WEST BANCORPORATION INC

Filed: 1/23/2025ACC: 0001166928-25-000004

📋 What this filing means

WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 95 equity positions with a total reported market value of $152.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$152.20M

Total AUM (reported)

1.58M

Total Shares

Allocation by class

COM$29.96M19.7%

RUS 1000 GRW ETF$13.62M8.9%

RUS 1000 VAL ETF$10.69M7.0%

CAP STK$9.38M6.2%

RUS MID CAP ETF$8.93M5.9%

S&P 500 ETF SHS$8.78M5.8%

CORE S&P500 ETF$8.29M5.4%

Portfolio Concentration

Top 3$33.70M22.1%

4–10$49.55M32.6%

11–25$38.99M25.6%

Rest$29.96M19.7%

Top 3 weight

22.1%

Top 10 weight

54.7%

Voting Authority Distribution

Total shares with voting rights: 1.58M

Sole

Full voting authority

1.58M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other95

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings95

Rows:

ISHARES Russell 1000 Growth ETF

DFND

RUS 1000 GRW ETF

Shares33.92K

TypeSH

Market value$13.62M

8.95%

Sole

33.92K

Shared

0.00

None

0.00

Russell 1000 Value Ishare ETF

DFND

RUS 1000 VAL ETF

Shares57.77K

TypeSH

Market value$10.69M

7.03%

Sole

57.77K

Shared

0.00

None

0.00

West Bancorporation INC

DFND

CAP STK

Shares433.39K

TypeSH

Market value$9.38M

6.16%

Sole

433.39K

Shared

0.00

None

0.00

ISHARES Russell Midcap ETF

DFND

RUS MID CAP ETF

Shares100.97K

TypeSH

Market value$8.93M

5.86%

Sole

100.97K

Shared

0.00

None

0.00

Vanguard Index Funds S&p 500 ETF

DFND

S&P 500 ETF SHS

Shares16.29K

TypeSH

Market value$8.78M

5.77%

Sole

16.29K

Shared

0.00

None

0.00

ISHARES Core S&P 500 ETF

DFND

CORE S&P500 ETF

Shares14.08K

TypeSH

Market value$8.29M

5.45%

Sole

14.08K

Shared

0.00

None

0.00

Spdr S&p 500 Etf Trust

DFND

TR UNIT

Shares11.92K

TypeSH

Market value$6.99M

4.59%

Sole

11.92K

Shared

0.00

None

0.00

Vanguard High Dividend Yield ETF

DFND

HIGH DIV YLD

Shares46.23K

TypeSH

Market value$5.90M

3.88%

Sole

46.23K

Shared

0.00

None

0.00

Pacer US Small Cap Cash Cows 100 Etf

DFND

PACER US SMALL

Shares127.89K

TypeSH

Market value$5.63M

3.70%

Sole

127.89K

Shared

0.00

None

0.00

Brookfield Asset Management Ltd Mngmt A

DFND

CL A LMT VTG SHS

Shares93.09K

TypeSH

Market value$5.04M

3.31%

Sole

93.09K

Shared

0.00

None

0.00

Pacer US Cash Cows 100 Etf

DFND

US CASH COWS 100

Shares77.33K

TypeSH

Market value$4.37M

2.87%

Sole

77.33K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Growth ETF

DFND

GROWTH ETF

Shares10.24K

TypeSH

Market value$4.20M

2.76%

Sole

10.24K

Shared

0.00

None

0.00

Vanguard Small Cap ETF

DFND

SMALL CP ETF

Shares15.60K

TypeSH

Market value$3.75M

2.46%

Sole

15.60K

Shared

0.00

None

0.00

Apple INC

DFND

COM

Shares14.93K

TypeSH

Market value$3.74M

2.46%

Sole

14.93K

Shared

0.00

None

0.00

Microsoft Corp

DFND

COM

Shares8.38K

TypeSH

Market value$3.53M

2.32%

Sole

8.38K

Shared

0.00

None

0.00

ISHARES Russell 2000 Index Fd ETF

DFND

RUSSELL 2000 ETF

Shares14.56K

TypeSH

Market value$3.22M

2.11%

Sole

14.56K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets ETF

DFND

VAN FTSE DEV MKT

Shares58.97K

TypeSH

Market value$2.82M

1.85%

Sole

58.97K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Value ETF

DFND

VALUE ETF

Shares13.48K

TypeSH

Market value$2.28M

1.50%

Sole

13.48K

Shared

0.00

None

0.00

Vanguard Dividend Appreciation ETF

DFND

DIV APP ETF

Shares11.26K

TypeSH

Market value$2.21M

1.45%

Sole

11.26K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

DFND

MID CAP ETF

Shares8.07K

TypeSH

Market value$2.13M

1.40%

Sole

8.07K

Shared

0.00

None

0.00

Schwab US Dividend Equity ETF

DFND

US DIVIDEND EQ

Shares59.24K

TypeSH

Market value$1.62M

1.06%

Sole

59.24K

Shared

0.00

None

0.00

Nvidia Corp

DFND

COM

Shares9.86K

TypeSH

Market value$1.32M

0.87%

Sole

9.86K

Shared

0.00

None

0.00

Ishares Core Msci Eafe Etf

DFND

CORE MSCI EAFE

Shares18.26K

TypeSH

Market value$1.28M

0.84%

Sole

18.26K

Shared

0.00

None

0.00

JPMORGAN Chase & CO

DFND

COM

Shares5.30K

TypeSH

Market value$1.27M

0.84%

Sole

5.30K

Shared

0.00

None

0.00

Costco Wholesale Corp

DFND

COM

Shares1.36K

TypeSH

Market value$1.25M

0.82%

Sole

1.36K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES Russell 1000 Growth ETFDFND	RUS 1000 GRW ETF	33.92K	SH	$13.62M 8.95%	33.92K
Russell 1000 Value Ishare ETFDFND	RUS 1000 VAL ETF	57.77K	SH	$10.69M 7.03%	57.77K
West Bancorporation INCDFND	CAP STK	433.39K	SH	$9.38M 6.16%	433.39K
ISHARES Russell Midcap ETFDFND	RUS MID CAP ETF	100.97K	SH	$8.93M 5.86%	100.97K
Vanguard Index Funds S&p 500 ETFDFND	S&P 500 ETF SHS	16.29K	SH	$8.78M 5.77%	16.29K
ISHARES Core S&P 500 ETFDFND	CORE S&P500 ETF	14.08K	SH	$8.29M 5.45%	14.08K
Spdr S&p 500 Etf TrustDFND	TR UNIT	11.92K	SH	$6.99M 4.59%	11.92K
Vanguard High Dividend Yield ETFDFND	HIGH DIV YLD	46.23K	SH	$5.90M 3.88%	46.23K
Pacer US Small Cap Cash Cows 100 EtfDFND	PACER US SMALL	127.89K	SH	$5.63M 3.70%	127.89K
Brookfield Asset Management Ltd Mngmt ADFND	CL A LMT VTG SHS	93.09K	SH	$5.04M 3.31%	93.09K
Pacer US Cash Cows 100 EtfDFND	US CASH COWS 100	77.33K	SH	$4.37M 2.87%	77.33K
Vanguard Index Funds Vanguard Growth ETFDFND	GROWTH ETF	10.24K	SH	$4.20M 2.76%	10.24K
Vanguard Small Cap ETFDFND	SMALL CP ETF	15.60K	SH	$3.75M 2.46%	15.60K
Apple INCDFND	COM	14.93K	SH	$3.74M 2.46%	14.93K
Microsoft CorpDFND	COM	8.38K	SH	$3.53M 2.32%	8.38K
ISHARES Russell 2000 Index Fd ETFDFND	RUSSELL 2000 ETF	14.56K	SH	$3.22M 2.11%	14.56K
Vanguard FTSE Developed Markets ETFDFND	VAN FTSE DEV MKT	58.97K	SH	$2.82M 1.85%	58.97K
Vanguard Index Funds Vanguard Value ETFDFND	VALUE ETF	13.48K	SH	$2.28M 1.50%	13.48K
Vanguard Dividend Appreciation ETFDFND	DIV APP ETF	11.26K	SH	$2.21M 1.45%	11.26K
Vanguard Mid Cap ETFDFND	MID CAP ETF	8.07K	SH	$2.13M 1.40%	8.07K
Schwab US Dividend Equity ETFDFND	US DIVIDEND EQ	59.24K	SH	$1.62M 1.06%	59.24K
Nvidia CorpDFND	COM	9.86K	SH	$1.32M 0.87%	9.86K
Ishares Core Msci Eafe EtfDFND	CORE MSCI EAFE	18.26K	SH	$1.28M 0.84%	18.26K
JPMORGAN Chase & CODFND	COM	5.30K	SH	$1.27M 0.84%	5.30K
Costco Wholesale CorpDFND	COM	1.36K	SH	$1.25M 0.82%	1.36K

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