WEST BANCORPORATION INC

Filed: 7/26/2024ACC: 0001166928-24-000091

📋 What this filing means

WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 93 equity positions with a total reported market value of $135.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$135.17M

Total AUM (reported)

1.55M

Total Shares

Allocation by class

COM$28.56M21.1%

RUS 1000 GRW ETF$12.56M9.3%

RUS 1000 VAL ETF$9.84M7.3%

RUS MID CAP ETF$8.85M6.5%

CAP STK$7.91M5.9%

CORE S&P500 ETF$6.67M4.9%

TR UNIT$6.49M4.8%

Portfolio Concentration

Top 3$31.24M23.1%

4–10$41.04M30.4%

11–25$36.30M26.9%

Rest$26.59M19.7%

Top 3 weight

23.1%

Top 10 weight

53.5%

Voting Authority Distribution

Total shares with voting rights: 1.55M

Sole

Full voting authority

1.55M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other93

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings93

Rows:

ISHARES Russell 1000 Growth ETF

DFND

RUS 1000 GRW ETF

Shares34.45K

TypeSH

Market value$12.56M

9.29%

Sole

34.45K

Shared

0.00

None

0.00

Russell 1000 Value Ishare ETF

DFND

RUS 1000 VAL ETF

Shares56.37K

TypeSH

Market value$9.84M

7.28%

Sole

56.37K

Shared

0.00

None

0.00

ISHARES Russell Midcap ETF

DFND

RUS MID CAP ETF

Shares109.11K

TypeSH

Market value$8.85M

6.54%

Sole

109.11K

Shared

0.00

None

0.00

West Bancorporation INC

DFND

CAP STK

Shares441.85K

TypeSH

Market value$7.91M

5.85%

Sole

441.85K

Shared

0.00

None

0.00

ISHARES Core S&P 500 ETF

DFND

CORE S&P500 ETF

Shares12.18K

TypeSH

Market value$6.67M

4.93%

Sole

12.18K

Shared

0.00

None

0.00

Spdr S&p 500 Etf Trust

DFND

TR UNIT

Shares11.92K

TypeSH

Market value$6.49M

4.80%

Sole

11.92K

Shared

0.00

None

0.00

Pacer US Small Cap Cash Cows 100 Etf

DFND

PACER US SMALL

Shares124.83K

TypeSH

Market value$5.44M

4.02%

Sole

124.83K

Shared

0.00

None

0.00

Vanguard Index Funds S&p 500 ETF

DFND

S&P 500 ETF SHS

Shares10.22K

TypeSH

Market value$5.11M

3.78%

Sole

10.22K

Shared

0.00

None

0.00

Vanguard High Dividend Yield ETF

DFND

HIGH DIV YLD

Shares41.84K

TypeSH

Market value$4.96M

3.67%

Sole

41.84K

Shared

0.00

None

0.00

Brookfield Asset Management Ltd Mngmt A

DFND

CL A LMT VTG SHS

Shares117.31K

TypeSH

Market value$4.46M

3.30%

Sole

117.31K

Shared

0.00

None

0.00

Microsoft Corp

DFND

COM

Shares9.17K

TypeSH

Market value$4.10M

3.03%

Sole

9.17K

Shared

0.00

None

0.00

Pacer US Cash Cows 100 Etf

DFND

US CASH COWS 100

Shares75.03K

TypeSH

Market value$4.09M

3.02%

Sole

75.03K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets ETF

DFND

VAN FTSE DEV MKT

Shares67.55K

TypeSH

Market value$3.34M

2.47%

Sole

67.55K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Growth ETF

DFND

GROWTH ETF

Shares8.45K

TypeSH

Market value$3.16M

2.34%

Sole

8.45K

Shared

0.00

None

0.00

Apple INC

DFND

COM

Shares14.94K

TypeSH

Market value$3.15M

2.33%

Sole

14.94K

Shared

0.00

None

0.00

ISHARES Russell 2000 Index Fd ETF

DFND

RUSSELL 2000 ETF

Shares15.37K

TypeSH

Market value$3.12M

2.31%

Sole

15.37K

Shared

0.00

None

0.00

Vanguard Small Cap ETF

DFND

SMALL CP ETF

Shares13.58K

TypeSH

Market value$2.96M

2.19%

Sole

13.58K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Value ETF

DFND

VALUE ETF

Shares14.33K

TypeSH

Market value$2.30M

1.70%

Sole

14.33K

Shared

0.00

None

0.00

Vanguard Dividend Appreciation ETF

DFND

DIV APP ETF

Shares10.10K

TypeSH

Market value$1.84M

1.36%

Sole

10.10K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

DFND

MID CAP ETF

Shares6.91K

TypeSH

Market value$1.67M

1.24%

Sole

6.91K

Shared

0.00

None

0.00

Schwab US Dividend Equity ETF

DFND

US DIVIDEND EQ

Shares20.93K

TypeSH

Market value$1.63M

1.20%

Sole

20.93K

Shared

0.00

None

0.00

Ishares Core Msci Eafe Etf

DFND

CORE MSCI EAFE

Shares19.51K

TypeSH

Market value$1.42M

1.05%

Sole

19.51K

Shared

0.00

None

0.00

Costco Wholesale Corp

DFND

COM

Shares1.43K

TypeSH

Market value$1.22M

0.90%

Sole

1.43K

Shared

0.00

None

0.00

Nvidia Corp

DFND

COM

Shares9.62K

TypeSH

Market value$1.19M

0.88%

Sole

9.62K

Shared

0.00

None

0.00

Alphabet INC

DFND

CAP STK CL C

Shares6.07K

TypeSH

Market value$1.11M

0.82%

Sole

6.07K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES Russell 1000 Growth ETFDFND	RUS 1000 GRW ETF	34.45K	SH	$12.56M 9.29%	34.45K
Russell 1000 Value Ishare ETFDFND	RUS 1000 VAL ETF	56.37K	SH	$9.84M 7.28%	56.37K
ISHARES Russell Midcap ETFDFND	RUS MID CAP ETF	109.11K	SH	$8.85M 6.54%	109.11K
West Bancorporation INCDFND	CAP STK	441.85K	SH	$7.91M 5.85%	441.85K
ISHARES Core S&P 500 ETFDFND	CORE S&P500 ETF	12.18K	SH	$6.67M 4.93%	12.18K
Spdr S&p 500 Etf TrustDFND	TR UNIT	11.92K	SH	$6.49M 4.80%	11.92K
Pacer US Small Cap Cash Cows 100 EtfDFND	PACER US SMALL	124.83K	SH	$5.44M 4.02%	124.83K
Vanguard Index Funds S&p 500 ETFDFND	S&P 500 ETF SHS	10.22K	SH	$5.11M 3.78%	10.22K
Vanguard High Dividend Yield ETFDFND	HIGH DIV YLD	41.84K	SH	$4.96M 3.67%	41.84K
Brookfield Asset Management Ltd Mngmt ADFND	CL A LMT VTG SHS	117.31K	SH	$4.46M 3.30%	117.31K
Microsoft CorpDFND	COM	9.17K	SH	$4.10M 3.03%	9.17K
Pacer US Cash Cows 100 EtfDFND	US CASH COWS 100	75.03K	SH	$4.09M 3.02%	75.03K
Vanguard FTSE Developed Markets ETFDFND	VAN FTSE DEV MKT	67.55K	SH	$3.34M 2.47%	67.55K
Vanguard Index Funds Vanguard Growth ETFDFND	GROWTH ETF	8.45K	SH	$3.16M 2.34%	8.45K
Apple INCDFND	COM	14.94K	SH	$3.15M 2.33%	14.94K
ISHARES Russell 2000 Index Fd ETFDFND	RUSSELL 2000 ETF	15.37K	SH	$3.12M 2.31%	15.37K
Vanguard Small Cap ETFDFND	SMALL CP ETF	13.58K	SH	$2.96M 2.19%	13.58K
Vanguard Index Funds Vanguard Value ETFDFND	VALUE ETF	14.33K	SH	$2.30M 1.70%	14.33K
Vanguard Dividend Appreciation ETFDFND	DIV APP ETF	10.10K	SH	$1.84M 1.36%	10.10K
Vanguard Mid Cap ETFDFND	MID CAP ETF	6.91K	SH	$1.67M 1.24%	6.91K
Schwab US Dividend Equity ETFDFND	US DIVIDEND EQ	20.93K	SH	$1.63M 1.20%	20.93K
Ishares Core Msci Eafe EtfDFND	CORE MSCI EAFE	19.51K	SH	$1.42M 1.05%	19.51K
Costco Wholesale CorpDFND	COM	1.43K	SH	$1.22M 0.90%	1.43K
Nvidia CorpDFND	COM	9.62K	SH	$1.19M 0.88%	9.62K
Alphabet INCDFND	CAP STK CL C	6.07K	SH	$1.11M 0.82%	6.07K

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