Filed: 1/26/2024ACC: 0001166928-24-000004
📋 What this filing means
WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $154.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$154.90M
Total AUM (reported)
1.85M
Total Shares
Allocation by class
COM$53.42M34.5%
RUS 1000 GRW ETF$10.91M7.0%
RUS 1000 VAL ETF$9.84M6.4%
CAP STK$9.44M6.1%
RUS MID CAP ETF$9.42M6.1%
TR UNIT$5.96M3.9%
CORE S&P500 ETF$5.12M3.3%
Portfolio Concentration
Top 3$40.58M26.2%
4–10$43.02M27.8%
11–25$36.72M23.7%
Rest$34.58M22.3%
Top 3 weight
26.2%
Top 10 weight
54.0%
Voting Authority Distribution
Total shares with voting rights: 1.85M
Sole
Full voting authority
1.85M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other97
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings97
Rows:
American Equity Investment Life Holding CO
DFNDShares355.34K
TypeSH
Market value$19.83M
12.80%
Sole
355.34K
Shared
0.00
None
0.00
ISHARES Russell 1000 Growth ETF
DFNDShares35.99K
TypeSH
Market value$10.91M
7.04%
Sole
35.99K
Shared
0.00
None
0.00
Russell 1000 Value Ishare ETF
DFNDShares59.55K
TypeSH
Market value$9.84M
6.35%
Sole
59.55K
Shared
0.00
None
0.00
West Bancorporation INC
DFNDShares445.35K
TypeSH
Market value$9.44M
6.10%
Sole
445.35K
Shared
0.00
None
0.00
ISHARES Russell Midcap ETF
DFNDShares121.22K
TypeSH
Market value$9.42M
6.08%
Sole
121.22K
Shared
0.00
None
0.00
Spdr S&p 500 Etf Trust
DFNDShares12.55K
TypeSH
Market value$5.96M
3.85%
Sole
12.55K
Shared
0.00
None
0.00
ISHARES Core S&P 500 ETF
DFNDShares10.71K
TypeSH
Market value$5.12M
3.30%
Sole
10.71K
Shared
0.00
None
0.00
Vanguard High Dividend Yield ETF
DFNDShares43.14K
TypeSH
Market value$4.82M
3.11%
Sole
43.14K
Shared
0.00
None
0.00
Vanguard Index Funds S&p 500 ETF
DFNDShares9.50K
TypeSH
Market value$4.15M
2.68%
Sole
9.50K
Shared
0.00
None
0.00
Microsoft Corp
DFNDShares10.93K
TypeSH
Market value$4.11M
2.65%
Sole
10.93K
Shared
0.00
None
0.00
Vanguard FTSE Developed Markets ETF
DFNDShares84.82K
TypeSH
Market value$4.06M
2.62%
Sole
84.82K
Shared
0.00
None
0.00
ISHARES Russell 2000 Index Fd ETF
DFNDShares18.77K
TypeSH
Market value$3.77M
2.43%
Sole
18.77K
Shared
0.00
None
0.00
Vanguard Small Cap ETF
DFNDShares15.38K
TypeSH
Market value$3.28M
2.12%
Sole
15.38K
Shared
0.00
None
0.00
Wisdomtree US Mid Cap Dividend ETF
DFNDShares68.13K
TypeSH
Market value$3.11M
2.01%
Sole
68.13K
Shared
0.00
None
0.00
Apple INC
DFNDShares15.96K
TypeSH
Market value$3.07M
1.98%
Sole
15.96K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Value ETF
DFNDShares18.31K
TypeSH
Market value$2.74M
1.77%
Sole
18.31K
Shared
0.00
None
0.00
Vanguard Index Funds Vanguard Growth ETF
DFNDShares7.83K
TypeSH
Market value$2.43M
1.57%
Sole
7.83K
Shared
0.00
None
0.00
Caseys General Stores INC
DFNDShares8K
TypeSH
Market value$2.20M
1.42%
Sole
8K
Shared
0.00
None
0.00
Wisdomtree US Smallcap Dividend Fund Etf
DFNDShares59.68K
TypeSH
Market value$1.92M
1.24%
Sole
59.68K
Shared
0.00
None
0.00
Schwab US Dividend Equity ETF
DFNDShares24.86K
TypeSH
Market value$1.89M
1.22%
Sole
24.86K
Shared
0.00
None
0.00
Vanguard Dividend Appreciation ETF
DFNDShares10.50K
TypeSH
Market value$1.79M
1.16%
Sole
10.50K
Shared
0.00
None
0.00
Honeywell International INC
DFNDShares8.42K
TypeSH
Market value$1.77M
1.14%
Sole
8.42K
Shared
0.00
None
0.00
Pacer US Small Cap Cash Cows 100 Etf
DFNDShares36.21K
TypeSH
Market value$1.74M
1.12%
Sole
36.21K
Shared
0.00
None
0.00
Vanguard Mid Cap ETF
DFNDShares6.78K
TypeSH
Market value$1.58M
1.02%
Sole
6.78K
Shared
0.00
None
0.00
Ishares Core Msci Eafe Etf
DFNDShares19.51K
TypeSH
Market value$1.37M
0.89%
Sole
19.51K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
American Equity Investment Life Holding CODFND | COM | 355.34K | SH | $19.83M 12.80% | 355.34K | 0.00 | 0.00 |
ISHARES Russell 1000 Growth ETFDFND | RUS 1000 GRW ETF | 35.99K | SH | $10.91M 7.04% | 35.99K | 0.00 | 0.00 |
Russell 1000 Value Ishare ETFDFND | RUS 1000 VAL ETF | 59.55K | SH | $9.84M 6.35% | 59.55K | 0.00 | 0.00 |
West Bancorporation INCDFND | CAP STK | 445.35K | SH | $9.44M 6.10% | 445.35K | 0.00 | 0.00 |
ISHARES Russell Midcap ETFDFND | RUS MID CAP ETF | 121.22K | SH | $9.42M 6.08% | 121.22K | 0.00 | 0.00 |
Spdr S&p 500 Etf TrustDFND | TR UNIT | 12.55K | SH | $5.96M 3.85% | 12.55K | 0.00 | 0.00 |
ISHARES Core S&P 500 ETFDFND | CORE S&P500 ETF | 10.71K | SH | $5.12M 3.30% | 10.71K | 0.00 | 0.00 |
Vanguard High Dividend Yield ETFDFND | HIGH DIV YLD | 43.14K | SH | $4.82M 3.11% | 43.14K | 0.00 | 0.00 |
Vanguard Index Funds S&p 500 ETFDFND | S&P 500 ETF SHS | 9.50K | SH | $4.15M 2.68% | 9.50K | 0.00 | 0.00 |
Microsoft CorpDFND | COM | 10.93K | SH | $4.11M 2.65% | 10.93K | 0.00 | 0.00 |
Vanguard FTSE Developed Markets ETFDFND | VAN FTSE DEV MKT | 84.82K | SH | $4.06M 2.62% | 84.82K | 0.00 | 0.00 |
ISHARES Russell 2000 Index Fd ETFDFND | RUSSELL 2000 ETF | 18.77K | SH | $3.77M 2.43% | 18.77K | 0.00 | 0.00 |
Vanguard Small Cap ETFDFND | SMALL CP ETF | 15.38K | SH | $3.28M 2.12% | 15.38K | 0.00 | 0.00 |
Wisdomtree US Mid Cap Dividend ETFDFND | US MIDCAP DIVID | 68.13K | SH | $3.11M 2.01% | 68.13K | 0.00 | 0.00 |
Apple INCDFND | COM | 15.96K | SH | $3.07M 1.98% | 15.96K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Value ETFDFND | VALUE ETF | 18.31K | SH | $2.74M 1.77% | 18.31K | 0.00 | 0.00 |
Vanguard Index Funds Vanguard Growth ETFDFND | GROWTH ETF | 7.83K | SH | $2.43M 1.57% | 7.83K | 0.00 | 0.00 |
Caseys General Stores INCDFND | COM | 8K | SH | $2.20M 1.42% | 8K | 0.00 | 0.00 |
Wisdomtree US Smallcap Dividend Fund EtfDFND | US SMALLCAP DIVD | 59.68K | SH | $1.92M 1.24% | 59.68K | 0.00 | 0.00 |
Schwab US Dividend Equity ETFDFND | US DIVIDEND EQ | 24.86K | SH | $1.89M 1.22% | 24.86K | 0.00 | 0.00 |
Vanguard Dividend Appreciation ETFDFND | DIV APP ETF | 10.50K | SH | $1.79M 1.16% | 10.50K | 0.00 | 0.00 |
Honeywell International INCDFND | COM | 8.42K | SH | $1.77M 1.14% | 8.42K | 0.00 | 0.00 |
Pacer US Small Cap Cash Cows 100 EtfDFND | PACER US SMALL | 36.21K | SH | $1.74M 1.12% | 36.21K | 0.00 | 0.00 |
Vanguard Mid Cap ETFDFND | MID CAP ETF | 6.78K | SH | $1.58M 1.02% | 6.78K | 0.00 | 0.00 |
Ishares Core Msci Eafe EtfDFND | CORE MSCI EAFE | 19.51K | SH | $1.37M 0.89% | 19.51K | 0.00 | 0.00 |
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