WILLIAMS & NOVAK, LLC

PrivateCIK: 1998419
Location

WESTLAKE VILLAGE, CA

📋 What this filing means

WILLIAMS & NOVAK, LLC filed this quarterly 13F‑HR report disclosing 129 equity positions with a total reported market value of $107.42M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

129
Positions
$107.42M
Total AUM (reported)
7.24M
Total Shares

Allocation by class

TOTAL AUM$107.42M129 positions
COM$24.55M22.9%
RAFI DYN ML US$6.51M6.1%
MULTISECTOR BD$5.48M5.1%
TOTAL BD ETF$4.98M4.6%
ACTIVE BD ETF$3.38M3.2%
CALIF MUN BD ETF$2.96M2.8%
TR UNIT$2.88M2.7%

Portfolio Concentration

Top 318.8%4–1019.8%11–2524.0%Rest37.5%TOP 1038.5%0%100%
Top 3$20.15M18.8%
4–10$21.25M19.8%
11–25$25.75M24.0%
Rest$40.26M37.5%

Top 3 weight

18.8%

Top 10 weight

38.5%

Voting Authority Distribution

Total shares with voting rights: 7.24M

Sole

Full voting authority

3.37K

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

7.24M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole129
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings129
Rows:

SYPRIS SOLUTIONS INC

SOLE
COM
Shares4.25M
TypeSH
Market value$8.16M
7.59%
Sole
0.00
Shared
0.00
None
4.25M

PIMCO EQUITY SER

SOLE
RAFI DYN ML US
Shares137.36K
TypeSH
Market value$6.51M
6.06%
Sole
0.00
Shared
0.00
None
137.36K

PIMCO ETF TR

SOLE
MULTISECTOR BD
Shares213.86K
TypeSH
Market value$5.48M
5.10%
Sole
0.00
Shared
0.00
None
213.86K

FIDELITY MERRIMACK STR TR

SOLE
TOTAL BD ETF
Shares110.92K
TypeSH
Market value$4.98M
4.64%
Sole
0.00
Shared
0.00
None
110.92K

PIMCO ETF TR

SOLE
ACTIVE BD ETF
Shares37.16K
TypeSH
Market value$3.38M
3.15%
Sole
0.00
Shared
0.00
None
37.16K

ISHARES TR

SOLE
CALIF MUN BD ETF
Shares52.04K
TypeSH
Market value$2.96M
2.76%
Sole
0.00
Shared
0.00
None
52.04K

SPDR S&P 500 ETF TR

SOLE
TR UNIT
Shares5.29K
TypeSH
Market value$2.88M
2.68%
Sole
0.00
Shared
0.00
None
5.29K

ISHARES SILVER TR

SOLE
ISHARES
Shares91.68K
TypeSH
Market value$2.44M
2.27%
Sole
0.00
Shared
0.00
None
91.68K

APPLE INC

SOLE
COM
Shares11.10K
TypeSH
Market value$2.34M
2.18%
Sole
200.00
Shared
0.00
None
10.90K

ISHARES TR

SOLE
CORE MSCI EAFE
Shares31.27K
TypeSH
Market value$2.27M
2.11%
Sole
0.00
Shared
0.00
None
31.27K

ISHARES TR

SOLE
CORE MSCI TOTAL
Shares33.54K
TypeSH
Market value$2.27M
2.11%
Sole
0.00
Shared
0.00
None
33.54K

ISHARES INC

SOLE
MSCI GBL GOLD MN
Shares76.48K
TypeSH
Market value$2.11M
1.97%
Sole
0.00
Shared
0.00
None
76.48K

ISHARES TR

SOLE
INTERNATIONAL SL
Shares64.82K
TypeSH
Market value$2.09M
1.94%
Sole
0.00
Shared
0.00
None
64.82K

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares214.75K
TypeSH
Market value$2.02M
1.88%
Sole
0.00
Shared
0.00
None
214.75K

PIMCO EQUITY SER

SOLE
RAFI DYN MULTI
Shares62.92K
TypeSH
Market value$1.90M
1.77%
Sole
0.00
Shared
0.00
None
62.92K

BERKSHIRE HATHAWAY INC DEL

SOLE
CL B NEW
Shares4.54K
TypeSH
Market value$1.85M
1.72%
Sole
0.00
Shared
0.00
None
4.54K

ISHARES TR

SOLE
CORE DIV GRWTH
Shares30.97K
TypeSH
Market value$1.78M
1.66%
Sole
0.00
Shared
0.00
None
30.97K

ISHARES TR

SOLE
ESG AW MSCI EAFE
Shares21.88K
TypeSH
Market value$1.72M
1.60%
Sole
0.00
Shared
0.00
None
21.88K

INVESCO EXCH TRADED FD TR II

SOLE
CALIF AMT MUN
Shares66.20K
TypeSH
Market value$1.63M
1.52%
Sole
0.00
Shared
0.00
None
66.20K

ISHARES INC

SOLE
EM MKT SM-CP ETF
Shares25.17K
TypeSH
Market value$1.54M
1.43%
Sole
0.00
Shared
0.00
None
25.17K

POWERSHARES ACTIVELY MANAGED

SOLE
TOTAL RETURN
Shares30.54K
TypeSH
Market value$1.42M
1.32%
Sole
0.00
Shared
0.00
None
30.54K

PIMCO CALIF MUN INCOME FD II

SOLE
COM
Shares238.31K
TypeSH
Market value$1.39M
1.30%
Sole
0.00
Shared
0.00
None
238.31K

FIRST TR EXCHNG TRADED FD VI

SOLE
TCW UNCONSTRAI
Shares56.47K
TypeSH
Market value$1.38M
1.29%
Sole
0.00
Shared
0.00
None
56.47K

GOLDMAN SACHS ETF TR

SOLE
ACTIVEBETA US LG
Shares12.46K
TypeSH
Market value$1.33M
1.24%
Sole
0.00
Shared
0.00
None
12.46K

PIMCO ETF TR

SOLE
INTER MUN BD ACT
Shares25.02K
TypeSH
Market value$1.30M
1.21%
Sole
0.00
Shared
0.00
None
25.02K
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