WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

PrivateCIK: 1998419
Location

WESTLAKE VILLAGE, CA

145
Positions
$151.20M
Total AUM (reported)
6.45M
Total Shares

Allocation by class

TOTAL AUM$151.20M145 positions
COM$32.37M21.4%
RAFI DYN ML US$10.02M6.6%
TOTAL BD ETF$9.21M6.1%
ENHANCED LARGE$7.39M4.9%
MULTISECTOR BD$6.42M4.2%
RAFI DYN EMERG$5.04M3.3%
INTERNATIONAL SL$4.77M3.2%

Portfolio Concentration

Top 317.6%4–1021.2%11–2521.4%Rest39.8%TOP 1038.8%0%100%
Top 3$26.62M17.6%
4–10$31.99M21.2%
11–25$32.42M21.4%
Rest$60.17M39.8%

Top 3 weight

17.6%

Top 10 weight

38.8%

Voting Authority Distribution

Total shares with voting rights: 6.45M

Sole

Full voting authority

48.65K

shares

% of voting shares0.8%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

6.40M

shares

% of voting shares99.2%

Investment Discretion (by position count)

Sole145
Shared0
Other0
Dominant voting typeNone · 99.2% of voting shares
Institutional Holdings145
Rows:

PIMCO EQUITY SER

SOLE
RAFI DYN ML US
Shares149.11K
TypeSH
Market value$10.02M
6.62%
Sole
0.00
Shared
0.00
None
149.11K

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares202.55K
TypeSH
Market value$9.21M
6.09%
Sole
0.00
Shared
0.00
None
202.55K

FIDELITY COVINGTON TRUST

SOLE
ENHANCED LARGE
Shares176.31K
TypeSH
Market value$7.39M
4.89%
Sole
0.00
Shared
0.00
None
176.31K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares241.99K
TypeSH
Market value$6.42M
4.24%
Sole
16.50K
Shared
0.00
None
225.49K

SYPRIS SOLUTIONS INC

SOLE
COM
Shares2.21M
TypeSH
Market value$5.36M
3.55%
Sole
0.00
Shared
0.00
None
2.21M

PIMCO EQUITY SER

SOLE
RAFI DYN EMERG
Shares178.46K
TypeSH
Market value$5.04M
3.33%
Sole
0.00
Shared
0.00
None
178.46K

ISHARES TR

SOLE
INTERNATIONAL SL
Shares110.20K
TypeSH
Market value$4.77M
3.16%
Sole
0.00
Shared
0.00
None
110.20K

APPLE INC

SOLE
COM
Shares12.79K
TypeSH
Market value$3.70M
2.45%
Sole
125.00
Shared
0.00
None
12.67K

SALESFORCE INC

SOLE
COM
Shares21.89K
TypeSH
Market value$3.43M
2.27%
Sole
0.00
Shared
0.00
None
21.89K

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares365.20K
TypeSH
Market value$3.28M
2.17%
Sole
0.00
Shared
0.00
None
365.20K

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares72.50K
TypeSH
Market value$3.02M
2.00%
Sole
0.00
Shared
0.00
None
72.50K

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares3.77K
TypeSH
Market value$2.81M
1.86%
Sole
0.00
Shared
0.00
None
3.77K

ISHARES TR

SOLE
CORE MSCI TOTAL
Shares28.28K
TypeSH
Market value$2.70M
1.78%
Sole
0.00
Shared
0.00
None
28.28K

PIMCO MUN INCOME FD II

SOLE
COM
Shares338.52K
TypeSH
Market value$2.58M
1.70%
Sole
0.00
Shared
0.00
None
338.52K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P SMCP VLU MNT
Shares35.07K
TypeSH
Market value$2.44M
1.61%
Sole
0.00
Shared
0.00
None
35.07K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares3.18K
TypeSH
Market value$2.34M
1.55%
Sole
290.00
Shared
0.00
None
2.89K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares23.11K
TypeSH
Market value$2.23M
1.48%
Sole
0.00
Shared
0.00
None
23.11K

MICRON TECHNOLOGY INC

SOLE
COM
Shares1.73K
TypeSH
Market value$2.00M
1.32%
Sole
0.00
Shared
0.00
None
1.73K

ISHARES SILVER TR

SOLE
ISHARES
Shares37.10K
TypeSH
Market value$1.98M
1.31%
Sole
0.00
Shared
0.00
None
37.10K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares26.17K
TypeSH
Market value$1.98M
1.31%
Sole
0.00
Shared
0.00
None
26.17K

PIMCO ETF TR

SOLE
INTER MUN BD ACT
Shares33.31K
TypeSH
Market value$1.75M
1.16%
Sole
0.00
Shared
0.00
None
33.31K

LAM RESEARCH CORP

SOLE
COM NEW
Shares4.01K
TypeSH
Market value$1.74M
1.15%
Sole
0.00
Shared
0.00
None
4.01K

BLACKROCK ETF TRUST II

SOLE
ISHA FLEX IN ETF
Shares31.71K
TypeSH
Market value$1.66M
1.10%
Sole
4.65K
Shared
0.00
None
27.06K

ISHARES TR

SOLE
ESG AW MSCI EAFE
Shares15.92K
TypeSH
Market value$1.64M
1.08%
Sole
0.00
Shared
0.00
None
15.92K

DIMENSIONAL ETF TRUST

SOLE
CORE FIXE IN ETF
Shares36.78K
TypeSH
Market value$1.55M
1.03%
Sole
0.00
Shared
0.00
None
36.78K
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