Filed: 1/26/2024ACC: 0001085146-24-000506
📋 What this filing means
WILLIAMS & NOVAK, LLC filed this quarterly 13F‑HR report disclosing 91 equity positions with a total reported market value of $88.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
91
Positions
$88.04M
Total AUM (reported)
6.22M
Total Shares
Allocation by class
COM$18.94M21.5%
RAFI DYN ML US$5.84M6.6%
CORE 1 5 YR USD$4.71M5.3%
TR UNIT$2.91M3.3%
CALIF MUN BD ETF$2.58M2.9%
ENHAN SHRT MA AC$2.55M2.9%
ACTIVE BD ETF$2.54M2.9%
Portfolio Concentration
Top 3$19.02M21.6%
4–10$17.24M19.6%
11–25$23.80M27.0%
Rest$27.98M31.8%
Top 3 weight
21.6%
Top 10 weight
41.2%
Voting Authority Distribution
Total shares with voting rights: 6.22M
Sole
Full voting authority
24K
shares
% of voting shares0.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.19M
shares
% of voting shares99.6%
Investment Discretion (by position count)
Sole91
Shared0
Other0
Dominant voting typeNone · 99.6% of voting shares
Institutional Holdings91
Rows:
SYPRIS SOLUTIONS INC
SOLEShares4.17M
TypeSH
Market value$8.47M
9.62%
Sole
0.00
Shared
0.00
None
4.17M
PIMCO EQUITY SER
SOLEShares139.48K
TypeSH
Market value$5.84M
6.64%
Sole
0.00
Shared
0.00
None
139.48K
ISHARES TR
SOLEShares98.97K
TypeSH
Market value$4.71M
5.35%
Sole
0.00
Shared
0.00
None
98.97K
SPDR S&P 500 ETF TR
SOLEShares6.12K
TypeSH
Market value$2.91M
3.30%
Sole
0.00
Shared
0.00
None
6.12K
ISHARES TR
SOLEShares44.50K
TypeSH
Market value$2.58M
2.93%
Sole
0.00
Shared
0.00
None
44.50K
PIMCO ETF TR
SOLEShares25.52K
TypeSH
Market value$2.55M
2.89%
Sole
0.00
Shared
0.00
None
25.52K
PIMCO ETF TR
SOLEShares27.48K
TypeSH
Market value$2.54M
2.89%
Sole
0.00
Shared
0.00
None
27.48K
ISHARES TR
SOLEShares35.55K
TypeSH
Market value$2.31M
2.62%
Sole
0.00
Shared
0.00
None
35.55K
ISHARES TR
SOLEShares31.23K
TypeSH
Market value$2.20M
2.50%
Sole
0.00
Shared
0.00
None
31.23K
ISHARES INC
SOLEShares87.84K
TypeSH
Market value$2.16M
2.45%
Sole
0.00
Shared
0.00
None
87.84K
PIMCO CALIF MUN INCOME FD
SOLEShares214.75K
TypeSH
Market value$2.00M
2.27%
Sole
0.00
Shared
0.00
None
214.75K
APPLE INC
SOLEShares10.29K
TypeSH
Market value$1.98M
2.25%
Sole
0.00
Shared
0.00
None
10.29K
ISHARES TR
SOLEShares60.78K
TypeSH
Market value$1.95M
2.22%
Sole
0.00
Shared
0.00
None
60.78K
ISHARES SILVER TR
SOLEShares83.57K
TypeSH
Market value$1.82M
2.07%
Sole
0.00
Shared
0.00
None
83.57K
ISHARES TR
SOLEShares33.05K
TypeSH
Market value$1.78M
2.02%
Sole
0.00
Shared
0.00
None
33.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.00
TypeSH
Market value$1.63M
1.85%
Sole
0.00
Shared
0.00
None
3.00
PIMCO EQUITY SER
SOLEShares54.71K
TypeSH
Market value$1.60M
1.81%
Sole
0.00
Shared
0.00
None
54.71K
PIMCO ETF TR
SOLEShares16.34K
TypeSH
Market value$1.55M
1.76%
Sole
0.00
Shared
0.00
None
16.34K
ISHARES TR
SOLEShares19.87K
TypeSH
Market value$1.50M
1.70%
Sole
0.00
Shared
0.00
None
19.87K
INVESCO QQQ TR
SOLEShares3.53K
TypeSH
Market value$1.45M
1.64%
Sole
200.00
Shared
0.00
None
3.33K
ISHARES INC
SOLEShares24.34K
TypeSH
Market value$1.41M
1.60%
Sole
0.00
Shared
0.00
None
24.34K
PIMCO CALIF MUN INCOME FD II
SOLEShares238.31K
TypeSH
Market value$1.38M
1.57%
Sole
0.00
Shared
0.00
None
238.31K
FIDELITY MERRIMACK STR TR
SOLEShares29.78K
TypeSH
Market value$1.37M
1.56%
Sole
0.00
Shared
0.00
None
29.78K
VANGUARD BD INDEX FDS
SOLEShares16.25K
TypeSH
Market value$1.20M
1.36%
Sole
9.85K
Shared
0.00
None
6.40K
INVESCO EXCH TRADED FD TR II
SOLEShares47.80K
TypeSH
Market value$1.19M
1.36%
Sole
0.00
Shared
0.00
None
47.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SYPRIS SOLUTIONS INCSOLE | COM | 4.17M | SH | $8.47M 9.62% | 0.00 | 0.00 | 4.17M |
PIMCO EQUITY SERSOLE | RAFI DYN ML US | 139.48K | SH | $5.84M 6.64% | 0.00 | 0.00 | 139.48K |
ISHARES TRSOLE | CORE 1 5 YR USD | 98.97K | SH | $4.71M 5.35% | 0.00 | 0.00 | 98.97K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.12K | SH | $2.91M 3.30% | 0.00 | 0.00 | 6.12K |
ISHARES TRSOLE | CALIF MUN BD ETF | 44.50K | SH | $2.58M 2.93% | 0.00 | 0.00 | 44.50K |
PIMCO ETF TRSOLE | ENHAN SHRT MA AC | 25.52K | SH | $2.55M 2.89% | 0.00 | 0.00 | 25.52K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 27.48K | SH | $2.54M 2.89% | 0.00 | 0.00 | 27.48K |
ISHARES TRSOLE | CORE MSCI TOTAL | 35.55K | SH | $2.31M 2.62% | 0.00 | 0.00 | 35.55K |
ISHARES TRSOLE | CORE MSCI EAFE | 31.23K | SH | $2.20M 2.50% | 0.00 | 0.00 | 31.23K |
ISHARES INCSOLE | MSCI GBL GOLD MN | 87.84K | SH | $2.16M 2.45% | 0.00 | 0.00 | 87.84K |
PIMCO CALIF MUN INCOME FDSOLE | COM | 214.75K | SH | $2.00M 2.27% | 0.00 | 0.00 | 214.75K |
APPLE INCSOLE | COM | 10.29K | SH | $1.98M 2.25% | 0.00 | 0.00 | 10.29K |
ISHARES TRSOLE | INTERNATIONAL SL | 60.78K | SH | $1.95M 2.22% | 0.00 | 0.00 | 60.78K |
ISHARES SILVER TRSOLE | ISHARES | 83.57K | SH | $1.82M 2.07% | 0.00 | 0.00 | 83.57K |
ISHARES TRSOLE | CORE DIV GRWTH | 33.05K | SH | $1.78M 2.02% | 0.00 | 0.00 | 33.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 3.00 | SH | $1.63M 1.85% | 0.00 | 0.00 | 3.00 |
PIMCO EQUITY SERSOLE | RAFI DYN MULTI | 54.71K | SH | $1.60M 1.81% | 0.00 | 0.00 | 54.71K |
PIMCO ETF TRSOLE | ENHNCD LW DUR AC | 16.34K | SH | $1.55M 1.76% | 0.00 | 0.00 | 16.34K |
ISHARES TRSOLE | ESG AW MSCI EAFE | 19.87K | SH | $1.50M 1.70% | 0.00 | 0.00 | 19.87K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 3.53K | SH | $1.45M 1.64% | 200.00 | 0.00 | 3.33K |
ISHARES INCSOLE | EM MKT SM-CP ETF | 24.34K | SH | $1.41M 1.60% | 0.00 | 0.00 | 24.34K |
PIMCO CALIF MUN INCOME FD IISOLE | COM | 238.31K | SH | $1.38M 1.57% | 0.00 | 0.00 | 238.31K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 29.78K | SH | $1.37M 1.56% | 0.00 | 0.00 | 29.78K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 16.25K | SH | $1.20M 1.36% | 9.85K | 0.00 | 6.40K |
INVESCO EXCH TRADED FD TR IISOLE | CALIF AMT MUN | 47.80K | SH | $1.19M 1.36% | 0.00 | 0.00 | 47.80K |
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