Filed: 10/31/2023ACC: 0001420506-23-001878
📋 What this filing means
ZAZOVE ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $964.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$964.17M
Total AUM (reported)
862.81M
Total Shares
Allocation by class
NOTE 2.500% 4/0$77.34M8.0%
NOTE 1.250% 5/0$62.50M6.5%
NOTE 0.250% 8/1$51.25M5.3%
NOTE 2.000% 6/1$49.67M5.2%
DBCV 2.750% 6/0$41.68M4.3%
COM$37.21M3.9%
NOTE 9/1$32.20M3.3%
Portfolio Concentration
Top 3$191.09M19.8%
4–10$239.82M24.9%
11–25$282.67M29.3%
Rest$250.59M26.0%
Top 3 weight
19.8%
Top 10 weight
44.7%
Voting Authority Distribution
Total shares with voting rights: 38.62M
Sole
Full voting authority
38.62M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings149
Rows:
SSR MINING IN
SOLEShares73.70M
TypePRN
Market value$77.34M
8.02%
Sole
0.00
Shared
0.00
None
0.00
SOUTHWEST AIRLS CO
SOLEShares62.27M
TypePRN
Market value$62.50M
6.48%
Sole
0.00
Shared
0.00
None
0.00
PARSONS CORP DEL
SOLEShares40.22M
TypePRN
Market value$51.25M
5.32%
Sole
0.00
Shared
0.00
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares48.60M
TypePRN
Market value$49.67M
5.15%
Sole
0.00
Shared
0.00
None
0.00
NRG ENERGY INC
SOLEShares39.27M
TypePRN
Market value$41.68M
4.32%
Sole
0.00
Shared
0.00
None
0.00
SOLAREDGE TECHNOLOGIES INC
SOLEShares35.24M
TypePRN
Market value$32.20M
3.34%
Sole
0.00
Shared
0.00
None
0.00
MGP INGREDIENTS INC NEW
SOLEShares26.46M
TypePRN
Market value$31.99M
3.32%
Sole
0.00
Shared
0.00
None
0.00
ARES CAPITAL CORP
SOLEShares29.74M
TypePRN
Market value$30.23M
3.14%
Sole
0.00
Shared
0.00
None
0.00
MIDDLEBY CORP
SOLEShares25.87M
TypePRN
Market value$28.99M
3.01%
Sole
0.00
Shared
0.00
None
0.00
CYBERARK SOFTWARE LTD
SOLEShares21.70M
TypePRN
Market value$25.05M
2.60%
Sole
0.00
Shared
0.00
None
0.00
KAMAN CORP
SOLEShares24.49M
TypePRN
Market value$23.82M
2.47%
Sole
0.00
Shared
0.00
None
0.00
TYLER TEX INDPT SCH DIST
SOLEShares22.76M
TypePRN
Market value$22.12M
2.29%
Sole
0.00
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares22.82M
TypePRN
Market value$21.55M
2.23%
Sole
0.00
Shared
0.00
None
0.00
FORD MTR CO DEL
SOLEShares21.12M
TypePRN
Market value$20.71M
2.15%
Sole
0.00
Shared
0.00
None
0.00
JOHN BEAN TECHNOLOGIES CORP
SOLEShares22.72M
TypePRN
Market value$20.54M
2.13%
Sole
0.00
Shared
0.00
None
0.00
AKAMAI TECHNOLOGIES INC
SOLEShares18.87M
TypePRN
Market value$19.69M
2.04%
Sole
0.00
Shared
0.00
None
0.00
ALNYLAM PHARMACEUTICALS INC
SOLEShares20.89M
TypePRN
Market value$19.42M
2.01%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares446.22K
TypeSH
Market value$19.18M
1.99%
Sole
446.22K
Shared
0.00
None
0.00
BRAEMAR HOTELS & RESORTS INC
SOLEShares22.33M
TypePRN
Market value$19.05M
1.98%
Sole
0.00
Shared
0.00
None
0.00
PEBBLEBROOK HOTEL TR
SOLEShares22.01M
TypePRN
Market value$18.34M
1.90%
Sole
0.00
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares18.66M
TypePRN
Market value$17.16M
1.78%
Sole
0.00
Shared
0.00
None
0.00
PETIQ INC
SOLEShares16.32M
TypePRN
Market value$15.92M
1.65%
Sole
0.00
Shared
0.00
None
0.00
BILL HOLDINGS INC
SOLEShares15.65M
TypePRN
Market value$15.74M
1.63%
Sole
0.00
Shared
0.00
None
0.00
LIBERTY MEDIA CORP DEL
SOLEShares13.49M
TypePRN
Market value$14.78M
1.53%
Sole
0.00
Shared
0.00
None
0.00
IMAX CORP
SOLEShares15.64M
TypePRN
Market value$14.65M
1.52%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SSR MINING INSOLE | NOTE 2.500% 4/0 | 73.70M | PRN | $77.34M 8.02% | 0.00 | 0.00 | 0.00 |
SOUTHWEST AIRLS COSOLE | NOTE 1.250% 5/0 | 62.27M | PRN | $62.50M 6.48% | 0.00 | 0.00 | 0.00 |
PARSONS CORP DELSOLE | NOTE 0.250% 8/1 | 40.22M | PRN | $51.25M 5.32% | 0.00 | 0.00 | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | NOTE 2.000% 6/1 | 48.60M | PRN | $49.67M 5.15% | 0.00 | 0.00 | 0.00 |
NRG ENERGY INCSOLE | DBCV 2.750% 6/0 | 39.27M | PRN | $41.68M 4.32% | 0.00 | 0.00 | 0.00 |
SOLAREDGE TECHNOLOGIES INCSOLE | NOTE 9/1 | 35.24M | PRN | $32.20M 3.34% | 0.00 | 0.00 | 0.00 |
MGP INGREDIENTS INC NEWSOLE | NOTE 1.875%11/1 | 26.46M | PRN | $31.99M 3.32% | 0.00 | 0.00 | 0.00 |
ARES CAPITAL CORPSOLE | NOTE 4.625% 3/0 | 29.74M | PRN | $30.23M 3.14% | 0.00 | 0.00 | 0.00 |
MIDDLEBY CORPSOLE | NOTE 1.000% 9/0 | 25.87M | PRN | $28.99M 3.01% | 0.00 | 0.00 | 0.00 |
CYBERARK SOFTWARE LTDSOLE | NOTE 11/1 | 21.70M | PRN | $25.05M 2.60% | 0.00 | 0.00 | 0.00 |
KAMAN CORPSOLE | NOTE 3.250% 5/0 | 24.49M | PRN | $23.82M 2.47% | 0.00 | 0.00 | 0.00 |
TYLER TEX INDPT SCH DISTSOLE | NOTE 0.250% 3/1 | 22.76M | PRN | $22.12M 2.29% | 0.00 | 0.00 | 0.00 |
DEXCOM INCSOLE | NOTE 0.250%11/1 | 22.82M | PRN | $21.55M 2.23% | 0.00 | 0.00 | 0.00 |
FORD MTR CO DELSOLE | NOTE 3/1 | 21.12M | PRN | $20.71M 2.15% | 0.00 | 0.00 | 0.00 |
JOHN BEAN TECHNOLOGIES CORPSOLE | NOTE 0.250% 5/1 | 22.72M | PRN | $20.54M 2.13% | 0.00 | 0.00 | 0.00 |
AKAMAI TECHNOLOGIES INCSOLE | NOTE 0.375% 9/0 | 18.87M | PRN | $19.69M 2.04% | 0.00 | 0.00 | 0.00 |
ALNYLAM PHARMACEUTICALS INCSOLE | NOTE 1.000% 9/1 | 20.89M | PRN | $19.42M 2.01% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | *W EXP 08/03/202 | 446.22K | SH | $19.18M 1.99% | 446.22K | 0.00 | 0.00 |
BRAEMAR HOTELS & RESORTS INCSOLE | NOTE 4.500% 6/0 | 22.33M | PRN | $19.05M 1.98% | 0.00 | 0.00 | 0.00 |
PEBBLEBROOK HOTEL TRSOLE | NOTE 1.750%12/1 | 22.01M | PRN | $18.34M 1.90% | 0.00 | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | NOTE 2.250% 4/0 | 18.66M | PRN | $17.16M 1.78% | 0.00 | 0.00 | 0.00 |
PETIQ INCSOLE | NOTE 4.000% 6/0 | 16.32M | PRN | $15.92M 1.65% | 0.00 | 0.00 | 0.00 |
BILL HOLDINGS INCSOLE | NOTE 12/0 | 15.65M | PRN | $15.74M 1.63% | 0.00 | 0.00 | 0.00 |
LIBERTY MEDIA CORP DELSOLE | NOTE 1.375%10/1 | 13.49M | PRN | $14.78M 1.53% | 0.00 | 0.00 | 0.00 |
IMAX CORPSOLE | NOTE 0.500% 4/0 | 15.64M | PRN | $14.65M 1.52% | 0.00 | 0.00 | 0.00 |
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