WILLIAMS & NOVAK, LLC

PrivateCIK: 1998419
Location

WESTLAKE VILLAGE, CA

📋 What this filing means

WILLIAMS & NOVAK, LLC filed this quarterly 13F‑HR report disclosing 127 equity positions with a total reported market value of $102.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

127
Positions
$102.19M
Total AUM (reported)
6M
Total Shares

Allocation by class

TOTAL AUM$102.19M127 positions
COM$19.51M19.1%
TOTAL BD ETF$11.54M11.3%
RAFI DYN ML US$7.19M7.0%
ENHANCED LARGE$4.65M4.6%
TR UNIT$2.68M2.6%
RAFI DYN EMERG$2.41M2.4%
CALIF MUN BD ETF$2.38M2.3%

Portfolio Concentration

Top 322.9%4–1017.2%11–2522.6%Rest37.4%TOP 1040.1%0%100%
Top 3$23.39M22.9%
4–10$17.57M17.2%
11–25$23.05M22.6%
Rest$38.17M37.4%

Top 3 weight

22.9%

Top 10 weight

40.1%

Voting Authority Distribution

Total shares with voting rights: 6M

Sole

Full voting authority

12.95K

shares

% of voting shares0.2%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.99M

shares

% of voting shares99.8%

Investment Discretion (by position count)

Sole127
Shared0
Other0
Dominant voting typeNone · 99.8% of voting shares
Institutional Holdings127
Rows:

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares252.38K
TypeSH
Market value$11.54M
11.29%
Sole
0.00
Shared
0.00
None
252.38K

PIMCO EQUITY SER

SOLE
RAFI DYN ML US
Shares143.84K
TypeSH
Market value$7.19M
7.04%
Sole
0.00
Shared
0.00
None
143.84K

FIDELITY COVINGTON TRUST

SOLE
ENHANCED LARGE
Shares148.55K
TypeSH
Market value$4.65M
4.55%
Sole
0.00
Shared
0.00
None
148.55K

SYPRIS SOLUTIONS INC

SOLE
COM
Shares2.27M
TypeSH
Market value$3.74M
3.66%
Sole
0.00
Shared
0.00
None
2.27M

SPDR S&P 500 ETF TR

SOLE
TR UNIT
Shares4.78K
TypeSH
Market value$2.68M
2.62%
Sole
0.00
Shared
0.00
None
4.78K

PIMCO EQUITY SER

SOLE
RAFI DYN EMERG
Shares126.73K
TypeSH
Market value$2.41M
2.36%
Sole
0.00
Shared
0.00
None
126.73K

ISHARES TR

SOLE
CALIF MUN BD ETF
Shares42.37K
TypeSH
Market value$2.38M
2.33%
Sole
0.00
Shared
0.00
None
42.37K

ISHARES SILVER TR

SOLE
ISHARES
Shares71.70K
TypeSH
Market value$2.20M
2.15%
Sole
0.00
Shared
0.00
None
71.70K

APPLE INC

SOLE
COM
Shares9.45K
TypeSH
Market value$2.11M
2.06%
Sole
0.00
Shared
0.00
None
9.45K

ISHARES TR

SOLE
CORE MSCI TOTAL
Shares29.38K
TypeSH
Market value$2.06M
2.02%
Sole
0.00
Shared
0.00
None
29.38K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares31.25K
TypeSH
Market value$1.93M
1.88%
Sole
0.00
Shared
0.00
None
31.25K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares24.65K
TypeSH
Market value$1.87M
1.83%
Sole
0.00
Shared
0.00
None
24.65K

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares207.25K
TypeSH
Market value$1.85M
1.82%
Sole
0.00
Shared
0.00
None
207.25K

DIMENSIONAL ETF TRUST

SOLE
CORE FIXED INCOM
Shares40.53K
TypeSH
Market value$1.71M
1.67%
Sole
0.00
Shared
0.00
None
40.53K

ISHARES TR

SOLE
INTERNATIONAL SL
Shares49.95K
TypeSH
Market value$1.68M
1.65%
Sole
0.00
Shared
0.00
None
49.95K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares2.99K
TypeSH
Market value$1.59M
1.56%
Sole
0.00
Shared
0.00
None
2.99K

ISHARES INC

SOLE
MSCI GBL GOLD MN
Shares38.89K
TypeSH
Market value$1.49M
1.46%
Sole
0.00
Shared
0.00
None
38.89K

ISHARES TR

SOLE
ESG AW MSCI EAFE
Shares18.02K
TypeSH
Market value$1.47M
1.44%
Sole
0.00
Shared
0.00
None
18.02K

VANECK ETF TRUST

SOLE
HIGH YLD MUNIETF
Shares28.72K
TypeSH
Market value$1.47M
1.44%
Sole
0.00
Shared
0.00
None
28.72K

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares46.07K
TypeSH
Market value$1.46M
1.43%
Sole
0.00
Shared
0.00
None
46.07K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares54.45K
TypeSH
Market value$1.43M
1.40%
Sole
0.00
Shared
0.00
None
54.45K

VANECK ETF TRUST

SOLE
GOLD MINERS ETF
Shares28.50K
TypeSH
Market value$1.31M
1.28%
Sole
0.00
Shared
0.00
None
28.50K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares2.75K
TypeSH
Market value$1.30M
1.27%
Sole
0.00
Shared
0.00
None
2.75K

PIMCO CALIF MUN INCOME FD II

SOLE
COM
Shares218.41K
TypeSH
Market value$1.26M
1.23%
Sole
0.00
Shared
0.00
None
218.41K

INVESCO EXCHANGE TRADED FD T

SOLE
S&P SMCP VLU MNT
Shares24.29K
TypeSH
Market value$1.22M
1.20%
Sole
0.00
Shared
0.00
None
24.29K
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