WEST BANCORPORATION INC

PublicCIK: 1166928
WTBANASDAQ
Location

WEST DES MOINES, IA

98
Positions
$200.43M
Total AUM (reported)
1.69M
Total Shares

Allocation by class

TOTAL AUM$200.43M98 positions
COM$31.71M15.8%
RUS 1000 GRW ETF$15.74M7.9%
RUS 1000 VAL ETF$15.63M7.8%
HIGH DIV YLD$13.11M6.5%
INTL HIGH ETF$12.56M6.3%
S&P 500 ETF SHS$10.44M5.2%
RUS MID CAP ETF$10.31M5.1%

Portfolio Concentration

Top 322.2%4–1033.4%11–2525.2%Rest19.2%TOP 1055.6%0%100%
Top 3$44.48M22.2%
4–10$66.99M33.4%
11–25$50.49M25.2%
Rest$38.48M19.2%

Top 3 weight

22.2%

Top 10 weight

55.6%

Voting Authority Distribution

Total shares with voting rights: 1.69M

Sole

Full voting authority

1.69M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other98
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings98
Rows:

ISHARES Tr

DFND
RUS 1000 GRW ETF
Shares36.91K
TypeSH
Market value$15.74M
7.85%
Sole
36.91K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUS 1000 VAL ETF
Shares73.13K
TypeSH
Market value$15.63M
7.80%
Sole
73.13K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
HIGH DIV YLD
Shares88.55K
TypeSH
Market value$13.11M
6.54%
Sole
88.55K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
INTL HIGH ETF
Shares133.24K
TypeSH
Market value$12.56M
6.26%
Sole
133.24K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
S&P 500 ETF SHS
Shares17.48K
TypeSH
Market value$10.44M
5.21%
Sole
17.48K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUS MID CAP ETF
Shares106.08K
TypeSH
Market value$10.31M
5.15%
Sole
106.08K
Shared
0.00
None
0.00

West Bancorporation INC

DFND
CAP STK
Shares418.16K
TypeSH
Market value$9.95M
4.96%
Sole
418.16K
Shared
0.00
None
0.00

ISHARES Tr

DFND
CORE S&P500 ETF
Shares13.30K
TypeSH
Market value$8.69M
4.34%
Sole
13.30K
Shared
0.00
None
0.00

SPDR S&P 500 EFT Trust

DFND
TR UNIT
Shares12.68K
TypeSH
Market value$8.24M
4.11%
Sole
12.68K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
GROWTH ETF
Shares15.55K
TypeSH
Market value$6.79M
3.39%
Sole
15.55K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
SMALL CP ETF
Shares23.67K
TypeSH
Market value$6.20M
3.09%
Sole
23.67K
Shared
0.00
None
0.00

Vanguard Tax-Managed FDS

DFND
VAN FTSE DEV MKT
Shares86.01K
TypeSH
Market value$5.51M
2.75%
Sole
86.01K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
MID CAP ETF
Shares15.96K
TypeSH
Market value$4.58M
2.29%
Sole
15.96K
Shared
0.00
None
0.00

Apple INC

DFND
COM
Shares17.11K
TypeSH
Market value$4.34M
2.17%
Sole
17.11K
Shared
0.00
None
0.00

Brookfield Asset Management Ltd Mngmt A

DFND
CL A LMT VTG SHS
Shares93.09K
TypeSH
Market value$4.14M
2.06%
Sole
93.09K
Shared
0.00
None
0.00

Invesco Qqq Trust

DFND
UNIT SER 1
Shares6.05K
TypeSH
Market value$3.49M
1.74%
Sole
6.05K
Shared
0.00
None
0.00

Microsoft Corp

DFND
COM
Shares9.18K
TypeSH
Market value$3.40M
1.70%
Sole
9.18K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
VALUE ETF
Shares15.65K
TypeSH
Market value$3.07M
1.53%
Sole
15.65K
Shared
0.00
None
0.00

Vanguard Intl Equity Index F

DFND
ALLWRLD EX US
Shares39.91K
TypeSH
Market value$3.00M
1.50%
Sole
39.91K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUSSELL 2000 ETF
Shares11.09K
TypeSH
Market value$2.75M
1.37%
Sole
11.09K
Shared
0.00
None
0.00

ISHARES MSCI ACWI Index Fund

DFND
MSCI ACWI ETF
Shares17.88K
TypeSH
Market value$2.47M
1.23%
Sole
17.88K
Shared
0.00
None
0.00

Vanguard specialized Funds

DFND
DIV APP ETF
Shares9.71K
TypeSH
Market value$2.09M
1.04%
Sole
9.71K
Shared
0.00
None
0.00

JPMORGAN Chase & CO

DFND
COM
Shares6.60K
TypeSH
Market value$1.94M
0.97%
Sole
6.60K
Shared
0.00
None
0.00

Alphabet INC

DFND
CAP STK CL C
Shares6.36K
TypeSH
Market value$1.83M
0.91%
Sole
6.36K
Shared
0.00
None
0.00

Schwab Strategic Trust

DFND
US DIVIDEND EQ
Shares54.52K
TypeSH
Market value$1.67M
0.83%
Sole
54.52K
Shared
0.00
None
0.00
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