ZAZOVE ASSOCIATES LLC

PrivateCIK: 1009012
Location

INCLINE VILLAGE, NV

📋 What this filing means

ZAZOVE ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $1.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

151
Positions
$1.22B
Total AUM (reported)
999.41M
Total Shares

Allocation by class

TOTAL AUM$1.22B151 positions
NOTE 6/1$88.28M7.2%
DBCV 2.250% 8/1$62.43M5.1%
NOTE 2.625% 3/0$56.87M4.6%
NOTE 4.500% 6/1$54.93M4.5%
NOTE 0.500% 6/0$54.10M4.4%
NOTE 1.125% 8/1$50.10M4.1%
7.25%CNV PFD L$45.13M3.7%

Portfolio Concentration

Top 314.2%4–1025.3%11–2532.2%Rest28.3%TOP 1039.5%0%100%
Top 3$174.24M14.2%
4–10$309.82M25.3%
11–25$394.42M32.2%
Rest$346.25M28.3%

Top 3 weight

14.2%

Top 10 weight

39.5%

Voting Authority Distribution

Total shares with voting rights: 15.83M

Sole

Full voting authority

15.83M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole151
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings151
Rows:

TETRA TECH INC NEW

SOLE
DBCV 2.250% 8/1
Shares59.09M
TypePRN
Market value$62.43M
5.10%
Sole
0.00
Shared
0.00
None
0.00

PARSONS CORP DEL

SOLE
NOTE 2.625% 3/0
Shares57.60M
TypePRN
Market value$56.87M
4.64%
Sole
0.00
Shared
0.00
None
0.00

SOUTHERN CO

SOLE
NOTE 4.500% 6/1
Shares49.75M
TypePRN
Market value$54.93M
4.49%
Sole
0.00
Shared
0.00
None
0.00

ALIBABA GROUP HLDG LTD

SOLE
NOTE 0.500% 6/0
Shares45.82M
TypePRN
Market value$54.10M
4.42%
Sole
0.00
Shared
0.00
None
0.00

FLUOR CORP

SOLE
NOTE 1.125% 8/1
Shares37.87M
TypePRN
Market value$50.10M
4.09%
Sole
0.00
Shared
0.00
None
0.00

BANK OF AMER CORP

SOLE
7.25%CNV PFD L
Shares35.92K
TypeSH
Market value$45.13M
3.68%
Sole
35.92K
Shared
0.00
None
0.00

ITRON INC

SOLE
NOTE 1.375% 7/1
Shares43.38M
TypePRN
Market value$43.28M
3.53%
Sole
0.00
Shared
0.00
None
0.00

BOFA FIN LLC

SOLE
MTNF 0.600% 5/2
Shares31.98M
TypePRN
Market value$40.31M
3.29%
Sole
0.00
Shared
0.00
None
0.00

CYBERARK SOFTWARE LTD

SOLE
NOTE 6/1
Shares23.38M
TypePRN
Market value$38.97M
3.18%
Sole
0.00
Shared
0.00
None
0.00

NUTANIX INC

SOLE
NOTE 0.250%10/0
Shares33.52M
TypePRN
Market value$37.92M
3.10%
Sole
0.00
Shared
0.00
None
0.00

UBER TECHNOLOGIES INC

SOLE
NOTE 0.875%12/0
Shares31M
TypePRN
Market value$37.18M
3.04%
Sole
0.00
Shared
0.00
None
0.00

CLOUDFLARE INC

SOLE
NOTE 6/1
Shares27.73M
TypePRN
Market value$35.18M
2.87%
Sole
0.00
Shared
0.00
None
0.00

PPL CAP FDG INC

SOLE
NOTE 2.875% 3/1
Shares27.82M
TypePRN
Market value$31.58M
2.58%
Sole
0.00
Shared
0.00
None
0.00

GUIDEWIRE SOFTWARE INC

SOLE
NOTE 1.250%11/0
Shares32.20M
TypePRN
Market value$31.01M
2.53%
Sole
0.00
Shared
0.00
None
0.00

BROOKDALE SR LIVING INC

SOLE
NOTE 2.000%10/1
Shares14.35M
TypePRN
Market value$28.57M
2.33%
Sole
0.00
Shared
0.00
None
0.00

REVOLUTION MEDICINES INC

SOLE
NOTE 0.500% 5/0
Shares21.90M
TypePRN
Market value$27.66M
2.26%
Sole
0.00
Shared
0.00
None
0.00

REPLIGEN CORP

SOLE
NOTE 1.000%12/1
Shares26.30M
TypePRN
Market value$27.01M
2.21%
Sole
0.00
Shared
0.00
None
0.00

AEROVIRONMENT INC

SOLE
NOTE 7/1
Shares28.49M
TypePRN
Market value$26.80M
2.19%
Sole
0.00
Shared
0.00
None
0.00

MICROCHIP TECHNOLOGY INC.

SOLE
NOTE 0.750% 6/0
Shares23.75M
TypePRN
Market value$26.18M
2.14%
Sole
0.00
Shared
0.00
None
0.00

EVERGY INC

SOLE
NOTE 4.500%12/1
Shares16.89M
TypePRN
Market value$24.06M
1.96%
Sole
0.00
Shared
0.00
None
0.00

FRESHPET INC

SOLE
NOTE 3.000% 4/0
Shares19.77M
TypePRN
Market value$23.05M
1.88%
Sole
0.00
Shared
0.00
None
0.00

INTEGER HLDGS CORP

SOLE
NOTE 2.125% 2/1
Shares18.75M
TypePRN
Market value$23.04M
1.88%
Sole
0.00
Shared
0.00
None
0.00

MAKEMYTRIP LIMITED MAURITIUS

SOLE
NOTE 7/0
Shares21.75M
TypePRN
Market value$19.84M
1.62%
Sole
0.00
Shared
0.00
None
0.00

NORTHERN OIL & GAS INC

SOLE
NOTE 3.625% 4/1
Shares18.38M
TypePRN
Market value$17.60M
1.44%
Sole
0.00
Shared
0.00
None
0.00

THE REALREAL INC

SOLE
DEBT 4.000% 2/1
Shares11.12M
TypePRN
Market value$15.67M
1.28%
Sole
0.00
Shared
0.00
None
0.00
Page 1 of 7