WILLIAMS & NOVAK, LLC

PrivateCIK: 1998419
Location

WESTLAKE VILLAGE, CA

📋 What this filing means

WILLIAMS & NOVAK, LLC filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $107.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

129
Positions
$107.15M
Total AUM (reported)
5.45M
Total Shares

Allocation by class

TOTAL AUM$107.15M129 positions
COM$21.58M20.1%
TOTAL BD ETF$9.10M8.5%
RAFI DYN ML US$6.82M6.4%
MULTISECTOR BD$3.08M2.9%
TR UNIT$3.00M2.8%
CALIF MUN BD ETF$2.90M2.7%
CORE MSCI TOTAL$2.37M2.2%

Portfolio Concentration

Top 318.6%4–1017.6%11–2523.8%Rest40.1%TOP 1036.1%0%100%
Top 3$19.90M18.6%
4–10$18.83M17.6%
11–25$25.46M23.8%
Rest$42.97M40.1%

Top 3 weight

18.6%

Top 10 weight

36.1%

Voting Authority Distribution

Total shares with voting rights: 5.45M

Sole

Full voting authority

7.85K

shares

% of voting shares0.1%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.44M

shares

% of voting shares99.9%

Investment Discretion (by position count)

Sole129
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings129
Rows:

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares194.60K
TypeSH
Market value$9.10M
8.49%
Sole
0.00
Shared
0.00
None
194.60K

PIMCO EQUITY SER

SOLE
RAFI DYN ML US
Shares134.71K
TypeSH
Market value$6.82M
6.36%
Sole
0.00
Shared
0.00
None
134.71K

SYPRIS SOLUTIONS INC

SOLE
COM
Shares2.49M
TypeSH
Market value$3.99M
3.72%
Sole
0.00
Shared
0.00
None
2.49M

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares115.54K
TypeSH
Market value$3.08M
2.87%
Sole
0.00
Shared
0.00
None
115.54K

SPDR S&P 500 ETF TR

SOLE
TR UNIT
Shares5.23K
TypeSH
Market value$3.00M
2.80%
Sole
0.00
Shared
0.00
None
5.23K

APPLE INC

SOLE
COM
Shares12.71K
TypeSH
Market value$2.96M
2.76%
Sole
500.00
Shared
0.00
None
12.21K

ISHARES TR

SOLE
CALIF MUN BD ETF
Shares49.91K
TypeSH
Market value$2.90M
2.71%
Sole
0.00
Shared
0.00
None
49.91K

ISHARES TR

SOLE
CORE MSCI TOTAL
Shares32.61K
TypeSH
Market value$2.37M
2.21%
Sole
0.00
Shared
0.00
None
32.61K

ISHARES SILVER TR

SOLE
ISHARES
Shares81.33K
TypeSH
Market value$2.31M
2.16%
Sole
0.00
Shared
0.00
None
81.33K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares28.35K
TypeSH
Market value$2.21M
2.06%
Sole
0.00
Shared
0.00
None
28.35K

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares214.75K
TypeSH
Market value$2.14M
2.00%
Sole
0.00
Shared
0.00
None
214.75K

FIDELITY COVINGTON TRUST

SOLE
ENHANCED LARGE
Shares63.28K
TypeSH
Market value$2.03M
1.90%
Sole
0.00
Shared
0.00
None
63.28K

ISHARES TR

SOLE
INTERNATIONAL SL
Shares56.07K
TypeSH
Market value$1.98M
1.84%
Sole
0.00
Shared
0.00
None
56.07K

ISHARES INC

SOLE
MSCI GBL GOLD MN
Shares58.24K
TypeSH
Market value$1.92M
1.79%
Sole
0.00
Shared
0.00
None
58.24K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares30.33K
TypeSH
Market value$1.90M
1.77%
Sole
0.00
Shared
0.00
None
30.33K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares3.87K
TypeSH
Market value$1.78M
1.66%
Sole
0.00
Shared
0.00
None
3.87K

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares54.77K
TypeSH
Market value$1.78M
1.66%
Sole
0.00
Shared
0.00
None
54.77K

ISHARES TR

SOLE
ESG AW MSCI EAFE
Shares20.52K
TypeSH
Market value$1.73M
1.61%
Sole
0.00
Shared
0.00
None
20.52K

INVESCO EXCH TRADED FD TR II

SOLE
CALIF AMT MUN
Shares62K
TypeSH
Market value$1.55M
1.45%
Sole
0.00
Shared
0.00
None
62K

PIMCO CALIF MUN INCOME FD II

SOLE
COM
Shares238.31K
TypeSH
Market value$1.50M
1.40%
Sole
0.00
Shared
0.00
None
238.31K

ISHARES INC

SOLE
EM MKT SM-CP ETF
Shares23.36K
TypeSH
Market value$1.49M
1.39%
Sole
0.00
Shared
0.00
None
23.36K

INVESCO ACTIVELY MANAGED EXC

SOLE
TOTAL RETURN
Shares30.03K
TypeSH
Market value$1.45M
1.35%
Sole
0.00
Shared
0.00
None
30.03K

VANECK ETF TRUST

SOLE
HIGH YLD MUNIETF
Shares26.63K
TypeSH
Market value$1.41M
1.32%
Sole
0.00
Shared
0.00
None
26.63K

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA US LG
Shares12.48K
TypeSH
Market value$1.41M
1.32%
Sole
0.00
Shared
0.00
None
12.48K

PIMCO ETF TR

SOLE
INTER MUN BD ACT
Shares26.11K
TypeSH
Market value$1.38M
1.29%
Sole
0.00
Shared
0.00
None
26.11K
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