Filed: 1/31/2023ACC: 0001009012-23-000002
📋 What this filing means
ZAZOVE ASSOCIATES LLC filed this quarterly 13F‑HR report disclosing 149 equity positions with a total reported market value of $1.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
149
Positions
$1.08M
Total AUM (reported)
945.96M
Total Shares
Allocation by class
NOTE 0.375% 9/0$72.3K6.7%
NOTE 1.250% 5/0$50.9K4.7%
NOTE 2.500% 4/0$46.1K4.3%
NOTE 2.000% 6/1$42.4K3.9%
COM$42.2K3.9%
NOTE 0.750% 5/0$42.0K3.9%
NOTE 3/1$41.3K3.8%
Portfolio Concentration
Top 3$166.5K15.4%
4–10$245.8K22.7%
11–25$318.0K29.4%
Rest$350.9K32.5%
Top 3 weight
15.4%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 38.26M
Sole
Full voting authority
38.26M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole149
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings149
Rows:
AKAMAI TECHNOLOGIES
SOLEShares71.55M
TypePRN
Market value$69.5K
6.43%
Sole
0.00
Shared
0.00
None
0.00
SOUTHWEST AIRLINES
SOLEShares42.07M
TypePRN
Market value$50.9K
4.71%
Sole
0.00
Shared
0.00
None
0.00
SSR MINING
SOLEShares40.93M
TypePRN
Market value$46.1K
4.27%
Sole
0.00
Shared
0.00
None
0.00
JAZZ INVESTMENTS
SOLEShares35.45M
TypePRN
Market value$42.4K
3.92%
Sole
0.00
Shared
0.00
None
0.00
BOOKING HOLDINGS
SOLEShares31.25M
TypePRN
Market value$42.0K
3.88%
Sole
0.00
Shared
0.00
None
0.00
NRG ENERGY
SOLEShares38.14M
TypePRN
Market value$37.8K
3.50%
Sole
0.00
Shared
0.00
None
0.00
FORD MOTOR
SOLEShares36.80M
TypePRN
Market value$34.8K
3.22%
Sole
0.00
Shared
0.00
None
0.00
SOLAREDGE TECHNOLOGIES
SOLEShares25.57M
TypePRN
Market value$31.8K
2.95%
Sole
0.00
Shared
0.00
None
0.00
PARSONS
SOLEShares25.18M
TypePRN
Market value$28.7K
2.66%
Sole
0.00
Shared
0.00
None
0.00
KAMAN
SOLEShares29.92M
TypePRN
Market value$28.2K
2.61%
Sole
0.00
Shared
0.00
None
0.00
TYLER TECHNOLOGIES
SOLEShares26.39M
TypePRN
Market value$24.7K
2.28%
Sole
0.00
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares21.46M
TypePRN
Market value$23.4K
2.17%
Sole
0.00
Shared
0.00
None
0.00
CRACKER BARREL OLD COUNTRY STORE
SOLEShares27.14M
TypePRN
Market value$23.3K
2.16%
Sole
0.00
Shared
0.00
None
0.00
MIDDLEBY
SOLEShares19.74M
TypePRN
Market value$23.3K
2.15%
Sole
0.00
Shared
0.00
None
0.00
AIR TRANSPORT SERVICES GROUP
SOLEShares22.63M
TypePRN
Market value$23.0K
2.12%
Sole
0.00
Shared
0.00
None
0.00
DATADOG
SOLEShares20.25M
TypePRN
Market value$22.2K
2.05%
Sole
0.00
Shared
0.00
None
0.00
PEBBLEBROOK HOTEL TRUST
SOLEShares25.61M
TypePRN
Market value$21.2K
1.96%
Sole
0.00
Shared
0.00
None
0.00
BRAEMAR HOTELS & RESORTS
SOLEShares22.26M
TypePRN
Market value$21.1K
1.95%
Sole
0.00
Shared
0.00
None
0.00
MESA LABORATORIES
SOLEShares22.93M
TypePRN
Market value$20.7K
1.92%
Sole
0.00
Shared
0.00
None
0.00
OCCIDENTAL PETROLEUM
SOLEShares500K
TypeSH
Market value$20.6K
1.90%
Sole
500K
Shared
0.00
None
0.00
JOHN BEAN TECHNOLOGIES
SOLEShares23.31M
TypePRN
Market value$20.1K
1.86%
Sole
0.00
Shared
0.00
None
0.00
BILL.COM HOLDINGS
SOLEShares18.93M
TypePRN
Market value$19.5K
1.80%
Sole
0.00
Shared
0.00
None
0.00
CYBERARK SOFTWARE
SOLEShares18.20M
TypePRN
Market value$19.4K
1.79%
Sole
0.00
Shared
0.00
None
0.00
LUMENTUM HOLDINGS
SOLEShares22.42M
TypePRN
Market value$19.3K
1.79%
Sole
0.00
Shared
0.00
None
0.00
MGP INGREDIENTS
SOLEShares12.86M
TypePRN
Market value$16.3K
1.50%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AKAMAI TECHNOLOGIESSOLE | NOTE 0.375% 9/0 | 71.55M | PRN | $69.5K 6.43% | 0.00 | 0.00 | 0.00 |
SOUTHWEST AIRLINESSOLE | NOTE 1.250% 5/0 | 42.07M | PRN | $50.9K 4.71% | 0.00 | 0.00 | 0.00 |
SSR MININGSOLE | NOTE 2.500% 4/0 | 40.93M | PRN | $46.1K 4.27% | 0.00 | 0.00 | 0.00 |
JAZZ INVESTMENTSSOLE | NOTE 2.000% 6/1 | 35.45M | PRN | $42.4K 3.92% | 0.00 | 0.00 | 0.00 |
BOOKING HOLDINGSSOLE | NOTE 0.750% 5/0 | 31.25M | PRN | $42.0K 3.88% | 0.00 | 0.00 | 0.00 |
NRG ENERGYSOLE | DBCV 2.750% 6/0 | 38.14M | PRN | $37.8K 3.50% | 0.00 | 0.00 | 0.00 |
FORD MOTORSOLE | NOTE 3/1 | 36.80M | PRN | $34.8K 3.22% | 0.00 | 0.00 | 0.00 |
SOLAREDGE TECHNOLOGIESSOLE | NOTE 9/1 | 25.57M | PRN | $31.8K 2.95% | 0.00 | 0.00 | 0.00 |
PARSONSSOLE | NOTE 0.250% 8/1 | 25.18M | PRN | $28.7K 2.66% | 0.00 | 0.00 | 0.00 |
KAMANSOLE | NOTE 3.250% 5/0 | 29.92M | PRN | $28.2K 2.61% | 0.00 | 0.00 | 0.00 |
TYLER TECHNOLOGIESSOLE | NOTE 0.250% 3/1 | 26.39M | PRN | $24.7K 2.28% | 0.00 | 0.00 | 0.00 |
DEXCOM INCSOLE | NOTE 0.250%11/1 | 21.46M | PRN | $23.4K 2.17% | 0.00 | 0.00 | 0.00 |
CRACKER BARREL OLD COUNTRY STORESOLE | NOTE 0.625% 6/1 | 27.14M | PRN | $23.3K 2.16% | 0.00 | 0.00 | 0.00 |
MIDDLEBYSOLE | NOTE 1.000% 9/0 | 19.74M | PRN | $23.3K 2.15% | 0.00 | 0.00 | 0.00 |
AIR TRANSPORT SERVICES GROUPSOLE | NOTE 1.125%10/1 | 22.63M | PRN | $23.0K 2.12% | 0.00 | 0.00 | 0.00 |
DATADOGSOLE | NOTE 0.125% 6/1 | 20.25M | PRN | $22.2K 2.05% | 0.00 | 0.00 | 0.00 |
PEBBLEBROOK HOTEL TRUSTSOLE | NOTE 1.750%12/1 | 25.61M | PRN | $21.2K 1.96% | 0.00 | 0.00 | 0.00 |
BRAEMAR HOTELS & RESORTSSOLE | NOTE 4.500% 6/0 | 22.26M | PRN | $21.1K 1.95% | 0.00 | 0.00 | 0.00 |
MESA LABORATORIESSOLE | NOTE 1.375% 8/1 | 22.93M | PRN | $20.7K 1.92% | 0.00 | 0.00 | 0.00 |
OCCIDENTAL PETROLEUMSOLE | *W EXP 08/03/202 | 500K | SH | $20.6K 1.90% | 500K | 0.00 | 0.00 |
JOHN BEAN TECHNOLOGIESSOLE | NOTE 0.250% 5/1 | 23.31M | PRN | $20.1K 1.86% | 0.00 | 0.00 | 0.00 |
BILL.COM HOLDINGSSOLE | NOTE 12/0 | 18.93M | PRN | $19.5K 1.80% | 0.00 | 0.00 | 0.00 |
CYBERARK SOFTWARESOLE | NOTE 11/1 | 18.20M | PRN | $19.4K 1.79% | 0.00 | 0.00 | 0.00 |
LUMENTUM HOLDINGSSOLE | NOTE 0.500%12/1 | 22.42M | PRN | $19.3K 1.79% | 0.00 | 0.00 | 0.00 |
MGP INGREDIENTSSOLE | NOTE 1.875%11/1 | 12.86M | PRN | $16.3K 1.50% | 0.00 | 0.00 | 0.00 |
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