Filed: 5/4/2023ACC: 0001009012-23-000006
📋 What this filing means
ZAZOVE ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $1.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
141
Positions
$1.10M
Total AUM (reported)
954.06M
Total Shares
Allocation by class
NOTE 0.375% 9/0$67.3K6.1%
NOTE 1.250% 5/0$61.5K5.6%
NOTE 2.500% 4/0$58.9K5.4%
COM$57.3K5.2%
NOTE 3/1$42.4K3.9%
DBCV 2.750% 6/0$41.0K3.7%
NOTE 2.000% 6/1$40.4K3.7%
Portfolio Concentration
Top 3$184.8K16.8%
4–10$256.6K23.3%
11–25$333.2K30.3%
Rest$324.9K29.6%
Top 3 weight
16.8%
Top 10 weight
40.1%
Voting Authority Distribution
Total shares with voting rights: 40.31M
Sole
Full voting authority
40.31M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole141
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings141
Rows:
AKAMAI TECHNOLOGIES
SOLEShares69.75M
TypePRN
Market value$64.3K
5.85%
Sole
0.00
Shared
0.00
None
0.00
SOUTHWEST AIRLINES
SOLEShares54.14M
TypePRN
Market value$61.5K
5.60%
Sole
0.00
Shared
0.00
None
0.00
SSR MINING
SOLEShares53.56M
TypePRN
Market value$58.9K
5.36%
Sole
0.00
Shared
0.00
None
0.00
NRG ENERGY
SOLEShares39.64M
TypePRN
Market value$41.0K
3.73%
Sole
0.00
Shared
0.00
None
0.00
JAZZ INVESTMENTS I
SOLEShares36.36M
TypePRN
Market value$40.4K
3.67%
Sole
0.00
Shared
0.00
None
0.00
PARSONS
SOLEShares35.67M
TypePRN
Market value$39.5K
3.60%
Sole
0.00
Shared
0.00
None
0.00
FORD MOTOR
SOLEShares37.59M
TypePRN
Market value$37.6K
3.42%
Sole
0.00
Shared
0.00
None
0.00
SOLAREDGE TECHNOLOGIES
SOLEShares26.02M
TypePRN
Market value$33.9K
3.08%
Sole
0.00
Shared
0.00
None
0.00
ENPHASE ENERGY
SOLEShares32.10M
TypePRN
Market value$33.1K
3.01%
Sole
0.00
Shared
0.00
None
0.00
MGP INGREDIENTS
SOLEShares26.52M
TypePRN
Market value$31.1K
2.83%
Sole
0.00
Shared
0.00
None
0.00
KAMAN
SOLEShares29.35M
TypePRN
Market value$27.9K
2.54%
Sole
0.00
Shared
0.00
None
0.00
DATADOG
SOLEShares23.95M
TypePRN
Market value$25.8K
2.35%
Sole
0.00
Shared
0.00
None
0.00
TYLER TECHNOLOGIES
SOLEShares26.39M
TypePRN
Market value$25.3K
2.30%
Sole
0.00
Shared
0.00
None
0.00
MIDDLEBY
SOLEShares20.20M
TypePRN
Market value$25.1K
2.29%
Sole
0.00
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares22.28M
TypePRN
Market value$23.9K
2.17%
Sole
0.00
Shared
0.00
None
0.00
CRACKER BARREL OLD COUNTRY STORE
SOLEShares25.74M
TypePRN
Market value$23.4K
2.13%
Sole
0.00
Shared
0.00
None
0.00
MESA LABORATORIES
SOLEShares23.98M
TypePRN
Market value$22.3K
2.03%
Sole
0.00
Shared
0.00
None
0.00
BRAEMAR HOTELS & RESORTS
SOLEShares23.26M
TypePRN
Market value$21.4K
1.95%
Sole
0.00
Shared
0.00
None
0.00
JOHN BEAN TECHNOLOGIES
SOLEShares23.29M
TypePRN
Market value$21.3K
1.94%
Sole
0.00
Shared
0.00
None
0.00
AIR TRANSPORT SERVICES GROUP
SOLEShares22.37M
TypePRN
Market value$21.2K
1.93%
Sole
0.00
Shared
0.00
None
0.00
CYBERARK SOFTWARE
SOLEShares18.93M
TypePRN
Market value$21.2K
1.93%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETROLEUM
SOLEShares500K
TypeSH
Market value$20.4K
1.86%
Sole
500K
Shared
0.00
None
0.00
PEBBLEBROOK HOTEL TRUST
SOLEShares22.54M
TypePRN
Market value$19.1K
1.74%
Sole
0.00
Shared
0.00
None
0.00
ARES CAPITAL
SOLEShares19.02M
TypePRN
Market value$19.0K
1.73%
Sole
0.00
Shared
0.00
None
0.00
BILL.COM HOLDINGS
SOLEShares17.02M
TypePRN
Market value$15.6K
1.42%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AKAMAI TECHNOLOGIESSOLE | NOTE 0.375% 9/0 | 69.75M | PRN | $64.3K 5.85% | 0.00 | 0.00 | 0.00 |
SOUTHWEST AIRLINESSOLE | NOTE 1.250% 5/0 | 54.14M | PRN | $61.5K 5.60% | 0.00 | 0.00 | 0.00 |
SSR MININGSOLE | NOTE 2.500% 4/0 | 53.56M | PRN | $58.9K 5.36% | 0.00 | 0.00 | 0.00 |
NRG ENERGYSOLE | DBCV 2.750% 6/0 | 39.64M | PRN | $41.0K 3.73% | 0.00 | 0.00 | 0.00 |
JAZZ INVESTMENTS ISOLE | NOTE 2.000% 6/1 | 36.36M | PRN | $40.4K 3.67% | 0.00 | 0.00 | 0.00 |
PARSONSSOLE | NOTE 0.250% 8/1 | 35.67M | PRN | $39.5K 3.60% | 0.00 | 0.00 | 0.00 |
FORD MOTORSOLE | NOTE 3/1 | 37.59M | PRN | $37.6K 3.42% | 0.00 | 0.00 | 0.00 |
SOLAREDGE TECHNOLOGIESSOLE | NOTE 9/1 | 26.02M | PRN | $33.9K 3.08% | 0.00 | 0.00 | 0.00 |
ENPHASE ENERGYSOLE | NOTE 3/0 | 32.10M | PRN | $33.1K 3.01% | 0.00 | 0.00 | 0.00 |
MGP INGREDIENTSSOLE | NOTE 1.875%11/1 | 26.52M | PRN | $31.1K 2.83% | 0.00 | 0.00 | 0.00 |
KAMANSOLE | NOTE 3.250% 5/0 | 29.35M | PRN | $27.9K 2.54% | 0.00 | 0.00 | 0.00 |
DATADOGSOLE | NOTE 0.125% 6/1 | 23.95M | PRN | $25.8K 2.35% | 0.00 | 0.00 | 0.00 |
TYLER TECHNOLOGIESSOLE | NOTE 0.250% 3/1 | 26.39M | PRN | $25.3K 2.30% | 0.00 | 0.00 | 0.00 |
MIDDLEBYSOLE | NOTE 1.000% 9/0 | 20.20M | PRN | $25.1K 2.29% | 0.00 | 0.00 | 0.00 |
DEXCOM INCSOLE | NOTE 0.250%11/1 | 22.28M | PRN | $23.9K 2.17% | 0.00 | 0.00 | 0.00 |
CRACKER BARREL OLD COUNTRY STORESOLE | NOTE 0.625% 6/1 | 25.74M | PRN | $23.4K 2.13% | 0.00 | 0.00 | 0.00 |
MESA LABORATORIESSOLE | NOTE 1.375% 8/1 | 23.98M | PRN | $22.3K 2.03% | 0.00 | 0.00 | 0.00 |
BRAEMAR HOTELS & RESORTSSOLE | NOTE 4.500% 6/0 | 23.26M | PRN | $21.4K 1.95% | 0.00 | 0.00 | 0.00 |
JOHN BEAN TECHNOLOGIESSOLE | NOTE 0.250% 5/1 | 23.29M | PRN | $21.3K 1.94% | 0.00 | 0.00 | 0.00 |
AIR TRANSPORT SERVICES GROUPSOLE | NOTE 1.125%10/1 | 22.37M | PRN | $21.2K 1.93% | 0.00 | 0.00 | 0.00 |
CYBERARK SOFTWARESOLE | NOTE 11/1 | 18.93M | PRN | $21.2K 1.93% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETROLEUMSOLE | COM | 500K | SH | $20.4K 1.86% | 500K | 0.00 | 0.00 |
PEBBLEBROOK HOTEL TRUSTSOLE | NOTE 1.750%12/1 | 22.54M | PRN | $19.1K 1.74% | 0.00 | 0.00 | 0.00 |
ARES CAPITALSOLE | NOTE 4.625% 3/0 | 19.02M | PRN | $19.0K 1.73% | 0.00 | 0.00 | 0.00 |
BILL.COM HOLDINGSSOLE | NOTE 12/0 | 17.02M | PRN | $15.6K 1.42% | 0.00 | 0.00 | 0.00 |
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