WEST BANCORPORATION INC

PublicCIK: 1166928
WTBANASDAQ
Location

WEST DES MOINES, IA

๐Ÿ“‹ What this filing means

WEST BANCORPORATION INC filed this quarterly 13Fโ€‘HR report disclosing 98 equity positions with a total reported market value of $190.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

98
Positions
$190.85M
Total AUM (reported)
1.62M
Total Shares

Allocation by class

TOTAL AUM$190.85M98 positions
COM$33.53M17.6%
RUS 1000 GRW ETF$14.63M7.7%
RUS 1000 VAL ETF$14.06M7.4%
HIGH DIV YLD$10.64M5.6%
S&P 500 ETF SHS$10.62M5.6%
INTL HIGH ETF$9.59M5.0%
CAP STK$9.35M4.9%

Portfolio Concentration

Top 320.6%4โ€“1032.8%11โ€“2526.8%Rest19.8%TOP 1053.4%0%100%
Top 3$39.34M20.6%
4โ€“10$62.54M32.8%
11โ€“25$51.24M26.8%
Rest$37.73M19.8%

Top 3 weight

20.6%

Top 10 weight

53.4%

Voting Authority Distribution

Total shares with voting rights: 1.62M

Sole

Full voting authority

1.62M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0
Shared0
Other98
Dominant voting typeSole ยท 100.0% of voting shares
Institutional Holdings98
Rows:

ISHARES TR

DFND
RUS 1000 GRW ETF
Shares30.92K
TypeSH
Market value$14.63M
7.67%
Sole
30.92K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS 1000 VAL ETF
Shares66.86K
TypeSH
Market value$14.06M
7.37%
Sole
66.86K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
HIGH DIV YLD
Shares74.14K
TypeSH
Market value$10.64M
5.58%
Sole
74.14K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
S&P 500 ETF SHS
Shares16.93K
TypeSH
Market value$10.62M
5.56%
Sole
16.93K
Shared
0.00
None
0.00

Vanguard Whitehall FDS

DFND
INTL HIGH ETF
Shares106.55K
TypeSH
Market value$9.59M
5.02%
Sole
106.55K
Shared
0.00
None
0.00

West Bancorporation INC

DFND
CAP STK
Shares421.56K
TypeSH
Market value$9.35M
4.90%
Sole
421.56K
Shared
0.00
None
0.00

ISHARES TR

DFND
CORE S&P500 ETF
Shares13.19K
TypeSH
Market value$9.03M
4.73%
Sole
13.19K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUS MID CAP ETF
Shares89.85K
TypeSH
Market value$8.65M
4.53%
Sole
89.85K
Shared
0.00
None
0.00

SPDR S&P 500 EFT Trust

DFND
TR UNIT
Shares12.68K
TypeSH
Market value$8.64M
4.53%
Sole
12.68K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
GROWTH ETF
Shares13.64K
TypeSH
Market value$6.65M
3.49%
Sole
13.64K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
SMALL CP ETF
Shares22.84K
TypeSH
Market value$5.89M
3.09%
Sole
22.84K
Shared
0.00
None
0.00

Vanguard Tax-Managed FDS

DFND
VAN FTSE DEV MKT
Shares83.17K
TypeSH
Market value$5.20M
2.72%
Sole
83.17K
Shared
0.00
None
0.00

Brookfield Asset Management Ltd Mngmt A

DFND
CL A LMT VTG SHS
Shares93.09K
TypeSH
Market value$4.88M
2.56%
Sole
93.09K
Shared
0.00
None
0.00

Apple INC

DFND
COM
Shares16.95K
TypeSH
Market value$4.61M
2.41%
Sole
16.95K
Shared
0.00
None
0.00

Microsoft Corp

DFND
COM
Shares9.25K
TypeSH
Market value$4.47M
2.34%
Sole
9.25K
Shared
0.00
None
0.00

Invesco Qqq Trust

DFND
UNIT SER 1
Shares6.05K
TypeSH
Market value$3.72M
1.95%
Sole
6.05K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
MID CAP ETF
Shares12.40K
TypeSH
Market value$3.60M
1.89%
Sole
12.40K
Shared
0.00
None
0.00

Vanguard Index FDS

DFND
VALUE ETF
Shares15.28K
TypeSH
Market value$2.92M
1.53%
Sole
15.28K
Shared
0.00
None
0.00

ISHARES TR

DFND
RUSSELL 2000 ETF
Shares11.71K
TypeSH
Market value$2.88M
1.51%
Sole
11.71K
Shared
0.00
None
0.00

Vanguard specialized Funds

DFND
DIV APP ETF
Shares11.23K
TypeSH
Market value$2.47M
1.29%
Sole
11.23K
Shared
0.00
None
0.00

JPMORGAN Chase & CO

DFND
COM
Shares7.50K
TypeSH
Market value$2.42M
1.27%
Sole
7.50K
Shared
0.00
None
0.00

Vanguard Intl Equity Index F

DFND
ALLWRLD EX US
Shares32.27K
TypeSH
Market value$2.37M
1.24%
Sole
32.27K
Shared
0.00
None
0.00

ISHARES MSCI ACWI Index Fund

DFND
MSCI ACWI ETF
Shares15.98K
TypeSH
Market value$2.26M
1.18%
Sole
15.98K
Shared
0.00
None
0.00

Alphabet INC

DFND
CAP STK CL C
Shares6.37K
TypeSH
Market value$2.00M
1.05%
Sole
6.37K
Shared
0.00
None
0.00

Nvidia Corp

DFND
COM
Shares8.36K
TypeSH
Market value$1.56M
0.82%
Sole
8.36K
Shared
0.00
None
0.00
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WEST BANCORPORATION INC 13F Holdings โ€” 98 Positions | Finecho