WESTEND ADVISORS, LLC

PrivateCIK: 1351731

Location

CHARLOTTE, NC

391

Positions

$4.14B

Total AUM (reported)

42M

Total Shares

Allocation by class

COMMON STOCK$4.14B100.0%

Portfolio Concentration

Top 3$1.13B27.2%

4–10$1.44B34.7%

11–25$1.02B24.5%

Rest$561.99M13.6%

Top 3 weight

27.2%

Top 10 weight

61.9%

Voting Authority Distribution

Total shares with voting rights: 42M

Sole

Full voting authority

41.88M

% of voting shares99.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

121.13K

% of voting shares0.3%

Investment Discretion (by position count)

Sole391

Shared0

Other0

Dominant voting typeSole · 99.7% of voting shares

Institutional Holdings391

Rows:

SELECT SECTOR SPDR TR SBI INT-

SOLE

Common Stock

Shares3.22M

TypeSH

Market value$428.41M

10.34%

Sole

3.21M

Shared

0.00

None

8.84K

SELECT SECTOR SPDR TR SBI INT-

SOLE

Common Stock

Shares7.76M

TypeSH

Market value$383.29M

9.25%

Sole

7.74M

Shared

0.00

None

19.51K

SELECT SECTOR SPDR TR COMMUNIC

SOLE

Common Stock

Shares2.84M

TypeSH

Market value$314.71M

7.60%

Sole

2.83M

Shared

0.00

None

7.35K

VANGUARD INTL EQUITY INDEX F A

SOLE

Common Stock

Shares3.80M

TypeSH

Market value$285.13M

6.88%

Sole

3.79M

Shared

0.00

None

7.04K

SELECT SECTOR SPDR TR

SOLE

Common Stock

Shares1.88M

TypeSH

Market value$275.36M

6.65%

Sole

1.87M

Shared

0.00

None

4.92K

ISHARES TR CORE MSCI EURO

SOLE

Common Stock

Shares3.84M

TypeSH

Market value$270.11M

6.52%

Sole

3.84M

Shared

0.00

None

6.91K

SELECT SECTOR SPDR TR SBI CONS

SOLE

Common Stock

Shares2.83M

TypeSH

Market value$231.89M

5.60%

Sole

2.82M

Shared

0.00

None

ISHARES TR LEHMAN 3-7 YR

SOLE

Common Stock

Shares1.21M

TypeSH

Market value$143.02M

3.45%

Sole

1.20M

Shared

0.00

None

1.87K

ISHARES TR SANDP SMLCAP 600

SOLE

Common Stock

Shares937.25K

TypeSH

Market value$116.51M

2.81%

Sole

935.52K

Shared

0.00

None

1.73K

VANGUARD SCOTTSDALE FDS SHRT-T

SOLE

Common Stock

Shares1.46M

TypeSH

Market value$115.46M

2.79%

Sole

1.45M

Shared

0.00

None

2.26K

SELECT SECTOR SPDR TR SBI INT-

SOLE

Common Stock

Shares2.41M

TypeSH

Market value$110.75M

2.67%

Sole

2.41M

Shared

0.00

None

6.04K

ISHARES TR ISHARES BIOTECH

SOLE

Common Stock

Shares648.10K

TypeSH

Market value$109.44M

2.64%

Sole

646.50K

Shared

0.00

None

1.60K

SELECT SECTOR SPDR TR SBI CONS

SOLE

Common Stock

Shares936.43K

TypeSH

Market value$102.06M

2.46%

Sole

934.07K

Shared

0.00

None

2.36K

ISHARES TR GLDM SACHS TEC

SOLE

Common Stock

Shares836.05K

TypeSH

Market value$99.09M

2.39%

Sole

833.98K

Shared

0.00

None

2.07K

ISHARES TR 20 YR TRS BD

SOLE

Common Stock

Shares943.37K

TypeSH

Market value$81.78M

1.97%

Sole

941.90K

Shared

0.00

None

1.47K

ISHARES TR 7-10 YR TRS BD

SOLE

Common Stock

Shares779.65K

TypeSH

Market value$74.41M

1.80%

Sole

778.43K

Shared

0.00

None

1.21K

VANGUARD SCOTTSDALE FDS INT-TE

SOLE

Common Stock

Shares715.75K

TypeSH

Market value$59.23M

1.43%

Sole

714.64K

Shared

0.00

None

1.11K

NVIDIA CORP

SOLE

Common Stock

Shares327.83K

TypeSH

Market value$57.17M

1.38%

Sole

324.62K

Shared

0.00

None

3.21K

VANGUARD INTL EQUITY INDEX F P

SOLE

Common Stock

Shares574.73K

TypeSH

Market value$56.17M

1.36%

Sole

573.54K

Shared

0.00

None

1.20K

ISHARES INC EMKTS ASIA IDX

SOLE

Common Stock

Shares577.43K

TypeSH

Market value$55.28M

1.33%

Sole

576.37K

Shared

0.00

None

1.05K

APPLE INC COM

SOLE

Common Stock

Shares186.72K

TypeSH

Market value$47.39M

1.14%

Sole

184.89K

Shared

0.00

None

1.83K

WALMART INC

SOLE

Common Stock

Shares330.31K

TypeSH

Market value$41.05M

0.99%

Sole

327.12K

Shared

0.00

None

3.19K

CHUBB LIMITED COM

SOLE

Common Stock

Shares124.66K

TypeSH

Market value$40.63M

0.98%

Sole

123.43K

Shared

0.00

None

1.22K

THERMO FISHER SCIENTIFIC INC C

SOLE

Common Stock

Shares82.61K

TypeSH

Market value$40.61M

0.98%

Sole

81.79K

Shared

0.00

None

820.00

AMAZON COM INC

SOLE

Common Stock

Shares194.88K

TypeSH

Market value$40.59M

0.98%

Sole

192.97K

Shared

0.00

None

1.91K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SELECT SECTOR SPDR TR SBI INT-SOLE	Common Stock	3.22M	SH	$428.41M 10.34%	3.21M	8.84K
SELECT SECTOR SPDR TR SBI INT-SOLE	Common Stock	7.76M	SH	$383.29M 9.25%	7.74M	19.51K
SELECT SECTOR SPDR TR COMMUNICSOLE	Common Stock	2.84M	SH	$314.71M 7.60%	2.83M	7.35K
VANGUARD INTL EQUITY INDEX F ASOLE	Common Stock	3.80M	SH	$285.13M 6.88%	3.79M	7.04K
SELECT SECTOR SPDR TRSOLE	Common Stock	1.88M	SH	$275.36M 6.65%	1.87M	4.92K
ISHARES TR CORE MSCI EUROSOLE	Common Stock	3.84M	SH	$270.11M 6.52%	3.84M	6.91K
SELECT SECTOR SPDR TR SBI CONSSOLE	Common Stock	2.83M	SH	$231.89M 5.60%	2.82M	7K
ISHARES TR LEHMAN 3-7 YRSOLE	Common Stock	1.21M	SH	$143.02M 3.45%	1.20M	1.87K
ISHARES TR SANDP SMLCAP 600SOLE	Common Stock	937.25K	SH	$116.51M 2.81%	935.52K	1.73K
VANGUARD SCOTTSDALE FDS SHRT-TSOLE	Common Stock	1.46M	SH	$115.46M 2.79%	1.45M	2.26K
SELECT SECTOR SPDR TR SBI INT-SOLE	Common Stock	2.41M	SH	$110.75M 2.67%	2.41M	6.04K
ISHARES TR ISHARES BIOTECHSOLE	Common Stock	648.10K	SH	$109.44M 2.64%	646.50K	1.60K
SELECT SECTOR SPDR TR SBI CONSSOLE	Common Stock	936.43K	SH	$102.06M 2.46%	934.07K	2.36K
ISHARES TR GLDM SACHS TECSOLE	Common Stock	836.05K	SH	$99.09M 2.39%	833.98K	2.07K
ISHARES TR 20 YR TRS BDSOLE	Common Stock	943.37K	SH	$81.78M 1.97%	941.90K	1.47K
ISHARES TR 7-10 YR TRS BDSOLE	Common Stock	779.65K	SH	$74.41M 1.80%	778.43K	1.21K
VANGUARD SCOTTSDALE FDS INT-TESOLE	Common Stock	715.75K	SH	$59.23M 1.43%	714.64K	1.11K
NVIDIA CORPSOLE	Common Stock	327.83K	SH	$57.17M 1.38%	324.62K	3.21K
VANGUARD INTL EQUITY INDEX F PSOLE	Common Stock	574.73K	SH	$56.17M 1.36%	573.54K	1.20K
ISHARES INC EMKTS ASIA IDXSOLE	Common Stock	577.43K	SH	$55.28M 1.33%	576.37K	1.05K
APPLE INC COMSOLE	Common Stock	186.72K	SH	$47.39M 1.14%	184.89K	1.83K
WALMART INCSOLE	Common Stock	330.31K	SH	$41.05M 0.99%	327.12K	3.19K
CHUBB LIMITED COMSOLE	Common Stock	124.66K	SH	$40.63M 0.98%	123.43K	1.22K
THERMO FISHER SCIENTIFIC INC CSOLE	Common Stock	82.61K	SH	$40.61M 0.98%	81.79K	820.00
AMAZON COM INCSOLE	Common Stock	194.88K	SH	$40.59M 0.98%	192.97K	1.91K

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