Filed: 1/31/2024ACC: 0001420506-24-000097
📋 What this filing means
ZAZOVE ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 138 equity positions with a total reported market value of $804.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
138
Positions
$804.0K
Total AUM (reported)
726.31M
Total Shares
Allocation by class
NOTE 2.500% 4/0$72.2K9.0%
NOTE 1.250% 5/0$62.3K7.7%
NOTE 2.000% 6/1$48.2K6.0%
NOTE 3/1$45.4K5.7%
NOTE 1.875%11/1$45.3K5.6%
DBCV 2.750% 6/0$35.5K4.4%
NOTE 4.625% 3/0$35.2K4.4%
Portfolio Concentration
Top 3$182.7K22.7%
4–10$244.3K30.4%
11–25$221.8K27.6%
Rest$155.2K19.3%
Top 3 weight
22.7%
Top 10 weight
53.1%
Voting Authority Distribution
Total shares with voting rights: 33.56M
Sole
Full voting authority
33.56M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole138
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings138
Rows:
SSR MINING IN
SOLEShares74.86M
TypePRN
Market value$72.2K
8.98%
Sole
0.00
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
SOLEShares61.39M
TypePRN
Market value$62.3K
7.74%
Sole
0.00
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares47.73M
TypePRN
Market value$48.2K
6.00%
Sole
0.00
Shared
0.00
None
0.00
MGP INGREDIENTS INC NEW
SOLEShares38.99M
TypePRN
Market value$45.3K
5.64%
Sole
0.00
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares44.76M
TypePRN
Market value$44.6K
5.55%
Sole
0.00
Shared
0.00
None
0.00
NRG ENERGY INC
SOLEShares27.55M
TypePRN
Market value$35.5K
4.42%
Sole
0.00
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares33.96M
TypePRN
Market value$35.2K
4.38%
Sole
0.00
Shared
0.00
None
0.00
MIDDLEBY CORP
SOLEShares25.93M
TypePRN
Market value$31.6K
3.94%
Sole
0.00
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares18.42M
TypePRN
Market value$26.4K
3.29%
Sole
0.00
Shared
0.00
None
0.00
JOHN BEAN TECHNOLOGIES CORP
SOLEShares28.24M
TypePRN
Market value$25.6K
3.18%
Sole
0.00
Shared
0.00
None
0.00
ALNYLAM PHARMACEUTICALS INC
SOLEShares22.98M
TypePRN
Market value$22.8K
2.83%
Sole
0.00
Shared
0.00
None
0.00
TYLER TEX INDPT SCH DIST
SOLEShares22.20M
TypePRN
Market value$22.5K
2.80%
Sole
0.00
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares18.25M
TypePRN
Market value$18.8K
2.33%
Sole
0.00
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares17.92M
TypePRN
Market value$18.7K
2.33%
Sole
0.00
Shared
0.00
None
0.00
BRAEMAR HOTELS & RESORTS INC
SOLEShares20.73M
TypePRN
Market value$17.8K
2.21%
Sole
0.00
Shared
0.00
None
0.00
PETIQ INC
SOLEShares16.89M
TypePRN
Market value$17.0K
2.11%
Sole
0.00
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
SOLEShares14.07M
TypePRN
Market value$15.8K
1.96%
Sole
0.00
Shared
0.00
None
0.00
IMAX CORP
SOLEShares17.19M
TypePRN
Market value$15.3K
1.91%
Sole
0.00
Shared
0.00
None
0.00
VAREX IMAGING CORP
SOLEShares12.59M
TypePRN
Market value$14.7K
1.83%
Sole
0.00
Shared
0.00
None
0.00
KAMAN CORP
SOLEShares13.20M
TypePRN
Market value$13.0K
1.62%
Sole
0.00
Shared
0.00
None
0.00
CONMED CORP
SOLEShares12.90M
TypePRN
Market value$12.9K
1.61%
Sole
0.00
Shared
0.00
None
0.00
URBAN ONE INC
SOLEShares2.46M
TypeSH
Market value$8.7K
1.08%
Sole
2.46M
Shared
0.00
None
0.00
INTERDIGITAL INC
SOLEShares5.82M
TypePRN
Market value$8.6K
1.07%
Sole
0.00
Shared
0.00
None
0.00
CUMULUS MEDIA INC
SOLEShares1.46M
TypeSH
Market value$7.8K
0.97%
Sole
1.46M
Shared
0.00
None
0.00
NORTHERN OIL & GAS INC
SOLEShares6.27M
TypePRN
Market value$7.4K
0.92%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SSR MINING INSOLE | NOTE 2.500% 4/0 | 74.86M | PRN | $72.2K 8.98% | 0.00 | 0.00 | 0.00 |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 61.39M | PRN | $62.3K 7.74% | 0.00 | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 2.000% 6/1 | 47.73M | PRN | $48.2K 6.00% | 0.00 | 0.00 | 0.00 |
MGP INGREDIENTS INC NEWSOLE | NOTE 1.875%11/1 | 38.99M | PRN | $45.3K 5.64% | 0.00 | 0.00 | 0.00 |
FORD MTR CO DELSOLE | NOTE 3/1 | 44.76M | PRN | $44.6K 5.55% | 0.00 | 0.00 | 0.00 |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 27.55M | PRN | $35.5K 4.42% | 0.00 | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 33.96M | PRN | $35.2K 4.38% | 0.00 | 0.00 | 0.00 |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 25.93M | PRN | $31.6K 3.94% | 0.00 | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 18.42M | PRN | $26.4K 3.29% | 0.00 | 0.00 | 0.00 |
JOHN BEAN TECHNOLOGIES CORPSOLE | NOTE 0.250% 5/1 | 28.24M | PRN | $25.6K 3.18% | 0.00 | 0.00 | 0.00 |
ALNYLAM PHARMACEUTICALS INCSOLE | NOTE 1.000% 9/1 | 22.98M | PRN | $22.8K 2.83% | 0.00 | 0.00 | 0.00 |
TYLER TEX INDPT SCH DISTSOLE | NOTE 0.250% 3/1 | 22.20M | PRN | $22.5K 2.80% | 0.00 | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | NOTE 2.250% 4/0 | 18.25M | PRN | $18.8K 2.33% | 0.00 | 0.00 | 0.00 |
DEXCOM INCSOLE | NOTE 0.250%11/1 | 17.92M | PRN | $18.7K 2.33% | 0.00 | 0.00 | 0.00 |
BRAEMAR HOTELS & RESORTS INCSOLE | NOTE 4.500% 6/0 | 20.73M | PRN | $17.8K 2.21% | 0.00 | 0.00 | 0.00 |
PETIQ INCSOLE | NOTE 4.000% 6/0 | 16.89M | PRN | $17.0K 2.11% | 0.00 | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.375% 9/0 | 14.07M | PRN | $15.8K 1.96% | 0.00 | 0.00 | 0.00 |
IMAX CORPSOLE | NOTE 0.500% 4/0 | 17.19M | PRN | $15.3K 1.91% | 0.00 | 0.00 | 0.00 |
VAREX IMAGING CORPSOLE | NOTE 4.000% 6/0 | 12.59M | PRN | $14.7K 1.83% | 0.00 | 0.00 | 0.00 |
KAMAN CORPSOLE | NOTE 3.250% 5/0 | 13.20M | PRN | $13.0K 1.62% | 0.00 | 0.00 | 0.00 |
CONMED CORPSOLE | NOTE 2.250% 6/1 | 12.90M | PRN | $12.9K 1.61% | 0.00 | 0.00 | 0.00 |
URBAN ONE INCSOLE | CL D NON VTG | 2.46M | SH | $8.7K 1.08% | 2.46M | 0.00 | 0.00 |
INTERDIGITAL INCSOLE | NOTE 3.500% 6/0 | 5.82M | PRN | $8.6K 1.07% | 0.00 | 0.00 | 0.00 |
CUMULUS MEDIA INCSOLE | COM CL A | 1.46M | SH | $7.8K 0.97% | 1.46M | 0.00 | 0.00 |
NORTHERN OIL & GAS INCSOLE | NOTE 3.625% 4/1 | 6.27M | PRN | $7.4K 0.92% | 0.00 | 0.00 | 0.00 |
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