WESTERLY CAPITAL MANAGEMENT, LLC

PrivateCIK: 1546172
Location

SAN FRANCISCO, CA

37
Positions
$367.79M
Total AUM (reported)
32.73M
Total Shares

Allocation by class

TOTAL AUM$367.79M37 positions
COM$209.60M57.0%
PUT$43.29M11.8%
COM NEW$19.26M5.2%
COM CL A$17.88M4.9%
ORD SHS$17.54M4.8%
CLASS A COM$15.26M4.1%
SPONSORED ADR$14.47M3.9%

Portfolio Concentration

Top 322.6%4–1030.0%11–2536.5%Rest10.9%TOP 1052.6%0%100%
Top 3$82.96M22.6%
4–10$110.41M30.0%
11–25$134.15M36.5%
Rest$40.26M10.9%

Top 3 weight

22.6%

Top 10 weight

52.6%

Voting Authority Distribution

Total shares with voting rights: 32.73M

Sole

Full voting authority

32.65M

shares

% of voting shares99.8%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

75K

shares

% of voting shares0.2%

Investment Discretion (by position count)

Sole37
Shared0
Other0
Dominant voting typeSole · 99.8% of voting shares
Institutional Holdings37
Rows:

INVESCO QQQ TR

SOLE
PUT
Shares75K
TypeSH
Market value$43.29M
11.77%
Sole
0.00
Shared
0.00
None
75K

UDEMY INC

SOLE
COM
Shares4.30M
TypeSH
Market value$19.87M
5.40%
Sole
4.30M
Shared
0.00
None
0.00

MARVELL TECHNOLOGY INC

SOLE
COM
Shares200K
TypeSH
Market value$19.81M
5.39%
Sole
200K
Shared
0.00
None
0.00

HUDSON TECHNOLOGIES INC

SOLE
COM
Shares3.17M
TypeSH
Market value$18.67M
5.08%
Sole
3.17M
Shared
0.00
None
0.00

CISCO SYS INC

SOLE
COM
Shares225K
TypeSH
Market value$17.46M
4.75%
Sole
225K
Shared
0.00
None
0.00

LUMEN TECHNOLOGIES INC

SOLE
COM
Shares2.20M
TypeSH
Market value$15.29M
4.16%
Sole
2.20M
Shared
0.00
None
0.00

FRESHWORKS INC

SOLE
CLASS A COM
Shares1.90M
TypeSH
Market value$15.26M
4.15%
Sole
1.90M
Shared
0.00
None
0.00

ENPHASE ENERGY INC

SOLE
COM
Shares400K
TypeSH
Market value$15.12M
4.11%
Sole
400K
Shared
0.00
None
0.00

NOKIA CORP

SOLE
SPONSORED ADR
Shares1.80M
TypeSH
Market value$14.47M
3.93%
Sole
1.80M
Shared
0.00
None
0.00

VIAVI SOLUTIONS INC

SOLE
COM
Shares425K
TypeSH
Market value$14.14M
3.85%
Sole
425K
Shared
0.00
None
0.00

HIPPO HLDGS INC

SOLE
COM NEW
Shares500K
TypeSH
Market value$13.03M
3.54%
Sole
500K
Shared
0.00
None
0.00

FLUOR CORP NEW

SOLE
COM
Shares250K
TypeSH
Market value$11.66M
3.17%
Sole
250K
Shared
0.00
None
0.00

BLACKLINE INC

SOLE
COM
Shares310K
TypeSH
Market value$11.47M
3.12%
Sole
310K
Shared
0.00
None
0.00

MATRIX SVC CO

SOLE
COM
Shares965K
TypeSH
Market value$11.08M
3.01%
Sole
965K
Shared
0.00
None
0.00

ADTRAN HOLDINGS INC

SOLE
COM
Shares800K
TypeSH
Market value$10.06M
2.74%
Sole
800K
Shared
0.00
None
0.00

COGNYTE SOFTWARE LTD

SOLE
ORD SHS
Shares1.24M
TypeSH
Market value$10.04M
2.73%
Sole
1.24M
Shared
0.00
None
0.00

COURSERA INC

SOLE
COM
Shares1.70M
TypeSH
Market value$9.89M
2.69%
Sole
1.70M
Shared
0.00
None
0.00

ASANA INC

SOLE
CL A
Shares1.27M
TypeSH
Market value$8.15M
2.22%
Sole
1.27M
Shared
0.00
None
0.00

NEXTDOOR HOLDINGS INC

SOLE
COM CL A
Shares5.50M
TypeSH
Market value$7.70M
2.09%
Sole
5.50M
Shared
0.00
None
0.00

ARTERIS INC

SOLE
COM
Shares465K
TypeSH
Market value$7.64M
2.08%
Sole
465K
Shared
0.00
None
0.00

ELASTIC N V

SOLE
ORD SHS
Shares150K
TypeSH
Market value$7.50M
2.04%
Sole
150K
Shared
0.00
None
0.00

BLOOM ENERGY CORP

SOLE
COM CL A
Shares50K
TypeSH
Market value$6.77M
1.84%
Sole
50K
Shared
0.00
None
0.00

AMBARELLA INC

SOLE
SHS
Shares130K
TypeSH
Market value$6.69M
1.82%
Sole
130K
Shared
0.00
None
0.00

COMSCORE INC

SOLE
COM NEW
Shares897K
TypeSH
Market value$6.23M
1.69%
Sole
897K
Shared
0.00
None
0.00

TRANSALTA CORP

SOLE
COM
Shares475K
TypeSH
Market value$6.22M
1.69%
Sole
475K
Shared
0.00
None
0.00
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