WESTERLY CAPITAL MANAGEMENT, LLC

PrivateCIK: 1546172
Location

SAN FRANCISCO, CA

46
Positions
$541.78M
Total AUM (reported)
31.30M
Total Shares

Allocation by class

TOTAL AUM$541.78M46 positions
COM$242.28M44.7%
PUT$134.46M24.8%
COM NEW$29.01M5.4%
CL A$28.26M5.2%
COM CL A$24.18M4.5%
COM SHS$21.23M3.9%
CLASS A COM$17.03M3.1%

Portfolio Concentration

Top 335.2%4–1022.9%11–2525.9%Rest16.0%TOP 1058.1%0%100%
Top 3$190.65M35.2%
4–10$124.28M22.9%
11–25$140.18M25.9%
Rest$86.67M16.0%

Top 3 weight

35.2%

Top 10 weight

58.1%

Voting Authority Distribution

Total shares with voting rights: 31.30M

Sole

Full voting authority

31.10M

shares

% of voting shares99.4%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

195K

shares

% of voting shares0.6%

Investment Discretion (by position count)

Sole46
Shared0
Other0
Dominant voting typeSole · 99.4% of voting shares
Institutional Holdings46
Rows:

INVESCO QQQ TRUST SERIES 1 P @ 680 AUG 26

SOLE
PUT
Shares175K
TypeSH
Market value$128.87M
23.79%
Sole
0.00
Shared
0.00
None
175K

COURSERA INC

SOLE
COM
Shares6.08M
TypeSH
Market value$34.32M
6.33%
Sole
6.08M
Shared
0.00
None
0.00

VIAVI SOLUTIONS INC

SOLE
COM
Shares575K
TypeSH
Market value$27.46M
5.07%
Sole
575K
Shared
0.00
None
0.00

ARISTA NETWORKS INC

SOLE
COM SHS
Shares125K
TypeSH
Market value$21.23M
3.92%
Sole
125K
Shared
0.00
None
0.00

ASANA INC - CL A

SOLE
CL A
Shares3.03M
TypeSH
Market value$21.21M
3.91%
Sole
3.03M
Shared
0.00
None
0.00

HUDSON TECHNOLOGIES INC(NAS)

SOLE
COM
Shares3.38M
TypeSH
Market value$19.40M
3.58%
Sole
3.38M
Shared
0.00
None
0.00

HIPPO HOLDINGS INC

SOLE
COM NEW
Shares645K
TypeSH
Market value$18.23M
3.36%
Sole
645K
Shared
0.00
None
0.00

ADOBE INC

SOLE
COM
Shares73K
TypeSH
Market value$14.97M
2.76%
Sole
73K
Shared
0.00
None
0.00

FLUOR CORP

SOLE
COM
Shares283K
TypeSH
Market value$14.83M
2.74%
Sole
283K
Shared
0.00
None
0.00

SALESFORCE INC

SOLE
COM
Shares92K
TypeSH
Market value$14.41M
2.66%
Sole
92K
Shared
0.00
None
0.00

ENPHASE ENERGY INC(NMS)

SOLE
COM
Shares275K
TypeSH
Market value$13.54M
2.50%
Sole
275K
Shared
0.00
None
0.00

NOKIA CORP-SPON ADR

SOLE
SPONSORED ADR
Shares1M
TypeSH
Market value$13.28M
2.45%
Sole
1M
Shared
0.00
None
0.00

COGNEX CORP(NSM)

SOLE
COM
Shares170K
TypeSH
Market value$12.31M
2.27%
Sole
170K
Shared
0.00
None
0.00

NEXTDOOR HOLDINGS INC

SOLE
COM CL A
Shares4.85M
TypeSH
Market value$11.01M
2.03%
Sole
4.85M
Shared
0.00
None
0.00

LUMEN TECHNOLOGIES INC

SOLE
COM
Shares1.40M
TypeSH
Market value$10.75M
1.98%
Sole
1.40M
Shared
0.00
None
0.00

COMSCORE INC(NSM)

SOLE
COM NEW
Shares1.31M
TypeSH
Market value$9.67M
1.79%
Sole
1.31M
Shared
0.00
None
0.00

NEXTPOWER INC-CL A

SOLE
CLASS A COM
Shares75K
TypeSH
Market value$8.94M
1.65%
Sole
75K
Shared
0.00
None
0.00

GUIDEWIRE SOFTWARE INC

SOLE
COM
Shares70K
TypeSH
Market value$8.61M
1.59%
Sole
70K
Shared
0.00
None
0.00

MATRIX SERVICE CO

SOLE
COM
Shares595.93K
TypeSH
Market value$8.16M
1.51%
Sole
595.93K
Shared
0.00
None
0.00

FRESHWORKS INC-CL A

SOLE
CLASS A COM
Shares800K
TypeSH
Market value$8.10M
1.49%
Sole
800K
Shared
0.00
None
0.00

CALIX INC

SOLE
COM
Shares205K
TypeSH
Market value$7.65M
1.41%
Sole
205K
Shared
0.00
None
0.00

AEVEX CORP-CL A

SOLE
COM CL A
Shares340K
TypeSH
Market value$7.10M
1.31%
Sole
340K
Shared
0.00
None
0.00

AMPHENOL CORP-CL A(NYS)

SOLE
CL A
Shares40K
TypeSH
Market value$7.05M
1.30%
Sole
40K
Shared
0.00
None
0.00

BLACKLINE INC

SOLE
COM
Shares250K
TypeSH
Market value$7.02M
1.30%
Sole
250K
Shared
0.00
None
0.00

ORION GROUP HOLDINGS INC

SOLE
COM
Shares415K
TypeSH
Market value$6.98M
1.29%
Sole
415K
Shared
0.00
None
0.00
Page 1 of 2