Filed: 5/15/2024ACC: 0001546172-24-000005
📋 What this filing means
WESTERLY CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $263.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$263.73M
Total AUM (reported)
21.91M
Total Shares
Allocation by class
COMMON STOCK$170.03M64.5%
EQUITY OPTION$72.08M27.3%
SPECIAL PURPOSE ACQUISITION COMPANY$19.24M7.3%
AMERICAN DEPOSITARY RECEIPT$2.40M0.9%
Portfolio Concentration
Top 3$85.95M32.6%
4–10$57.86M21.9%
11–25$79.10M30.0%
Rest$40.83M15.5%
Top 3 weight
32.6%
Top 10 weight
54.5%
Voting Authority Distribution
Total shares with voting rights: 21.91M
Sole
Full voting authority
21.91M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings47
Rows:
PUT QQQ 425 05/17/24
SOLEShares140K
TypeSH
Market value$59.50M
22.56%
Sole
140K
Shared
0.00
None
0.00
HIPPO HOLDINGS INC
SOLEShares820K
TypeSH
Market value$14.98M
5.68%
Sole
820K
Shared
0.00
None
0.00
MATRIX SERVICE CO
SOLEShares880K
TypeSH
Market value$11.47M
4.35%
Sole
880K
Shared
0.00
None
0.00
ASANA INC - CL A
SOLEShares600K
TypeSH
Market value$9.29M
3.52%
Sole
600K
Shared
0.00
None
0.00
AMBARELLA INC
SOLEShares175K
TypeSH
Market value$8.88M
3.37%
Sole
175K
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC
SOLEShares120K
TypeSH
Market value$8.51M
3.23%
Sole
120K
Shared
0.00
None
0.00
XPERI INC-W/I
SOLEShares700K
TypeSH
Market value$8.44M
3.20%
Sole
700K
Shared
0.00
None
0.00
ANGI INC
SOLEShares3.15M
TypeSH
Market value$8.27M
3.13%
Sole
3.15M
Shared
0.00
None
0.00
COGNYTE SOFTWARE LTD -W/I
SOLEShares925K
TypeSH
Market value$7.65M
2.90%
Sole
925K
Shared
0.00
None
0.00
WORKDAY INC-CLASS A
SOLEShares25K
TypeSH
Market value$6.82M
2.59%
Sole
25K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares150K
TypeSH
Market value$6.63M
2.51%
Sole
150K
Shared
0.00
None
0.00
HUDSON TECHNOLOGIES INC
SOLEShares590K
TypeSH
Market value$6.50M
2.46%
Sole
590K
Shared
0.00
None
0.00
VIAVI SOLUTIONS INC
SOLEShares700K
TypeSH
Market value$6.36M
2.41%
Sole
700K
Shared
0.00
None
0.00
NEXTDOOR HOLDINGS INC
SOLEShares2.75M
TypeSH
Market value$6.19M
2.35%
Sole
2.75M
Shared
0.00
None
0.00
CIENA CORP
SOLEShares115K
TypeSH
Market value$5.69M
2.16%
Sole
115K
Shared
0.00
None
0.00
CSG SYSTEMS INTERNATIONAL INC
SOLEShares110K
TypeSH
Market value$5.67M
2.15%
Sole
110K
Shared
0.00
None
0.00
SNOWFLAKE INC-CLASS A
SOLEShares34K
TypeSH
Market value$5.49M
2.08%
Sole
34K
Shared
0.00
None
0.00
TERADATA CORP
SOLEShares140K
TypeSH
Market value$5.41M
2.05%
Sole
140K
Shared
0.00
None
0.00
CALL ASAN 17.5 06/21/24
SOLEShares300K
TypeSH
Market value$5.25M
1.99%
Sole
300K
Shared
0.00
None
0.00
HARTE-HANKS INC
SOLEShares699K
TypeSH
Market value$5.23M
1.98%
Sole
699K
Shared
0.00
None
0.00
COMSCORE INC
SOLEShares310K
TypeSH
Market value$4.77M
1.81%
Sole
310K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES
SOLEShares25K
TypeSH
Market value$4.51M
1.71%
Sole
25K
Shared
0.00
None
0.00
CORNING INC
SOLEShares125K
TypeSH
Market value$4.12M
1.56%
Sole
125K
Shared
0.00
None
0.00
PUT RILY 10 04/19/24
SOLEShares280K
TypeSH
Market value$3.70M
1.40%
Sole
280K
Shared
0.00
None
0.00
VIMEO INC
SOLEShares875K
TypeSH
Market value$3.58M
1.36%
Sole
875K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PUT QQQ 425 05/17/24SOLE | EQUITY OPTION | 140K | SH | $59.50M 22.56% | 140K | 0.00 | 0.00 |
HIPPO HOLDINGS INCSOLE | SPECIAL PURPOSE ACQUISITION COMPANY | 820K | SH | $14.98M 5.68% | 820K | 0.00 | 0.00 |
MATRIX SERVICE COSOLE | COMMON STOCK | 880K | SH | $11.47M 4.35% | 880K | 0.00 | 0.00 |
ASANA INC - CL ASOLE | COMMON STOCK | 600K | SH | $9.29M 3.52% | 600K | 0.00 | 0.00 |
AMBARELLA INCSOLE | COMMON STOCK | 175K | SH | $8.88M 3.37% | 175K | 0.00 | 0.00 |
MARVELL TECHNOLOGY INCSOLE | COMMON STOCK | 120K | SH | $8.51M 3.23% | 120K | 0.00 | 0.00 |
XPERI INC-W/ISOLE | COMMON STOCK | 700K | SH | $8.44M 3.20% | 700K | 0.00 | 0.00 |
ANGI INCSOLE | COMMON STOCK | 3.15M | SH | $8.27M 3.13% | 3.15M | 0.00 | 0.00 |
COGNYTE SOFTWARE LTD -W/ISOLE | COMMON STOCK | 925K | SH | $7.65M 2.90% | 925K | 0.00 | 0.00 |
WORKDAY INC-CLASS ASOLE | COMMON STOCK | 25K | SH | $6.82M 2.59% | 25K | 0.00 | 0.00 |
INTEL CORPSOLE | COMMON STOCK | 150K | SH | $6.63M 2.51% | 150K | 0.00 | 0.00 |
HUDSON TECHNOLOGIES INCSOLE | COMMON STOCK | 590K | SH | $6.50M 2.46% | 590K | 0.00 | 0.00 |
VIAVI SOLUTIONS INCSOLE | COMMON STOCK | 700K | SH | $6.36M 2.41% | 700K | 0.00 | 0.00 |
NEXTDOOR HOLDINGS INCSOLE | COMMON STOCK | 2.75M | SH | $6.19M 2.35% | 2.75M | 0.00 | 0.00 |
CIENA CORPSOLE | COMMON STOCK | 115K | SH | $5.69M 2.16% | 115K | 0.00 | 0.00 |
CSG SYSTEMS INTERNATIONAL INCSOLE | COMMON STOCK | 110K | SH | $5.67M 2.15% | 110K | 0.00 | 0.00 |
SNOWFLAKE INC-CLASS ASOLE | COMMON STOCK | 34K | SH | $5.49M 2.08% | 34K | 0.00 | 0.00 |
TERADATA CORPSOLE | COMMON STOCK | 140K | SH | $5.41M 2.05% | 140K | 0.00 | 0.00 |
CALL ASAN 17.5 06/21/24SOLE | EQUITY OPTION | 300K | SH | $5.25M 1.99% | 300K | 0.00 | 0.00 |
HARTE-HANKS INCSOLE | COMMON STOCK | 699K | SH | $5.23M 1.98% | 699K | 0.00 | 0.00 |
COMSCORE INCSOLE | COMMON STOCK | 310K | SH | $4.77M 1.81% | 310K | 0.00 | 0.00 |
ADVANCED MICRO DEVICESSOLE | COMMON STOCK | 25K | SH | $4.51M 1.71% | 25K | 0.00 | 0.00 |
CORNING INCSOLE | COMMON STOCK | 125K | SH | $4.12M 1.56% | 125K | 0.00 | 0.00 |
PUT RILY 10 04/19/24SOLE | EQUITY OPTION | 280K | SH | $3.70M 1.40% | 280K | 0.00 | 0.00 |
VIMEO INCSOLE | COMMON STOCK | 875K | SH | $3.58M 1.36% | 875K | 0.00 | 0.00 |
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