SOLE
NOTE 3.125% 9/1
Shares23.14M
TypePRN
Market value$30.91M
2.66%
Sole
0.00
Shared
0.00
None
0.00

PPL CAP FDG INC

SOLE
NOTE 2.875% 3/1
Shares27.88M
TypePRN
Market value$30.62M
2.64%
Sole
0.00
Shared
0.00
None
0.00

SOUTHERN CO

SOLE
NOTE 4.500% 6/1
Shares28.55M
TypePRN
Market value$30.53M
2.63%
Sole
0.00
Shared
0.00
None
0.00

REPLIGEN CORP

SOLE
NOTE 1.000%12/1
Shares26.30M
TypePRN
Market value$28.92M
2.49%
Sole
0.00
Shared
0.00
None
0.00

SSR MINING IN

SOLE
NOTE 2.500% 4/0
Shares21.75M
TypePRN
Market value$28.55M
2.46%
Sole
0.00
Shared
0.00
None
0.00

GUIDEWIRE SOFTWARE INC

SOLE
NOTE 1.250%11/0
Shares25.30M
TypePRN
Market value$27.89M
2.40%
Sole
0.00
Shared
0.00
None
0.00

VARONIS SYS INC

SOLE
NOTE 1.000% 9/1
Shares23.98M
TypePRN
Market value$22.33M
1.92%
Sole
0.00
Shared
0.00
None
0.00

HAEMONETICS CORP MASS

SOLE
NOTE 2.500% 6/0
Shares21.27M
TypePRN
Market value$22.14M
1.91%
Sole
0.00
Shared
0.00
None
0.00

AEROVIRONMENT INC

SOLE
NOTE 7/1
Shares19.82M
TypePRN
Market value$21.61M
1.86%
Sole
0.00
Shared
0.00
None
0.00

EVERGY INC

SOLE
NOTE 4.500%12/1
Shares17.27M
TypePRN
Market value$21.08M
1.82%
Sole
0.00
Shared
0.00
None
0.00

BOFA FIN LLC

SOLE
MTNF 0.600% 5/2
Shares18.94M
TypePRN
Market value$20.61M
1.77%
Sole
0.00
Shared
0.00
None
0.00

BROOKDALE SR LIVING INC

SOLE
NOTE 2.000%10/1
Shares14.35M
TypePRN
Market value$19.69M
1.70%
Sole
0.00
Shared
0.00
None
0.00

INTEGER HLDGS CORP

SOLE
NOTE 2.125% 2/1
Shares15.45M
TypePRN
Market value$17.46M
1.50%
Sole
0.00
Shared
0.00
None
0.00

BRAEMAR HOTELS & RESORTS INC

SOLE
NOTE 4.500% 6/0
Shares17.45M
TypePRN
Market value$17.23M
1.48%
Sole
0.00
Shared
0.00
None
0.00

GLOBAL PMTS INC

SOLE
NOTE 1.500% 3/0
Shares16.96M
TypePRN
Market value$15.25M
1.31%
Sole
0.00
Shared
0.00
None
0.00
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