WEST BANCORPORATION INC

PublicCIK: 1166928

WTBANASDAQ

Location

WEST DES MOINES, IA

WEST BANCORPORATION INC

Filed: 4/30/2024ACC: 0001166928-24-000079

📋 What this filing means

WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $152.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

101

Positions

$152.14M

Total AUM (reported)

1.80M

Total Shares

Allocation by class

COM$50.77M33.4%

RUS 1000 GRW ETF$11.77M7.7%

RUS 1000 VAL ETF$10.15M6.7%

RUS MID CAP ETF$9.74M6.4%

CAP STK$7.90M5.2%

TR UNIT$6.36M4.2%

CORE S&P500 ETF$5.72M3.8%

Portfolio Concentration

Top 3$41.90M27.5%

4–10$43.29M28.5%

11–25$34.84M22.9%

Rest$32.11M21.1%

Top 3 weight

27.5%

Top 10 weight

56.0%

Voting Authority Distribution

Total shares with voting rights: 1.80M

Sole

Full voting authority

1.80M

shares

% of voting shares100.0%

Shared

Joint voting authority

0.00

shares

% of voting shares0.0%

None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other101

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings101

Rows:

American Equity Investment Life Holding CO

DFND

COM

Shares355.34K

TypeSH

Market value$19.98M

13.13%

Sole

355.34K

Shared

0.00

None

0.00

ISHARES Russell 1000 Growth ETF

DFND

RUS 1000 GRW ETF

Shares34.92K

TypeSH

Market value$11.77M

7.74%

Sole

34.92K

Shared

0.00

None

0.00

Russell 1000 Value Ishare ETF

DFND

RUS 1000 VAL ETF

Shares56.67K

TypeSH

Market value$10.15M

6.67%

Sole

56.67K

Shared

0.00

None

0.00

ISHARES Russell Midcap ETF

DFND

RUS MID CAP ETF

Shares115.84K

TypeSH

Market value$9.74M

6.40%

Sole

115.84K

Shared

0.00

None

0.00

West Bancorporation INC

DFND

CAP STK

Shares442.85K

TypeSH

Market value$7.90M

5.19%

Sole

442.85K

Shared

0.00

None

0.00

Spdr S&p 500 Etf Trust

DFND

TR UNIT

Shares12.15K

TypeSH

Market value$6.36M

4.18%

Sole

12.15K

Shared

0.00

None

0.00

ISHARES Core S&P 500 ETF

DFND

CORE S&P500 ETF

Shares10.89K

TypeSH

Market value$5.72M

3.76%

Sole

10.89K

Shared

0.00

None

0.00

Vanguard High Dividend Yield ETF

DFND

HIGH DIV YLD

Shares40.60K

TypeSH

Market value$4.91M

3.23%

Sole

40.60K

Shared

0.00

None

0.00

Vanguard Index Funds S&p 500 ETF

DFND

S&P 500 ETF SHS

Shares9.49K

TypeSH

Market value$4.56M

3.00%

Sole

9.49K

Shared

0.00

None

0.00

Microsoft Corp

DFND

COM

Shares9.75K

TypeSH

Market value$4.10M

2.70%

Sole

9.75K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets ETF

DFND

VAN FTSE DEV MKT

Shares74.92K

TypeSH

Market value$3.76M

2.47%

Sole

74.92K

Shared

0.00

None

0.00

ISHARES Russell 2000 Index Fd ETF

DFND

RUSSELL 2000 ETF

Shares17.41K

TypeSH

Market value$3.66M

2.41%

Sole

17.41K

Shared

0.00

None

0.00

Pacer US Small Cap Cash Cows 100 Etf

DFND

PACER US SMALL

Shares61.20K

TypeSH

Market value$3.01M

1.98%

Sole

61.20K

Shared

0.00

None

0.00

Vanguard Small Cap ETF

DFND

SMALL CP ETF

Shares12.05K

TypeSH

Market value$2.75M

1.81%

Sole

12.05K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Growth ETF

DFND

GROWTH ETF

Shares8K

TypeSH

Market value$2.75M

1.81%

Sole

8K

Shared

0.00

None

0.00

Apple INC

DFND

COM

Shares14.51K

TypeSH

Market value$2.49M

1.64%

Sole

14.51K

Shared

0.00

None

0.00

Wisdomtree US Mid Cap Dividend ETF

DFND

US MIDCAP DIVID

Shares50.39K

TypeSH

Market value$2.46M

1.62%

Sole

50.39K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Value ETF

DFND

VALUE ETF

Shares14.22K

TypeSH

Market value$2.32M

1.52%

Sole

14.22K

Shared

0.00

None

0.00

Vanguard Dividend Appreciation ETF

DFND

DIV APP ETF

Shares10.79K

TypeSH

Market value$1.97M

1.29%

Sole

10.79K

Shared

0.00

None

0.00

Schwab US Dividend Equity ETF

DFND

US DIVIDEND EQ

Shares22.88K

TypeSH

Market value$1.84M

1.21%

Sole

22.88K

Shared

0.00

None

0.00

Pacer US Cash Cows 100 Etf

DFND

US CASH COWS 100

Shares31.58K

TypeSH

Market value$1.84M

1.21%

Sole

31.58K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

DFND

MID CAP ETF

Shares7.10K

TypeSH

Market value$1.78M

1.17%

Sole

7.10K

Shared

0.00

None

0.00

Ishares Core Msci Eafe Etf

DFND

CORE MSCI EAFE

Shares19.51K

TypeSH

Market value$1.45M

0.95%

Sole

19.51K

Shared

0.00

None

0.00

Honeywell International INC

DFND

COM

Shares6.86K

TypeSH

Market value$1.41M

0.93%

Sole

6.86K

Shared

0.00

None

0.00

Wisdomtree US Smallcap Dividend Fund Etf

DFND

US SMALLCAP DIVD

Shares41.76K

TypeSH

Market value$1.36M

0.90%

Sole

41.76K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
American Equity Investment Life Holding CODFND	COM	355.34K	SH	$19.98M 13.13%	355.34K	0.00	0.00
ISHARES Russell 1000 Growth ETFDFND	RUS 1000 GRW ETF	34.92K	SH	$11.77M 7.74%	34.92K	0.00	0.00
Russell 1000 Value Ishare ETFDFND	RUS 1000 VAL ETF	56.67K	SH	$10.15M 6.67%	56.67K	0.00	0.00
ISHARES Russell Midcap ETFDFND	RUS MID CAP ETF	115.84K	SH	$9.74M 6.40%	115.84K	0.00	0.00
West Bancorporation INCDFND	CAP STK	442.85K	SH	$7.90M 5.19%	442.85K	0.00	0.00
Spdr S&p 500 Etf TrustDFND	TR UNIT	12.15K	SH	$6.36M 4.18%	12.15K	0.00	0.00
ISHARES Core S&P 500 ETFDFND	CORE S&P500 ETF	10.89K	SH	$5.72M 3.76%	10.89K	0.00	0.00
Vanguard High Dividend Yield ETFDFND	HIGH DIV YLD	40.60K	SH	$4.91M 3.23%	40.60K	0.00	0.00
Vanguard Index Funds S&p 500 ETFDFND	S&P 500 ETF SHS	9.49K	SH	$4.56M 3.00%	9.49K	0.00	0.00
Microsoft CorpDFND	COM	9.75K	SH	$4.10M 2.70%	9.75K	0.00	0.00
Vanguard FTSE Developed Markets ETFDFND	VAN FTSE DEV MKT	74.92K	SH	$3.76M 2.47%	74.92K	0.00	0.00
ISHARES Russell 2000 Index Fd ETFDFND	RUSSELL 2000 ETF	17.41K	SH	$3.66M 2.41%	17.41K	0.00	0.00
Pacer US Small Cap Cash Cows 100 EtfDFND	PACER US SMALL	61.20K	SH	$3.01M 1.98%	61.20K	0.00	0.00
Vanguard Small Cap ETFDFND	SMALL CP ETF	12.05K	SH	$2.75M 1.81%	12.05K	0.00	0.00
Vanguard Index Funds Vanguard Growth ETFDFND	GROWTH ETF	8K	SH	$2.75M 1.81%	8K	0.00	0.00
Apple INCDFND	COM	14.51K	SH	$2.49M 1.64%	14.51K	0.00	0.00
Wisdomtree US Mid Cap Dividend ETFDFND	US MIDCAP DIVID	50.39K	SH	$2.46M 1.62%	50.39K	0.00	0.00
Vanguard Index Funds Vanguard Value ETFDFND	VALUE ETF	14.22K	SH	$2.32M 1.52%	14.22K	0.00	0.00
Vanguard Dividend Appreciation ETFDFND	DIV APP ETF	10.79K	SH	$1.97M 1.29%	10.79K	0.00	0.00
Schwab US Dividend Equity ETFDFND	US DIVIDEND EQ	22.88K	SH	$1.84M 1.21%	22.88K	0.00	0.00
Pacer US Cash Cows 100 EtfDFND	US CASH COWS 100	31.58K	SH	$1.84M 1.21%	31.58K	0.00	0.00
Vanguard Mid Cap ETFDFND	MID CAP ETF	7.10K	SH	$1.78M 1.17%	7.10K	0.00	0.00
Ishares Core Msci Eafe EtfDFND	CORE MSCI EAFE	19.51K	SH	$1.45M 0.95%	19.51K	0.00	0.00
Honeywell International INCDFND	COM	6.86K	SH	$1.41M 0.93%	6.86K	0.00	0.00
Wisdomtree US Smallcap Dividend Fund EtfDFND	US SMALLCAP DIVD	41.76K	SH	$1.36M 0.90%	41.76K	0.00	0.00

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WEST BANCORPORATION INC 13F Holdings — 101 Positions | Finecho