WILLIAMS & NOVAK, LLC

PrivateCIK: 1998419
Location

WESTLAKE VILLAGE, CA

142
Positions
$133.61M
Total AUM (reported)
6.27M
Total Shares

Allocation by class

TOTAL AUM$133.61M142 positions
COM$28.55M21.4%
TOTAL BD ETF$10.76M8.1%
RAFI DYN ML US$8.57M6.4%
ENHANCED LARGE$6.47M4.8%
MULTISECTOR BD$5.83M4.4%
RAFI DYN EMERG$4.23M3.2%
RAFI DYN MULTI$2.73M2.0%

Portfolio Concentration

Top 319.3%4–1021.2%11–2522.6%Rest36.9%TOP 1040.5%0%100%
Top 3$25.80M19.3%
4–10$28.27M21.2%
11–25$30.18M22.6%
Rest$49.37M36.9%

Top 3 weight

19.3%

Top 10 weight

40.5%

Voting Authority Distribution

Total shares with voting rights: 6.27M

Sole

Full voting authority

38.40K

shares

% of voting shares0.6%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

6.24M

shares

% of voting shares99.4%

Investment Discretion (by position count)

Sole142
Shared0
Other0
Dominant voting typeNone · 99.4% of voting shares
Institutional Holdings142
Rows:

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares235.93K
TypeSH
Market value$10.76M
8.05%
Sole
0.00
Shared
0.00
None
235.93K

PIMCO EQUITY SER

SOLE
RAFI DYN ML US
Shares146.34K
TypeSH
Market value$8.57M
6.41%
Sole
0.00
Shared
0.00
None
146.34K

FIDELITY COVINGTON TRUST

SOLE
ENHANCED LARGE
Shares176.96K
TypeSH
Market value$6.47M
4.84%
Sole
0.00
Shared
0.00
None
176.96K

SYPRIS SOLUTIONS INC

SOLE
COM
Shares2.13M
TypeSH
Market value$6.25M
4.68%
Sole
0.00
Shared
0.00
None
2.13M

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares222.95K
TypeSH
Market value$5.83M
4.37%
Sole
9.30K
Shared
0.00
None
213.65K

PIMCO EQUITY SER

SOLE
RAFI DYN EMERG
Shares169.06K
TypeSH
Market value$4.23M
3.17%
Sole
0.00
Shared
0.00
None
169.06K

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares403.58K
TypeSH
Market value$3.47M
2.59%
Sole
0.00
Shared
0.00
None
403.58K

APPLE INC

SOLE
COM
Shares11.48K
TypeSH
Market value$2.93M
2.20%
Sole
0.00
Shared
0.00
None
11.48K

PIMCO MUN INCOME FD II

SOLE
COM
Shares371.14K
TypeSH
Market value$2.82M
2.11%
Sole
0.00
Shared
0.00
None
371.14K

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares67.89K
TypeSH
Market value$2.73M
2.04%
Sole
0.00
Shared
0.00
None
67.89K

ISHARES SILVER TR

SOLE
ISHARES
Shares39.10K
TypeSH
Market value$2.66M
1.99%
Sole
0.00
Shared
0.00
None
39.10K

ISHARES TR

SOLE
INTERNATIONAL SL
Shares58.37K
TypeSH
Market value$2.48M
1.86%
Sole
0.00
Shared
0.00
None
58.37K

ISHARES TR

SOLE
CORE MSCI TOTAL
Shares28.28K
TypeSH
Market value$2.48M
1.85%
Sole
0.00
Shared
0.00
None
28.28K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares3.62K
TypeSH
Market value$2.37M
1.78%
Sole
0.00
Shared
0.00
None
3.62K

SALESFORCE INC

SOLE
COM
Shares21.73K
TypeSH
Market value$2.32M
1.74%
Sole
0.00
Shared
0.00
None
21.73K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares23.11K
TypeSH
Market value$2.12M
1.59%
Sole
0.00
Shared
0.00
None
23.11K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P SMCP VLU MNT
Shares34.20K
TypeSH
Market value$2.07M
1.55%
Sole
0.00
Shared
0.00
None
34.20K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares27.27K
TypeSH
Market value$1.91M
1.43%
Sole
0.00
Shared
0.00
None
27.27K

VANECK ETF TRUST

SOLE
GOLD MINERS ETF
Shares19.07K
TypeSH
Market value$1.83M
1.37%
Sole
0.00
Shared
0.00
None
19.07K

BLACKROCK ETF TRUST II

SOLE
ISHARES FLEXIBLE
Shares34.24K
TypeSH
Market value$1.78M
1.33%
Sole
4.65K
Shared
0.00
None
29.59K

ISHARES INC

SOLE
MSCI GBL GOLD MN
Shares21.46K
TypeSH
Market value$1.77M
1.33%
Sole
0.00
Shared
0.00
None
21.46K

PIMCO ETF TR

SOLE
INTER MUN BD ACT
Shares33.79K
TypeSH
Market value$1.76M
1.32%
Sole
0.00
Shared
0.00
None
33.79K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares2.71K
TypeSH
Market value$1.58M
1.18%
Sole
200.00
Shared
0.00
None
2.51K

ISHARES TR

SOLE
ESG AW MSCI EAFE
Shares15.92K
TypeSH
Market value$1.55M
1.16%
Sole
0.00
Shared
0.00
None
15.92K

DIMENSIONAL ETF TRUST

SOLE
CORE FIXED INCOM
Shares34.92K
TypeSH
Market value$1.48M
1.10%
Sole
0.00
Shared
0.00
None
34.92K
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