WEST BANCORPORATION INC

PublicCIK: 1166928

WTBANASDAQ

Location

WEST DES MOINES, IA

WEST BANCORPORATION INC

Filed: 10/30/2023ACC: 0001166928-23-000121

📋 What this filing means

WEST BANCORPORATION INC filed this quarterly 13F‑HR report disclosing 92 equity positions with a total reported market value of $141.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

92

Positions

$141.31M

Total AUM (reported)

1.91M

Total Shares

Allocation by class

COM$50.41M35.7%

RUS 1000 VAL ETF$9.13M6.5%

RUS 1000 GRW ETF$8.88M6.3%

RUS MID CAP ETF$8.37M5.9%

CAP STK$6.94M4.9%

TR UNIT$5.36M3.8%

HIGH DIV YLD$5.05M3.6%

Portfolio Concentration

Top 3$37.61M26.6%

4–10$37.95M26.9%

11–25$34.52M24.4%

Rest$31.22M22.1%

Top 3 weight

26.6%

Top 10 weight

53.5%

Voting Authority Distribution

Total shares with voting rights: 1.91M

Sole

Full voting authority

1.91M

shares

% of voting shares100.0%

Shared

Joint voting authority

0.00

shares

% of voting shares0.0%

None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other92

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings92

Rows:

American Equity Investment Life Holding CO

DFND

COM

Shares365.34K

TypeSH

Market value$19.60M

13.87%

Sole

365.34K

Shared

0.00

None

0.00

Russell 1000 Value Ishare ETF

DFND

RUS 1000 VAL ETF

Shares60.16K

TypeSH

Market value$9.13M

6.46%

Sole

60.16K

Shared

0.00

None

0.00

ISHARES Russell 1000 Growth ETF

DFND

RUS 1000 GRW ETF

Shares33.39K

TypeSH

Market value$8.88M

6.28%

Sole

33.39K

Shared

0.00

None

0.00

ISHARES Russell Midcap ETF

DFND

RUS MID CAP ETF

Shares120.85K

TypeSH

Market value$8.37M

5.92%

Sole

120.85K

Shared

0.00

None

0.00

West Bancorporation INC

DFND

CAP STK

Shares425.76K

TypeSH

Market value$6.94M

4.91%

Sole

425.76K

Shared

0.00

None

0.00

Spdr S&p 500 Etf Trust

DFND

TR UNIT

Shares12.55K

TypeSH

Market value$5.36M

3.80%

Sole

12.55K

Shared

0.00

None

0.00

Vanguard High Dividend Yield ETF

DFND

HIGH DIV YLD

Shares48.84K

TypeSH

Market value$5.05M

3.57%

Sole

48.84K

Shared

0.00

None

0.00

ISHARES Core S&P 500 ETF

DFND

CORE S&P500 ETF

Shares10.64K

TypeSH

Market value$4.57M

3.23%

Sole

10.64K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets ETF

DFND

VAN FTSE DEV MKT

Shares92.49K

TypeSH

Market value$4.04M

2.86%

Sole

92.49K

Shared

0.00

None

0.00

Vanguard Index Funds S&p 500 ETF

DFND

S&P 500 ETF SHS

Shares9.21K

TypeSH

Market value$3.62M

2.56%

Sole

9.21K

Shared

0.00

None

0.00

Microsoft Corp

DFND

COM

Shares11.29K

TypeSH

Market value$3.57M

2.52%

Sole

11.29K

Shared

0.00

None

0.00

ISHARES Russell 2000 Index Fd ETF

DFND

RUSSELL 2000 ETF

Shares19.03K

TypeSH

Market value$3.36M

2.38%

Sole

19.03K

Shared

0.00

None

0.00

Wisdomtree US Mid Cap Dividend ETF

DFND

US MIDCAP DIVID

Shares76.34K

TypeSH

Market value$3.13M

2.21%

Sole

76.34K

Shared

0.00

None

0.00

Apple INC

DFND

COM

Shares17.08K

TypeSH

Market value$2.92M

2.07%

Sole

17.08K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Value ETF

DFND

VALUE ETF

Shares21.05K

TypeSH

Market value$2.90M

2.05%

Sole

21.05K

Shared

0.00

None

0.00

Vanguard Small Cap ETF

DFND

SMALL CP ETF

Shares15.34K

TypeSH

Market value$2.90M

2.05%

Sole

15.34K

Shared

0.00

None

0.00

Caseys General Stores INC

DFND

COM

Shares8K

TypeSH

Market value$2.17M

1.54%

Sole

8K

Shared

0.00

None

0.00

Schwab US Dividend Equity ETF

DFND

US DIVIDEND EQ

Shares30.63K

TypeSH

Market value$2.17M

1.53%

Sole

30.63K

Shared

0.00

None

0.00

Wisdomtree US Smallcap Dividend Fund Etf

DFND

US SMALLCAP DIVD

Shares67.51K

TypeSH

Market value$1.90M

1.35%

Sole

67.51K

Shared

0.00

None

0.00

Vanguard Index Funds Vanguard Growth ETF

DFND

GROWTH ETF

Shares6.47K

TypeSH

Market value$1.76M

1.25%

Sole

6.47K

Shared

0.00

None

0.00

Vanguard Dividend Appreciation ETF

DFND

DIV APP ETF

Shares10.73K

TypeSH

Market value$1.67M

1.18%

Sole

10.73K

Shared

0.00

None

0.00

Honeywell International INC

DFND

COM

Shares8.42K

TypeSH

Market value$1.56M

1.10%

Sole

8.42K

Shared

0.00

None

0.00

ISHARES Russell Mid-Cap Value ETF

DFND

RUS MDCP VAL ETF

Shares14.69K

TypeSH

Market value$1.53M

1.08%

Sole

14.69K

Shared

0.00

None

0.00

ISHARES Russell 2000 Value

DFND

RUS 2000 VAL ETF

Shares11.22K

TypeSH

Market value$1.52M

1.08%

Sole

11.22K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

DFND

MID CAP ETF

Shares7K

TypeSH

Market value$1.46M

1.03%

Sole

7K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
American Equity Investment Life Holding CODFND	COM	365.34K	SH	$19.60M 13.87%	365.34K	0.00	0.00
Russell 1000 Value Ishare ETFDFND	RUS 1000 VAL ETF	60.16K	SH	$9.13M 6.46%	60.16K	0.00	0.00
ISHARES Russell 1000 Growth ETFDFND	RUS 1000 GRW ETF	33.39K	SH	$8.88M 6.28%	33.39K	0.00	0.00
ISHARES Russell Midcap ETFDFND	RUS MID CAP ETF	120.85K	SH	$8.37M 5.92%	120.85K	0.00	0.00
West Bancorporation INCDFND	CAP STK	425.76K	SH	$6.94M 4.91%	425.76K	0.00	0.00
Spdr S&p 500 Etf TrustDFND	TR UNIT	12.55K	SH	$5.36M 3.80%	12.55K	0.00	0.00
Vanguard High Dividend Yield ETFDFND	HIGH DIV YLD	48.84K	SH	$5.05M 3.57%	48.84K	0.00	0.00
ISHARES Core S&P 500 ETFDFND	CORE S&P500 ETF	10.64K	SH	$4.57M 3.23%	10.64K	0.00	0.00
Vanguard FTSE Developed Markets ETFDFND	VAN FTSE DEV MKT	92.49K	SH	$4.04M 2.86%	92.49K	0.00	0.00
Vanguard Index Funds S&p 500 ETFDFND	S&P 500 ETF SHS	9.21K	SH	$3.62M 2.56%	9.21K	0.00	0.00
Microsoft CorpDFND	COM	11.29K	SH	$3.57M 2.52%	11.29K	0.00	0.00
ISHARES Russell 2000 Index Fd ETFDFND	RUSSELL 2000 ETF	19.03K	SH	$3.36M 2.38%	19.03K	0.00	0.00
Wisdomtree US Mid Cap Dividend ETFDFND	US MIDCAP DIVID	76.34K	SH	$3.13M 2.21%	76.34K	0.00	0.00
Apple INCDFND	COM	17.08K	SH	$2.92M 2.07%	17.08K	0.00	0.00
Vanguard Index Funds Vanguard Value ETFDFND	VALUE ETF	21.05K	SH	$2.90M 2.05%	21.05K	0.00	0.00
Vanguard Small Cap ETFDFND	SMALL CP ETF	15.34K	SH	$2.90M 2.05%	15.34K	0.00	0.00
Caseys General Stores INCDFND	COM	8K	SH	$2.17M 1.54%	8K	0.00	0.00
Schwab US Dividend Equity ETFDFND	US DIVIDEND EQ	30.63K	SH	$2.17M 1.53%	30.63K	0.00	0.00
Wisdomtree US Smallcap Dividend Fund EtfDFND	US SMALLCAP DIVD	67.51K	SH	$1.90M 1.35%	67.51K	0.00	0.00
Vanguard Index Funds Vanguard Growth ETFDFND	GROWTH ETF	6.47K	SH	$1.76M 1.25%	6.47K	0.00	0.00
Vanguard Dividend Appreciation ETFDFND	DIV APP ETF	10.73K	SH	$1.67M 1.18%	10.73K	0.00	0.00
Honeywell International INCDFND	COM	8.42K	SH	$1.56M 1.10%	8.42K	0.00	0.00
ISHARES Russell Mid-Cap Value ETFDFND	RUS MDCP VAL ETF	14.69K	SH	$1.53M 1.08%	14.69K	0.00	0.00
ISHARES Russell 2000 ValueDFND	RUS 2000 VAL ETF	11.22K	SH	$1.52M 1.08%	11.22K	0.00	0.00
Vanguard Mid Cap ETFDFND	MID CAP ETF	7K	SH	$1.46M 1.03%	7K	0.00	0.00

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WEST BANCORPORATION INC 13F Holdings — 92 Positions | Finecho