WEST BANCORPORATION INC

PublicCIK: 1166928
WTBANASDAQ
Location

WEST DES MOINES, IA

95
Positions
$233.83M
Total AUM (reported)
2.03M
Total Shares

Allocation by class

TOTAL AUM$233.83M95 positions
COM$30.68M13.1%
RUS 1000 GRW ETF$18.26M7.8%
RUS 1000 VAL ETF$17.10M7.3%
HIGH DIV YLD$14.95M6.4%
INTL HIGH ETF$14.50M6.2%
RUS MID CAP ETF$12.68M5.4%
MID CAP ETF$12.57M5.4%

Portfolio Concentration

Top 321.5%4–1035.7%11–2526.6%Rest16.2%TOP 1057.2%0%100%
Top 3$50.31M21.5%
4–10$83.48M35.7%
11–25$62.27M26.6%
Rest$37.77M16.2%

Top 3 weight

21.5%

Top 10 weight

57.2%

Voting Authority Distribution

Total shares with voting rights: 2.03M

Sole

Full voting authority

2.03M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other95
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings95
Rows:

ISHARES Tr

DFND
RUS 1000 GRW ETF
Shares147.10K
TypeSH
Market value$18.26M
7.81%
Sole
147.10K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUS 1000 VAL ETF
Shares70.54K
TypeSH
Market value$17.10M
7.31%
Sole
70.54K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
HIGH DIV YLD
Shares94.58K
TypeSH
Market value$14.95M
6.39%
Sole
94.58K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
INTL HIGH ETF
Shares147.66K
TypeSH
Market value$14.50M
6.20%
Sole
147.66K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUS MID CAP ETF
Shares114.96K
TypeSH
Market value$12.68M
5.42%
Sole
114.96K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
MID CAP ETF
Shares156K
TypeSH
Market value$12.57M
5.38%
Sole
156K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
S&P 500 ETF SHS
Shares17.47K
TypeSH
Market value$12.00M
5.13%
Sole
17.47K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
GROWTH ETF
Shares129.08K
TypeSH
Market value$11.12M
4.75%
Sole
129.08K
Shared
0.00
None
0.00

West Bancorporation INC

DFND
CAP STK
Shares415.41K
TypeSH
Market value$11.02M
4.71%
Sole
415.41K
Shared
0.00
None
0.00

ISHARES Tr

DFND
CORE S&P500 ETF
Shares12.81K
TypeSH
Market value$9.59M
4.10%
Sole
12.81K
Shared
0.00
None
0.00

SPDR S&P 500 EFT Trust

DFND
TR UNIT
Shares12.68K
TypeSH
Market value$9.47M
4.05%
Sole
12.68K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
SMALL CP ETF
Shares24.58K
TypeSH
Market value$7.45M
3.19%
Sole
24.58K
Shared
0.00
None
0.00

Vanguard Tax-Managed FDS

DFND
VAN FTSE DEV MKT
Shares92.17K
TypeSH
Market value$6.57M
2.81%
Sole
92.17K
Shared
0.00
None
0.00

Invesco Qqq Trust

DFND
UNIT SER 1
Shares8.08K
TypeSH
Market value$5.95M
2.54%
Sole
8.08K
Shared
0.00
None
0.00

Apple INC

DFND
COM
Shares16.40K
TypeSH
Market value$4.75M
2.03%
Sole
16.40K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
VALUE ETF
Shares21.66K
TypeSH
Market value$4.72M
2.02%
Sole
21.66K
Shared
0.00
None
0.00

Brookfield Asset Management Ltd Mngmt A

DFND
CL A LMT VTG SHS
Shares93.09K
TypeSH
Market value$4.18M
1.79%
Sole
93.09K
Shared
0.00
None
0.00

Microsoft Corp

DFND
COM
Shares8.70K
TypeSH
Market value$3.25M
1.39%
Sole
8.70K
Shared
0.00
None
0.00

Vanguard Intl Equity Index F

DFND
ALLWRLD EX US
Shares36.96K
TypeSH
Market value$3.10M
1.32%
Sole
36.96K
Shared
0.00
None
0.00

ISHARES Tr

DFND
RUSSELL 2000 ETF
Shares9.90K
TypeSH
Market value$2.97M
1.27%
Sole
9.90K
Shared
0.00
None
0.00

ISHARES MSCI ACWI Index Fund

DFND
MSCI ACWI ETF
Shares17.53K
TypeSH
Market value$2.75M
1.18%
Sole
17.53K
Shared
0.00
None
0.00

JPMORGAN Chase & CO

DFND
COM
Shares6.24K
TypeSH
Market value$2.04M
0.87%
Sole
6.24K
Shared
0.00
None
0.00

Alphabet INC

DFND
CAP STK CL C
Shares5.63K
TypeSH
Market value$1.99M
0.85%
Sole
5.63K
Shared
0.00
None
0.00

Schwab Strategic Trust

DFND
US DIVIDEND EQ
Shares51.99K
TypeSH
Market value$1.65M
0.70%
Sole
51.99K
Shared
0.00
None
0.00

Nvidia Corp

DFND
COM
Shares7.25K
TypeSH
Market value$1.45M
0.62%
Sole
7.25K
Shared
0.00
None
0.00
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