WEST BANCORPORATION INC

Filed: 10/24/2024ACC: 0001166928-24-000109

📋 What this filing means

WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $149.88M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$149.88M

Total AUM (reported)

1.59M

Total Shares

Allocation by class

COM$30.93M20.6%

RUS 1000 GRW ETF$13.12M8.8%

RUS 1000 VAL ETF$10.85M7.2%

RUS MID CAP ETF$9.27M6.2%

CAP STK$8.37M5.6%

CORE S&P500 ETF$8.34M5.6%

S&P 500 ETF SHS$7.24M4.8%

Portfolio Concentration

Top 3$33.24M22.2%

4–10$47.17M31.5%

11–25$38.00M25.4%

Rest$31.48M21.0%

Top 3 weight

22.2%

Top 10 weight

53.6%

Voting Authority Distribution

Total shares with voting rights: 1.59M

Sole

Full voting authority

1.59M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other99

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings99

Rows:

ISHARES Russell 1000 Growth ETF

DFND

RUS 1000 GRW ETF

Shares34.96K

TypeSH

Market value$13.12M

8.75%

Sole

34.96K

Shared

0.00

None

0.00

Russell 1000 Value Ishare ETF

DFND

RUS 1000 VAL ETF

Shares57.15K

TypeSH

Market value$10.85M

7.24%

Sole

57.15K

Shared

0.00

None

0.00

ISHARES Russell Midcap ETF

DFND

RUS MID CAP ETF

Shares105.14K

TypeSH

Market value$9.27M

6.18%

Sole

105.14K

Shared

0.00

None

0.00

West Bancorporation INC

DFND

CAP STK

Shares440.35K

TypeSH

Market value$8.37M

5.59%

Sole

440.35K

Shared

0.00

None

0.00

ISHARES Core S&P 500 ETF

DFND

CORE S&P500 ETF

Shares14.46K

TypeSH

Market value$8.34M

5.56%

Sole

14.46K

Shared

0.00

None

0.00

Vanguard Index Funds S&p 500 ETF

DFND

S&P 500 ETF SHS

Shares13.71K

TypeSH

Market value$7.24M

4.83%

Sole

13.71K

Shared

0.00

None

0.00

Spdr S&p 500 Etf Trust

DFND

TR UNIT

Shares11.92K

TypeSH

Market value$6.84M

4.56%

Sole

11.92K

Shared

0.00

None

0.00

Pacer US Small Cap Cash Cows 100 Etf

DFND

PACER US SMALL

Shares136.85K

TypeSH

Market value$6.37M

4.25%

Sole

136.85K

Shared

0.00

None

0.00

Vanguard High Dividend Yield ETF

DFND

HIGH DIV YLD

Shares41.05K

TypeSH

Market value$5.26M

3.51%

Sole

41.05K

Shared

0.00

None

0.00

Pacer US Cash Cows 100 Etf

DFND

US CASH COWS 100

Shares82.19K

TypeSH

Market value$4.75M

3.17%

Sole

82.19K

Shared

0.00

None

0.00

Brookfield Asset Management Ltd Mngmt A

DFND

CL A LMT VTG SHS

Shares93.09K

TypeSH

Market value$4.40M

2.94%

Sole

93.09K

Shared

0.00

None

0.00

Microsoft Corp

DFND

COM

Shares8.76K

TypeSH

Market value$3.77M

2.52%

Sole

8.76K

Shared

0.00

None

0.00

Apple INC

DFND

COM

Shares15.05K

TypeSH

Market value$3.51M

2.34%

Sole

15.05K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets ETF

DFND

VAN FTSE DEV MKT

Shares64.31K

TypeSH

Market value$3.40M

2.27%

Sole

64.31K

Shared

0.00

None

0.00

ISHARES Russell 2000 Index Fd ETF

DFND

RUSSELL 2000 ETF

Shares15.24K

TypeSH

Market value$3.37M

2.25%

Sole

15.24K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Growth ETF

DFND

GROWTH ETF

Shares8.54K

TypeSH

Market value$3.28M

2.19%

Sole

8.54K

Shared

0.00

None

0.00

Vanguard Small Cap ETF

DFND

SMALL CP ETF

Shares13.21K

TypeSH

Market value$3.13M

2.09%

Sole

13.21K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Value ETF

DFND

VALUE ETF

Shares14.13K

TypeSH

Market value$2.47M

1.65%

Sole

14.13K

Shared

0.00

None

0.00

Vanguard Dividend Appreciation ETF

DFND

DIV APP ETF

Shares10.01K

TypeSH

Market value$1.98M

1.32%

Sole

10.01K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

DFND

MID CAP ETF

Shares6.91K

TypeSH

Market value$1.82M

1.22%

Sole

6.91K

Shared

0.00

None

0.00

Schwab US Dividend Equity ETF

DFND

US DIVIDEND EQ

Shares20.15K

TypeSH

Market value$1.70M

1.14%

Sole

20.15K

Shared

0.00

None

0.00

Ishares Core Msci Eafe Etf

DFND

CORE MSCI EAFE

Shares18.39K

TypeSH

Market value$1.44M

0.96%

Sole

18.39K

Shared

0.00

None

0.00

Costco Wholesale Corp

DFND

COM

Shares1.45K

TypeSH

Market value$1.28M

0.85%

Sole

1.45K

Shared

0.00

None

0.00

Southern CO

DFND

COM

Shares13.82K

TypeSH

Market value$1.25M

0.83%

Sole

13.82K

Shared

0.00

None

0.00

Nvidia Corp

DFND

COM

Shares9.93K

TypeSH

Market value$1.21M

0.80%

Sole

9.93K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES Russell 1000 Growth ETFDFND	RUS 1000 GRW ETF	34.96K	SH	$13.12M 8.75%	34.96K
Russell 1000 Value Ishare ETFDFND	RUS 1000 VAL ETF	57.15K	SH	$10.85M 7.24%	57.15K
ISHARES Russell Midcap ETFDFND	RUS MID CAP ETF	105.14K	SH	$9.27M 6.18%	105.14K
West Bancorporation INCDFND	CAP STK	440.35K	SH	$8.37M 5.59%	440.35K
ISHARES Core S&P 500 ETFDFND	CORE S&P500 ETF	14.46K	SH	$8.34M 5.56%	14.46K
Vanguard Index Funds S&p 500 ETFDFND	S&P 500 ETF SHS	13.71K	SH	$7.24M 4.83%	13.71K
Spdr S&p 500 Etf TrustDFND	TR UNIT	11.92K	SH	$6.84M 4.56%	11.92K
Pacer US Small Cap Cash Cows 100 EtfDFND	PACER US SMALL	136.85K	SH	$6.37M 4.25%	136.85K
Vanguard High Dividend Yield ETFDFND	HIGH DIV YLD	41.05K	SH	$5.26M 3.51%	41.05K
Pacer US Cash Cows 100 EtfDFND	US CASH COWS 100	82.19K	SH	$4.75M 3.17%	82.19K
Brookfield Asset Management Ltd Mngmt ADFND	CL A LMT VTG SHS	93.09K	SH	$4.40M 2.94%	93.09K
Microsoft CorpDFND	COM	8.76K	SH	$3.77M 2.52%	8.76K
Apple INCDFND	COM	15.05K	SH	$3.51M 2.34%	15.05K
Vanguard FTSE Developed Markets ETFDFND	VAN FTSE DEV MKT	64.31K	SH	$3.40M 2.27%	64.31K
ISHARES Russell 2000 Index Fd ETFDFND	RUSSELL 2000 ETF	15.24K	SH	$3.37M 2.25%	15.24K
Vanguard Index Funds Vanguard Growth ETFDFND	GROWTH ETF	8.54K	SH	$3.28M 2.19%	8.54K
Vanguard Small Cap ETFDFND	SMALL CP ETF	13.21K	SH	$3.13M 2.09%	13.21K
Vanguard Index Funds Vanguard Value ETFDFND	VALUE ETF	14.13K	SH	$2.47M 1.65%	14.13K
Vanguard Dividend Appreciation ETFDFND	DIV APP ETF	10.01K	SH	$1.98M 1.32%	10.01K
Vanguard Mid Cap ETFDFND	MID CAP ETF	6.91K	SH	$1.82M 1.22%	6.91K
Schwab US Dividend Equity ETFDFND	US DIVIDEND EQ	20.15K	SH	$1.70M 1.14%	20.15K
Ishares Core Msci Eafe EtfDFND	CORE MSCI EAFE	18.39K	SH	$1.44M 0.96%	18.39K
Costco Wholesale CorpDFND	COM	1.45K	SH	$1.28M 0.85%	1.45K
Southern CODFND	COM	13.82K	SH	$1.25M 0.83%	13.82K
Nvidia CorpDFND	COM	9.93K	SH	$1.21M 0.80%	9.93K

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